Corporate Settlements/Fines
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DateAmountPeopleCrimeSource LinksBackup of Source
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2009-03$3,266,513"K" Line Logistics Ltd.Settling with JFTC for violating Article 3 of the Antimonopoly Act related to international air freight forwarding businesshttp://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
https://web.archive.org/web/20130413203459/http://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
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2013-03$3,507,246"K" Line Logistics Ltd.Settling criminal antitrust & competition laws for Air Freight Forwardinghttp://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probehttp://web.archive.org/web/20150318092720/http://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probe
4
2014-03$56,143,882"K" Line Logistics Ltd.Settling with JFTC for violating Article 3 of the Antimonopoly Act in the market of international ocean shipping serviceshttp://www.jftc.go.jp/en/pressreleases/yearly-2014/March/140318.html
https://web.archive.org/web/20160223101136/http://www.jftc.go.jp/en/pressreleases/yearly-2014/March/140318.html
5
2015-12$1,725,000"K" Line Logistics Ltd.Fined by China for price-fixing & anti-competitive behaviorhttp://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-chargeshttps://web.archive.org/web/20160506195305/http://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-charges
6
2009-07$13,933,5831.garantovana a.s.Settling European Union probe for price-fixing related to calcium carbide & magnesiumhttp://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=enhttp://web.archive.org/web/20150316152332/http://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=en
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1995-11$3,700,000115th Street CorporationSettling with EPA for clean water act violations. $1.6m is fine, $1.5m is for pollution control upgrades, & $600,000 reimbursements for legal feeshttps://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.htmlhttps://web.archive.org/web/20160501192421/https://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.html
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2014-02$83,0001st Alliance Lending LLCSettling with CFPB for illegally splitting real estate settlement feeshttp://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/https://web.archive.org/web/20150316181246/http://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/
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2010-01$10,140,0001st Financial BankSettling with FDIC for unfair & deceptive practices in violations of section 5 of the FTCAhttp://www.fdic.gov/news/news/press/2010/pr10019.htmlhttp://web.archive.org/web/20150318051325/https://www.fdic.gov/news/news/press/2010/pr10019.html
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2001-03$19,000,00020th Century FoxSettling with a small Detroit publishing firm alleging copyright-infringement over "Jingle All the Way"http://articles.latimes.com/2001/mar/07/business/fi-34293http://web.archive.org/web/20150222013302/http://articles.latimes.com/2001/mar/07/business/fi-34293
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2016-03$34,700,00021 Century Oncology Inc.Settling with U.S. Govt stemming from the improper use of a procedure that measures the level of radiation that leaves a patient's body after treatmenthttp://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291https://web.archive.org/web/20160321043256/http://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291
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2013-03$2,217,797211 Ventures LLCSettling with SEC for fraud involving the promotion & sale of fictitious financial instruments & trading programshttp://www.sec.gov/litigation/litreleases/2013/lr22649.htmhttps://web.archive.org/web/20150318182530/http://www.sec.gov/litigation/litreleases/2013/lr22649.htm
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2015-12$19,750,00021st Century Oncology LLCSettling FCA violations for billing federal health care programs for laboratory tests that were not medically necessaryhttp://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratoryhttps://web.archive.org/web/20160112190701/http://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratory
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1999-01$11,000,000242 East 138th Street Inc.Settling for a series of gasoline spills that polluted groundwater & required extensive cleanuphttp://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spillhttps://web.archive.org/web/20160728221701/http://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spill
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2002-02$15,500,0003MSettling with DoJ for cleanup work at the Krejci Dump Site & for injuries to natural resources in the Cuyahoga Valley National Parkhttps://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htmhttps://web.archive.org/web/20160306231600/https://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htm
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2006-04$1,521,4813M
Settling with EPA for 244 separate TSCA violations including failures to notify EPA on new chemicals, late reporting on substantial risk information, and others
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
https://web.archive.org/web/20161213102916/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
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2006-08$28,800,0003MSettling class-action lawsuit for establishing an illegal monopoly in the market for transparent tapehttp://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8mhttp://web.archive.org/web/20150318093008/http://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8m
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2007-05$40,000,0003MSettling class-action lawsuit to end more than a decade of antitrust litigation against the company over scotch tapehttp://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suithttp://web.archive.org/web/20150318092422/http://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suit
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2010-12$2,578,1593MSettling with French AC for anti-competitive behavior between 1997 & 2006.http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522https://web.archive.org/web/20160714222144/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522
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2011-08$3,000,0003MSettling class-action case by former employees alleging age discrimination in hundreds of layoffshttp://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdfhttp://web.archive.org/web/20121122204709/http://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdf
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2010-05$1,338,2323M (Sumitomo 3m Ltd.)Settling with JFTC for violating Article 3 of the Antimonopoly Act in the market of manufacturing optical fiber cable productshttp://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
https://web.archive.org/web/20150711022202/http://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
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2016-12$2,500,0003Red Trading LLC
Settling with CFTC for spoofing & employment of a manipulative & deceptive device while trading futures contracts on multiple futures exchanges
http://www.cftc.gov/PressRoom/PressReleases/pr7504-16https://web.archive.org/web/20170115171336/http://www.cftc.gov/PressRoom/PressReleases/pr7504-16
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2016-02$10,980,9044X Solutions Inc.Settling with U.S. CFTC for its connection with a foreign currency trading ponzi schemehttp://www.cftc.gov/PressRoom/PressReleases/pr7321-16https://web.archive.org/web/20160424005602/http://www.cftc.gov/PressRoom/PressReleases/pr7321-16
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2016-11$1,560,000808 Renewable Energy Corp.Settling with SEC for defrauding investors in a cash-strapped California-based renewable energy companyhttps://www.sec.gov/news/pressrelease/2016-242.htmlhttps://web.archive.org/web/20161118142245/http://www.sec.gov/news/pressrelease/2016-242.html
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2010-09$409,49099 Cents Only StoresSettling with EPA for selling illegal unregistered & misbranded pesticides contained in household products
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
https://web.archive.org/web/20100917160614/http://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
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2015-01$2,000,00099 Cents Only StoresSettling accusations that its operations improperly stored, handled, & disposed of hazardous & pharmaceutical wastehttp://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.htmlhttps://web.archive.org/web/20150106233808/http://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.html
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2014-03$158,693,315A Chicago Convention Center LLCSettling with SEC for conducting a fraudulent offering targeting the EB-5 immigrant investorshttp://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspxhttp://web.archive.org/web/20150320062316/http://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspx
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2014-09$1,650,000A Plus Home Health Care Inc.Settling with DoJ over allegations it paid spouses of referring physicians for sham marketing positions to get patient referralshttp://www.justice.gov/opa/pr/2014/September/14-civ-992.htmlhttps://web.archive.org/web/20150318091203/http://www.law360.com/articles/593859/home-care-co-to-pay-1-65m-to-settle-fca-suit
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1989-07$301,402A-1 Disposal CorporationSentenced to pay for violating RCRA by making false statements & knowingly transporting hazardous wastes without a manifesthttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0Ahttps://web.archive.org/web/20160920221946/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0A
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2015-11$200,000A-1 Restaurant Services LLC
Settling with EPA not properly monitoring employees and negligently causing the discharge of pollutants to a POTW at unapproved discharge points
https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
https://web.archive.org/web/20161213103255/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
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2009-02$325,700A-Dec Inc.Settling with EPA for 116 violations of the Federal Insecticide, Fungicide, and Rodenticide Act
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
https://web.archive.org/web/20170127044709/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
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2006-08$695,000A. Finkl & SonsSettling with EPA for CAA violations. $75,000 is fine & $620,000 is for pollution control upgrades
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
https://web.archive.org/web/20170127012255/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
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2007-07$11,495,524A. Raymond S.A.R.I.Settling with European Union probe for price-fixing scheme related to fastenershttp://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=enhttp://web.archive.org/web/20150316082507/http://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=en
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2011-11$375,000A.E. Nomikos Shipping Investments LTD.Settling with EPA for MARPOL violations & for making false statementshttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0Ahttps://web.archive.org/web/20160910055522/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0A
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2000-04$3,057,143A.G. Edwards & Sons Inc.Settling with NASD over Charges of Yield Burninghttp://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burninghttps://web.archive.org/web/20160730121005/http://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burning
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2013-04$9,025,691A.L Waters Capital LLCSettling with SEC for orchestrating a securities fraud & defrauding rare coin investment customershttp://www.sec.gov/litigation/litreleases/2013/lr22692.htmhttps://web.archive.org/web/20150316080302/http://www.sec.gov/litigation/litreleases/2013/lr22692.htm
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2003-05$6,874,800A.Menarini - Industrie Farmaceutiche Riunite SrlSettling with Italian CA for its role in a price fixing cartel for diabetes testing deviceshttp://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160910033225/http://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.html
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2005-09$500,400A.P. Moller-Maersk A/SSettling with EPA for false entries in their Oil Record Bookhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0Ahttps://web.archive.org/web/20160902173138/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0A
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1998-02$1,350,000A.S. Goldmen & Co.Settling with FINRA for price manipulation, excessive underwriting compensation, charging excessive mark-ups, & inadequate supervisionhttp://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitutionhttps://web.archive.org/web/20151001121531/http://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitution
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1999-05$691,000A.S. Goldmen & Co.Settling with FINRA for manipulative conduct, excessive markups, & supervisory failureshttp://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitutionhttps://web.archive.org/web/20151002051050/http://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitution
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1999-06$2,806,667A.W. Stevens and Sons Waste Disposal Systems Inc.Settling with EPA for federal crimes from the operation of an illegal solid waste disposal operation
https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
https://web.archive.org/web/20170507182609/https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
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1990-10$22,000,000A&A Land DevelopmentSettling with EPA for racketeering by knowing & willful delivered mail to defraudhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0Ahttps://web.archive.org/web/20160902160247/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0A
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1996-05$700,000A&L Mayer Associates Inc.Settling with DoJ for its role in a price fixing conspiracyhttp://www.justice.gov/archive/opa/pr/1996/Auguhttps://web.archive.org/web/20151010055040/http://www.justice.gov/archive/opa/pr/1996/August96/416at.htm
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2006-09$128,023,305AalbertsSettling with European Union probe for price-fixing scheme related to copper fittingshttp://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=enhttp://web.archive.org/web/20150316082359/http://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=en
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1994-11$4,942,916Aalborg Portland A / S
Settling with EU for infringing the provisions of Article 85(1) of the EC treaty by participating in an anti-competitive agreement to regulate cement transfers from 1 country to another
http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
https://web.archive.org/web/20170118043741/http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
46
1992-02$260,091Aannemers Vereniging Haarlem-BollenstreekSettling with European Union for infrining Article 85 (1) of the Treatyhttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
47
1992-02$124,266Aannemersvereniging 'de Rijinstreek'Settling with European Union for infrining Article 85 (1) of the Treatyhttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
48
1992-02$236,972Aannemersvereniging 'Gouda en Omstreken'Settling with European Union for infrining Article 85 (1) of the Treatyhttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
49
1992-02$560,640Aannemersvereniging van Boorondermemers en BuizenleggersSettling with European Union for infrining Article 85 (1) of the Treatyhttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
50
1992-02$560,640Aannemersvereniging Velsen, Beverwijk en OmstrekenSettling with European Union for infrining Article 85 (1) of the Treatyhttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
51
1992-02$433,485Aannemersvereniging Veluwe en Zuidelijke IJsselmeerpoldersSettling with European Union for infrining Article 85 (1) of the Treatyhttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
52
2004-12$24,913,433AAR Contractor Inc.Settling with EPA for CAA & RICO violations related to illegal asbestos abatement & falsifying laboratory analyseshttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0Ahttps://web.archive.org/web/20160902212330/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0A
53
2015-12$1,983,000Aargauische KantonalbankSettling with U.S. DoJ under the department's Swiss Bank Programhttp://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bankhttps://web.archive.org/web/20160206124054/http://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bank
54
2011-06$41,600,000Aaron's Inc.Settling Sexual harassment charges (Ashley Alford)http://www.workplacebullying.org/2011/06/12/aarons/http://web.archive.org/web/20150328000428/http://www.workplacebullying.org/2011/06/12/aarons/
55
2014-10$28,400,000Aaron's Inc.Settling with California to resolve allegations that the company violated the state's consumer protection & privacy lawshttps://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-businesshttps://web.archive.org/web/20160313062800/https://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-business
56
2008-03$19,602,649AB VolvoSettling charges for violating the books & records and internal control provisions of the FCPAhttps://www.sec.gov/litigation/litreleases/2008/lr20504.htmhttp://web.archive.org/web/20150318011831/https://www.sec.gov/litigation/litreleases/2008/lr20504.htm
57
2016-07$369,236,979AB VolvoSettling with EU for participating in a cartel in the medium & heavy truck markethttp://europa.eu/rapid/press-release_IP-16-2582_en.htmhttps://web.archive.org/web/20160720171325/http://europa.eu/rapid/press-release_IP-16-2582_en.htm
58
1998-10$148,985,714AB Volvo (Volvo Truck Corporation)Settling with EPA for CAA violations by installing devices to defeat emission controls.https://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocumenthttps://web.archive.org/web/20150925182739/http://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocument
59
2015-01$50,181,645Abashiri Concrete Products Association
Settling with JFTC for restraining competition in the field of concrete producuts by designating sellers for users & determining the limit to the discount rate
http://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
https://web.archive.org/web/20160223071418/http://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
60
2004-04$11,008,353ABB GroupSettling with Australian CCC for involvement in price fixing & market sharing contraventions of the Trade Practices Act 1974.http://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penaltieshttps://web.archive.org/web/20160714195619/http://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penalties
61
2000-06$900,000ABB Group (ABB Air Preheater)Settling with NY for clean-up of the Wellsville-Andover Landfill in Allegany County, NYhttp://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-sitehttps://web.archive.org/web/20160807063943/http://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-site
62
1998-10$83,860,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with European Union for participating in a cartel by price-fixing & bid-rigging for district heating pipeshttp://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=enhttp://web.archive.org/web/20150316153801/http://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=en
63
2001-04$53,000,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with DoJ for participating in a conspiracy to rig bids on a construction contract funded by the USAIDhttp://www.justice.gov/archive/opa/pr/2001/April/170at.htmhttps://web.archive.org/web/20151010124022/http://www.justice.gov/archive/opa/pr/2001/April/170at.htm
64
2004-07$16,400,000ABB Group (ABB Ltd.)Settling FCPA violations for bribing government officials in Nigeria, Angola, & Kazakhstanhttp://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=enhttp://web.archive.org/web/20150316152423/http://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=en
65
2006-07$234,675ABB Group (ABB Ltd.)Settling charges of violating FCPA anti-bribery lawshttps://www.sec.gov/litigation/litreleases/2006/lr19754.htmhttps://web.archive.org/web/20160604085950/http://www.sec.gov/litigation/litreleases/2006/lr19754.htm
66
2009-10$49,522,448ABB Group (ABB Ltd.)Settling with European Union probe related to price-fixing power transformershttps://www.sec.gov/spotlight/fcpa/fcpa-cases.shtmlhttp://web.archive.org/web/20150318012230/https://www.sec.gov/spotlight/fcpa/fcpa-cases.shtml
67
2010-09$58,314,262ABB Group (ABB Ltd.)Settling multiple FCPA violations relating to bribes given out by its subsidiarieshttp://www.sec.gov/litigation/litreleases/2010/lr21673.htmhttps://web.archive.org/web/20150318181054/http://www.sec.gov/litigation/litreleases/2010/lr21673.htm
68
2008-08$234,357ABB Group (ABB Network Management)Settling charges of falsifying company's books & recordshttps://www.sec.gov/litigation/litreleases/2008/lr20671.htmhttps://web.archive.org/web/20160604082842/http://www.sec.gov/litigation/litreleases/2008/lr20671.htm
69
2015-09$1,214,118Abbanoa SpASettling with Italian CA for unfair commercial practices in the provision of water services in Sardiniahttp://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.htmlhttps://web.archive.org/web/20160903071655/http://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.html
70
2002-12$221,853,630Abbey Life Assurance Company Ltd.Settling with British FSA for mis-selling & other compliance deficiencies between 1995 and 1999http://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtmlhttp://web.archive.org/web/20150318021546/http://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtml
71
2003-12$4,007,635Abbey NationalSettling with British FSA for failing to comply with anti-money laundering regulationshttp://www.finextra.com/news/fullstory.aspx?newsitemid=10768http://web.archive.org/web/20150320052126/http://www.finextra.com/news/fullstory.aspx?newsitemid=10768
72
2005-05$1,464,912Abbey NationalSettling with British FSA for mishandling mortgage complaints & misleading information given to regulatorshttp://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtmlhttps://web.archive.org/web/20150318061718/http://webarchive.nationalarchives.gov.uk/20110110170004/http://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtml
73
2000-08$5,400,000Abbott Ambulance Inc.Settling FCA violations for unnecessary transportationhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
74
1996-02$16,400,000Abbott LaboratoriesSettling class-action suit for conspiring to illegally fix prices of drugshttp://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.htmlhttp://web.archive.org/web/20150325162521/http://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.html
75
1999-11$100,000,000Abbott LaboratoriesFines by the FDA after investigation into Lake County, Illinois manufacturing planthttp://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zissonhttps://web.archive.org/web/20150222004323/http://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zisson
76
2003-06$622,000,000Abbott LaboratoriesSettling investigation into sales practices for liquids needed to feed seriously illhttp://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-courthttp://web.archive.org/web/20150423214143/http://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-court
77
2003-07$400,000Abbott LaboratoriesSettling FCA violations for misleading Medicare regarding discounts and per-product cost of productshttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
78
2005-09$28,000,000Abbott LaboratoriesRefund to people for anti-competitive conduct selling hypertension & enlarged prostate drugshttp://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlementhttps://web.archive.org/web/20150222012029/http://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlement
79
2006-04$475,672Abbott Laboratories
Settling with EPA for CAA violations at its plant in Chicago, IL. $57,372 is fine & $418,300 is for supplemental environmental projects
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
https://web.archive.org/web/20161214050951/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
80
2008-09$28,000,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationshttp://www.taf.org/total2008.htmhttp://web.archive.org/web/20131609590600/http://www.taf.org/total2008.htm
81
2010-01$11,250,000Abbott LaboratoriesSettling for illegally blocking cheaper generic substitutes for the cholesterol-reducing drug Tricorhttp://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceuticalhttps://web.archive.org/web/20120713175825/http://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceutical
82
2010-12$421,200,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationshttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
83
2012-05$1,600,000,000Abbott LaboratoriesSettling FCA voilations for off-label promotion of drug Depakotehttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
84
2013-08$18,000,000Abbott LaboratoriesFined by China for artificially inflating th eprice of formulahttp://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808https://web.archive.org/web/20151210173519/http://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808
85
2013-12$5,475,000Abbott LaboratoriesSettling FCA violations for kickbackshttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
86
2001-05$267,145Abbott Laboratories (Abbott France)Settling with French AC for abusing its dominant position in the market for Isoflurane.http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=132&id_article=285https://web.archive.org/web/20160714221812/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=132&id_article=285
87
2003-05$2,291,600Abbott Laboratories (Abbott SpA)Settling with Italian CA for its role in a price fixing cartel for diabetes testing deviceshttp://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160910033225/http://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.html
88
2012-05$2,000,000ABC Professional Tree Service Inc.Settling for immigration violationshttp://www.gibsondunn.com/publications/Pages/2012YearEndUpdate-CorporateDeferredProsecution-NonProsecutionAgreements.aspxhttp://web.archive.org/web/20150319042523/http://www.gibsondunn.com/publications/Pages/2012YearEndUpdate-CorporateDeferredProsecution-NonProsecutionAgreements.aspx
89
2008-10$147,527AbcTrade SrlSettling with Italian CA for improper commercial practices in billing a number of consumers for international satellite calls & calls to special numbers they were unaware they had madehttp://www.agcm.it/stampa/comunicati/3583-ps24-telecom-fatturazione-per-chiamate-satellitari-eo-a-numerazioni-speciali-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160903065603/http://www.agcm.it/stampa/comunicati/3583-ps24-telecom-fatturazione-per-chiamate-satellitari-eo-a-numerazioni-speciali-chiusura-istruttoria.html
90
2013-02$800,527AberaSettling with French AC for its role in several anti-competitive agreements.http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=483&id_article=2035https://web.archive.org/web/20160714223113/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=483&id_article=2035
91
2004-11$40,000,000Abercrombie & FitchFederal discrimination lawsuit against Hispanic, Asian, & African-American employeeshttp://usatoday30.usatoday.com/money/industries/retail/2004-11-16-anf-bias_x.htmhttp://web.archive.org/web/20131220180015/http://usatoday30.usatoday.com/money/industries/retail/2004-11-16-anf-bias_x.htm
92
2013-09$11,447,998Aberdeen Asset ManagementSettling with British FCA for failling to protect client moneyhttp://uk.reuters.com/article/2013/09/03/uk-aberdeen-fine-idUKLNE98200I20130903http://web.archive.org/web/20150319211930/http://uk.reuters.com/article/2013/09/03/uk-aberdeen-fine-idUKLNE98200I20130903
93
2014-10$24,984,937Abertis Infraestructuras S.A.Settling with EU to repay illegal aid given to them by Spainhttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32016D1385
https://web.archive.org/web/20170302210257/http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32016D1385
94
2010-05$114,957ABG Sundal Collier ABSettling with Swedish FSA for failing to submit transaction reports in accordance to the law for 207,159 transactionshttp://www.fi.se/Tillsyn/Sanktioner/Finansiella-foretag/Listan/Anmarkning-och-straffavgift-for-ABG-Sundal-Collier-AB/https://web.archive.org/web/20160903050924/http://www.fi.se/Tillsyn/Sanktioner/Finansiella-foretag/Listan/Anmarkning-och-straffavgift-for-ABG-Sundal-Collier-AB/
95
2005-03$4,200,000Abington Memorial HospitalSettling FCA violations for upcoding, unnecessary testing, & phantom testinghttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
96
2012-03$400,000Abitron Inc.Settling with CA AG for a method it used to collect ratings information that discriminated against predominantly African-American & Latino radio stationshttp://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-settlement-ensure-equal-treatment-radiohttps://web.archive.org/web/20150908014321/http://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-settlement-ensure-equal-treatment-radio
97
2003-04$1,420,272ABN AmroSettling with British FSA for market misconduct & serious compliance failureshttp://www.mondovisione.com/media-and-resources/news/uks-financial-services-authority-fines-abn-amro-equities-900000-for-market-misco/http://web.archive.org/web/20150320063507/http://www.mondovisione.com/media-and-resources/news/uks-financial-services-authority-fines-abn-amro-equities-900000-for-market-misco/
98
2005-12$80,000,000ABN AmroSettling for failing to comply with anti-money laundering lawshttp://www.federalreserve.gov/BoardDocs/Press/enforcement/2005/20051219/default.htmhttp://web.archive.org/web/20130402154407/http://www.federalreserve.gov/boarddocs/press/enforcement/2005/20051219/default.htm
99
2006-01$42,000,000ABN AmroSettling FCA violations for false certification re loan guarantee requirementshttp://www.taf.org/total2006.htmhttp://web.archive.org/web/20150217133515/http://www.taf.org/total2006.htm
100
2013-06$1,000,000ABN AmroSettling with CFTC for failing to segregate or secure sufficient customer funds, not supervising its employees, and morehttp://www.cftc.gov/PressRoom/PressReleases/pr6614-13https://web.archive.org/web/20150316080949/http://www.cftc.gov/PressRoom/PressReleases/pr6614-13
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