ABCDEFG
1
DateAmountPeopleCrimeCategorySource LinksBackup of Source
2
2009-03$3,266,513"K" Line Logistics Ltd.Settling with JFTC for violating Article 3 of the Antimonopoly Act related to international air freight forwarding businessUnfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
https://web.archive.org/web/20130413203459/http://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
3
2013-03$3,507,246"K" Line Logistics Ltd.Settling criminal antitrust & competition laws for Air Freight ForwardingUnfair Business Practiceshttp://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probehttp://web.archive.org/web/20150318092720/http://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probe
4
2015-12$1,725,000"K" Line Logistics Ltd.Fined by China for price-fixing & anti-competitive behaviorUnfair Business Practiceshttp://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-chargeshttps://web.archive.org/web/20160506195305/http://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-charges
5
2018-02$48,154,374"K" Line Logistics Ltd.Settling with EU for participating in a cartel in the market of maritime car carriersUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-18-962_en.htmhttps://web.archive.org/web/20180221123724/http://europa.eu/rapid/press-release_IP-18-962_en.htm
6
2022-01$3,242,347"K" Line Logistics Ltd.
Settling with Indian CCI for violations of Section 3 of the Competition Act, 2002 for indulging in cartelisation in the provision of maritime motor vehicle transport services to automobile OEMs.
Unfair Business Practiceshttps://www.cci.gov.in/media-gallery/press-release/details/25/0
https://web.archive.org/web/20221106030602/https://www.cci.gov.in/media-gallery/press-release/details/25/0
7
2019-08$51,400,0001 Global Capital LLCSettling with SEC for defrauding retail investors.Fraudhttps://www.sec.gov/news/press-release/2019-154https://web.archive.org/web/20190815211626/https://www.sec.gov/news/press-release/2019-154
8
2009-07$13,933,5831.garantovana a.s.Settling European Union probe for price-fixing related to calcium carbide & magnesiumUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=enhttp://web.archive.org/web/20150316152332/http://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=en
9
2021-08$20,000,000100x Holding LimitedSettling with CFTC for illegally operating a cryptocurrency trading platform & Anti-Money Laundering Violations.Unfair Business Practiceshttps://www.cftc.gov/PressRoom/PressReleases/8412-21https://web.archive.org/web/20210820203729/https://www.cftc.gov/PressRoom/PressReleases/8412-21
10
1995-11$3,700,000115th Street CorporationSettling with EPA for clean water act violations. $1.6m is fine, $1.5m is for pollution control upgrades, & $600,000 reimbursements for legal feesEnvironmenthttps://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.htmlhttps://web.archive.org/web/20160501192421/https://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.html
11
2014-02$83,0001st Alliance Lending LLCSettling with CFPB for illegally splitting real estate settlement feesUnfair Business Practiceshttp://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/https://web.archive.org/web/20150316181246/http://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/
12
2010-01$10,140,0001st Financial BankSettling with FDIC for unfair & deceptive practices in violations of section 5 of the FTCAFraudhttp://www.fdic.gov/news/news/press/2010/pr10019.htmlhttp://web.archive.org/web/20150318051325/https://www.fdic.gov/news/news/press/2010/pr10019.html
13
2001-03$19,000,00020th Century FoxSettling with a small Detroit publishing firm alleging copyright-infringement over "Jingle All the Way"Unfair Business Practiceshttp://articles.latimes.com/2001/mar/07/business/fi-34293http://web.archive.org/web/20150222013302/http://articles.latimes.com/2001/mar/07/business/fi-34293
14
2013-03$2,217,797211 Ventures LLCSettling with SEC for fraud involving the promotion & sale of fictitious financial instruments & trading programsFraudhttp://www.sec.gov/litigation/litreleases/2013/lr22649.htmhttps://web.archive.org/web/20150318182530/http://www.sec.gov/litigation/litreleases/2013/lr22649.htm
15
2016-03$34,700,00021st Century Oncology Inc.Settling with U.S. Govt stemming from the improper use of a procedure that measures the level of radiation that leaves a patient's body after treatmentHuman & Worker Rightshttp://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291https://web.archive.org/web/20160321043256/http://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291
16
2017-12$26,000,00021st Century Oncology Inc.
Settling FCA violations for submitting, or causing the submission of claims for certain services provided pursuant to referrals from physicians with whom they had improper financial relationships
Fraud
https://www.justice.gov/opa/pr/21st-century-oncology-pay-26-million-settle-false-claims-act-allegations
https://web.archive.org/web/20180415060039/https://www.justice.gov/opa/pr/21st-century-oncology-pay-26-million-settle-false-claims-act-allegations
17
2015-12$19,750,00021st Century Oncology LLCSettling FCA violations for billing federal health care programs for laboratory tests that were not medically necessaryFraudhttp://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratoryhttps://web.archive.org/web/20160112190701/http://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratory
18
1999-01$11,000,000242 East 138th Street Inc.Settling for a series of gasoline spills that polluted groundwater & required extensive cleanupEnvironmenthttp://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spillhttps://web.archive.org/web/20160728221701/http://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spill
19
2002-02$15,500,0003MSettling with DoJ for cleanup work at the Krejci Dump Site & for injuries to natural resources in the Cuyahoga Valley National ParkEnvironmenthttps://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htmhttps://web.archive.org/web/20160306231600/https://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htm
20
2006-04$1,521,4813M
Settling with EPA for 244 separate TSCA violations including failures to notify EPA on new chemicals, late reporting on substantial risk information, and others
Environment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
https://web.archive.org/web/20161213102916/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
21
2006-08$28,800,0003MSettling class-action lawsuit for establishing an illegal monopoly in the market for transparent tapeUnfair Business Practiceshttp://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8mhttp://web.archive.org/web/20150318093008/http://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8m
22
2007-05$40,000,0003MSettling class-action lawsuit to end more than a decade of antitrust litigation against the company over scotch tapeUnfair Business Practiceshttp://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suithttp://web.archive.org/web/20150318092422/http://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suit
23
2010-12$2,578,1593MSettling with French AC for anti-competitive behavior between 1997 & 2006.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522https://web.archive.org/web/20160714222144/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522
24
2011-08$3,000,0003MSettling class-action case by former employees alleging age discrimination in hundreds of layoffsHuman & Worker Rightshttp://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdfhttp://web.archive.org/web/20121122204709/http://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdf
25
2018-02$850,000,0003MSettling with Minnesota for polluted groundwater from the company's disposal of industrial chemicalsEnvironment
https://www.reuters.com/article/us-3m-pollution-minnesota/3m-minnesota-settle-water-pollution-claims-for-850-million-idUSKCN1G42UW
https://web.archive.org/web/20180609140810/https://www.reuters.com/article/us-3m-pollution-minnesota/3m-minnesota-settle-water-pollution-claims-for-850-million-idUSKCN1G42UW
26
2010-05$1,338,2323M (Sumitomo 3m Ltd.)Settling with JFTC for violating Article 3 of the Antimonopoly Act in the market of manufacturing optical fiber cable productsUnfair Business Practiceshttp://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
https://web.archive.org/web/20150711022202/http://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
27
2016-12$2,500,0003Red Trading LLC
Settling with CFTC for spoofing & employment of a manipulative & deceptive device while trading futures contracts on multiple futures exchanges
Unfair Business Practiceshttp://www.cftc.gov/PressRoom/PressReleases/pr7504-16https://web.archive.org/web/20170115171336/http://www.cftc.gov/PressRoom/PressReleases/pr7504-16
28
2022-06$625,000436 Cone Avenue LLC
Settling with EPA for cleanup work at the Pineville Textile Mill Superfund Site & the Old Davis Hospital Superfund Site of asbestos-contaminated debris.
Environment
https://www.justice.gov/opa/pr/fred-d-godley-jr-and-companies-pay-125-million-asbestos-cleanup
https://web.archive.org/web/20220608172747/https://www.justice.gov/opa/pr/fred-d-godley-jr-and-companies-pay-125-million-asbestos-cleanup
29
2016-02$10,980,9044X Solutions Inc.Settling with U.S. CFTC for its connection with a foreign currency trading ponzi schemeUnfair Business Practiceshttp://www.cftc.gov/PressRoom/PressReleases/pr7321-16https://web.archive.org/web/20160424005602/http://www.cftc.gov/PressRoom/PressReleases/pr7321-16
30
2022-07$500,0005 Spring Street Corp.
Settling with NY AG for maintaining a hostile & discriminatory workplace in which employees experienced discrimination on the basis of sex, gender, race, & national origin as well as engaging in wage theft.
Human & Worker Rights
https://ag.ny.gov/press-release/2022/attorney-general-james-secures-settlement-victims-sexual-harassment
https://web.archive.org/web/20220716170310/https://ag.ny.gov/press-release/2022/attorney-general-james-secures-settlement-victims-sexual-harassment
31
2016-11$1,560,000808 Renewable Energy Corp.Settling with SEC for defrauding investors in a cash-strapped California-based renewable energy companyFraudhttps://www.sec.gov/news/pressrelease/2016-242.htmlhttps://web.archive.org/web/20161118142245/http://www.sec.gov/news/pressrelease/2016-242.html
32
2010-09$409,49099 Cents Only StoresSettling with EPA for selling illegal unregistered & misbranded pesticides contained in household productsEnvironment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
https://web.archive.org/web/20100917160614/http://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
33
2015-01$2,000,00099 Cents Only StoresSettling accusations that its operations improperly stored, handled, & disposed of hazardous & pharmaceutical wasteEnvironmenthttp://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.htmlhttps://web.archive.org/web/20150106233808/http://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.html
34
2014-03$158,693,315A Chicago Convention Center LLCSettling with SEC for conducting a fraudulent offering targeting the EB-5 immigrant investorsFraudhttp://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspxhttp://web.archive.org/web/20150320062316/http://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspx
35
2014-09$1,650,000A Plus Home Health Care Inc.Settling with DoJ over allegations it paid spouses of referring physicians for sham marketing positions to get patient referralsUnfair Business Practiceshttp://www.justice.gov/opa/pr/2014/September/14-civ-992.htmlhttps://web.archive.org/web/20150318091203/http://www.law360.com/articles/593859/home-care-co-to-pay-1-65m-to-settle-fca-suit
36
1989-07$301,402A-1 Disposal CorporationSentenced to pay for violating RCRA by making false statements & knowingly transporting hazardous wastes without a manifestEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0Ahttps://web.archive.org/web/20160920221946/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0A
37
2015-11$200,000A-1 Restaurant Services LLC
Settling with EPA not properly monitoring employees and negligently causing the discharge of pollutants to a POTW at unapproved discharge points
Environment
https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
https://web.archive.org/web/20161213103255/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
38
2009-02$325,700A-Dec Inc.Settling with EPA for 116 violations of the Federal Insecticide, Fungicide, and Rodenticide ActEnvironment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
https://web.archive.org/web/20170127044709/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
39
2022-09$538,900A-Mark Precious Metals Inc.Settling with CFTC for fraud, illegal offering of retail commodity transactions, & registration violations.Fraudhttps://www.cftc.gov/PressRoom/PressReleases/8588-22https://web.archive.org/web/20220922152337/https://www.cftc.gov/PressRoom/PressReleases/8588-22
40
2006-08$695,000A. Finkl & SonsSettling with EPA for CAA violations. $75,000 is fine & $620,000 is for pollution control upgradesEnvironment
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
https://web.archive.org/web/20170127012255/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
41
2007-07$11,495,524A. Raymond S.A.R.I.Settling with European Union probe for price-fixing scheme related to fastenersUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=enhttp://web.archive.org/web/20150316082507/http://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=en
42
2011-11$375,000A.E. Nomikos Shipping Investments LTD.Settling with EPA for MARPOL violations & for making false statementsEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0Ahttps://web.archive.org/web/20160910055522/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0A
43
2000-04$3,057,143A.G. Edwards & Sons Inc.Settling with NASD over Charges of Yield BurningFraudhttp://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burninghttps://web.archive.org/web/20160730121005/http://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burning
44
2013-04$9,025,691A.L Waters Capital LLCSettling with SEC for orchestrating a securities fraud & defrauding rare coin investment customersFraudhttp://www.sec.gov/litigation/litreleases/2013/lr22692.htmhttps://web.archive.org/web/20150316080302/http://www.sec.gov/litigation/litreleases/2013/lr22692.htm
45
2003-05$6,874,800A.Menarini - Industrie Farmaceutiche Riunite SrlSettling with Italian CA for its role in a price fixing cartel for diabetes testing devicesUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160910033225/http://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.html
46
2005-09$500,400A.P. Moller-Maersk A/SSettling with EPA for false entries in their Oil Record BookEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0Ahttps://web.archive.org/web/20160902173138/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0A
47
2020-12$6,000,000A.R.E.B.A.-CASRIEL Inc.Settling with NY AG for FCA violations by submitting false billings to the state's Medicaid program through multiple illegal schemes.Fraud
https://ag.ny.gov/press-release/2020/ag-james-secures-6-million-over-false-medicaid-billing-scheme-inpatient-drug
https://web.archive.org/web/20201222145926/https://ag.ny.gov/press-release/2020/ag-james-secures-6-million-over-false-medicaid-billing-scheme-inpatient-drug
48
1998-02$1,350,000A.S. Goldmen & Co.Settling with FINRA for price manipulation, excessive underwriting compensation, charging excessive mark-ups, & inadequate supervisionUnfair Business Practiceshttp://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitutionhttps://web.archive.org/web/20151001121531/http://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitution
49
1999-05$691,000A.S. Goldmen & Co.Settling with FINRA for manipulative conduct, excessive markups, & supervisory failuresUnfair Business Practiceshttp://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitutionhttps://web.archive.org/web/20151002051050/http://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitution
50
1999-06$2,806,667A.W. Stevens and Sons Waste Disposal Systems Inc.Settling with EPA for federal crimes from the operation of an illegal solid waste disposal operationEnvironment
https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
https://web.archive.org/web/20170507182609/https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
51
1990-10$22,000,000A&A Land DevelopmentSettling with EPA for racketeering by knowing & willful delivered mail to defraudFraudhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0Ahttps://web.archive.org/web/20160902160247/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0A
52
1996-05$700,000A&L Mayer Associates Inc.Settling with DoJ for its role in a price fixing conspiracyUnfair Business Practiceshttp://www.justice.gov/archive/opa/pr/1996/Auguhttps://web.archive.org/web/20151010055040/http://www.justice.gov/archive/opa/pr/1996/August96/416at.htm
53
2022-12$435,291A&M Group Pty Ltd.Settling with Australian ASIC for misleading or deceptive conduct & under harrassment or coercion.Fraud
https://asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-373mr-court-finds-a-m-group-liable-for-misleading-or-deceptive-conduct-and-undue-harassment-or-coercion-imposes-650-000-penalty/
https://web.archive.org/web/20221220232324/https://asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-373mr-court-finds-a-m-group-liable-for-misleading-or-deceptive-conduct-and-undue-harassment-or-coercion-imposes-650-000-penalty/
54
2022-09$2,745,152A&Z Home Health CareSettling FCA violations by paying bribes & kickbacks to patient marketers in exchange for referrals of Medicare beneficiaries to them.Fraud
https://www.justice.gov/opa/pr/home-health-care-company-owners-sentenced-67-million-health-care-fraud
https://web.archive.org/web/20221002092134/https://www.justice.gov/opa/pr/home-health-care-company-owners-sentenced-67-million-health-care-fraud
55
2006-09$128,023,305AalbertsSettling with European Union probe for price-fixing scheme related to copper fittingsUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=enhttp://web.archive.org/web/20150316082359/http://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=en
56
1994-11$4,942,916Aalborg Portland A / S
Settling with EU for infringing the provisions of Article 85(1) of the EC treaty by participating in an anti-competitive agreement to regulate cement transfers from 1 country to another
Unfair Business Practices
http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
https://web.archive.org/web/20170118043741/http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
57
1992-02$260,091Aannemers Vereniging Haarlem-BollenstreekSettling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
58
1992-02$124,266Aannemersvereniging 'de Rijinstreek'Settling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
59
1992-02$236,972Aannemersvereniging 'Gouda en Omstreken'Settling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
60
1992-02$560,640Aannemersvereniging van Boorondermemers en BuizenleggersSettling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
61
1992-02$560,640Aannemersvereniging Velsen, Beverwijk en OmstrekenSettling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
62
1992-02$433,485Aannemersvereniging Veluwe en Zuidelijke IJsselmeerpoldersSettling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
63
2004-12$24,913,433AAR Contractor Inc.Settling with EPA for CAA & RICO violations related to illegal asbestos abatement & falsifying laboratory analysesEnvironmenthttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0Ahttps://web.archive.org/web/20160902212330/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0A
64
2015-12$1,983,000Aargauische KantonalbankSettling with U.S. DoJ under the department's Swiss Bank ProgramFraudhttp://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bankhttps://web.archive.org/web/20160206124054/http://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bank
65
2011-06$41,600,000Aaron's Inc.Settling Sexual harassment charges (Ashley Alford)Human & Worker Rightshttp://www.workplacebullying.org/2011/06/12/aarons/http://web.archive.org/web/20150328000428/http://www.workplacebullying.org/2011/06/12/aarons/
66
2014-10$28,400,000Aaron's Inc.Settling with California to resolve allegations that the company violated the state's consumer protection & privacy lawsUnfair Business Practiceshttps://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-businesshttps://web.archive.org/web/20160313062800/https://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-business
67
2022-03$418,040AAUCONNECTSettling with NY AG for failing to provide the training, housing, & education promised in its advertising.Unfair Business Practices
https://ag.ny.gov/press-release/2022/attorney-general-james-secures-additional-court-order-against-aauconnect
https://web.archive.org/web/20220324145124/https://ag.ny.gov/press-release/2022/attorney-general-james-secures-additional-court-order-against-aauconnect
68
2019-05$225,149,907AB InBev
Settling with EU for abusing its dominant position on the Belgian beer market by hindering cheaper imports of its Jupiler beer from the Netherlands into Belgium
Unfair Business Practiceshttp://europa.eu/rapid/press-release_IP-19-2488_en.htmhttps://web.archive.org/web/20190513111221/http://europa.eu/rapid/press-release_IP-19-2488_en.htm
69
2008-03$19,602,649AB VolvoSettling charges for violating the books & records and internal control provisions of the FCPACorruptionhttps://www.sec.gov/litigation/litreleases/2008/lr20504.htmhttp://web.archive.org/web/20150318011831/https://www.sec.gov/litigation/litreleases/2008/lr20504.htm
70
2016-07$369,236,979AB VolvoSettling with EU for participating in a cartel in the medium & heavy truck marketUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-16-2582_en.htmhttps://web.archive.org/web/20160720171325/http://europa.eu/rapid/press-release_IP-16-2582_en.htm
71
1998-10$148,985,714AB Volvo (Volvo Truck Corporation)Settling with EPA for CAA violations by installing devices to defeat emission controls.Environmenthttps://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocumenthttps://web.archive.org/web/20150925182739/http://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocument
72
2015-01$50,181,645Abashiri Concrete Products Association
Settling with JFTC for restraining competition in the field of concrete producuts by designating sellers for users & determining the limit to the discount rate
Unfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
https://web.archive.org/web/20160223071418/http://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
73
2004-04$11,008,353ABB GroupSettling with Australian CCC for involvement in price fixing & market sharing contraventions of the Trade Practices Act 1974.Unfair Business Practiceshttp://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penaltieshttps://web.archive.org/web/20160714195619/http://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penalties
74
2000-06$900,000ABB Group (ABB Air Preheater)Settling with NY for clean-up of the Wellsville-Andover Landfill in Allegany County, NYEnvironmenthttp://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-sitehttps://web.archive.org/web/20160807063943/http://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-site
75
1998-10$83,860,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with European Union for participating in a cartel by price-fixing & bid-rigging for district heating pipesUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=enhttp://web.archive.org/web/20150316153801/http://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=en
76
2001-04$53,000,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with DoJ for participating in a conspiracy to rig bids on a construction contract funded by the USAIDUnfair Business Practiceshttp://www.justice.gov/archive/opa/pr/2001/April/170at.htmhttps://web.archive.org/web/20151010124022/http://www.justice.gov/archive/opa/pr/2001/April/170at.htm
77
2004-07$16,400,000ABB Group (ABB Ltd.)Settling FCPA violations for bribing government officials in Nigeria, Angola, & KazakhstanCorruptionhttp://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=enhttp://web.archive.org/web/20150316152423/http://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=en
78
2006-07$234,675ABB Group (ABB Ltd.)Settling charges of violating FCPA anti-bribery lawsCorruptionhttps://www.sec.gov/litigation/litreleases/2006/lr19754.htmhttps://web.archive.org/web/20160604085950/http://www.sec.gov/litigation/litreleases/2006/lr19754.htm
79
2009-10$49,522,448ABB Group (ABB Ltd.)Settling with European Union probe related to price-fixing power transformersUnfair Business Practiceshttps://www.sec.gov/spotlight/fcpa/fcpa-cases.shtmlhttp://web.archive.org/web/20150318012230/https://www.sec.gov/spotlight/fcpa/fcpa-cases.shtml
80
2010-09$58,314,262ABB Group (ABB Ltd.)Settling multiple FCPA violations relating to bribes given out by its subsidiariesCorruptionhttp://www.sec.gov/litigation/litreleases/2010/lr21673.htmhttps://web.archive.org/web/20150318181054/http://www.sec.gov/litigation/litreleases/2010/lr21673.htm
81
2008-08$234,357ABB Group (ABB Network Management)Settling charges of falsifying company's books & recordsFinancial Reporting Violationhttps://www.sec.gov/litigation/litreleases/2008/lr20671.htmhttps://web.archive.org/web/20160604082842/http://www.sec.gov/litigation/litreleases/2008/lr20671.htm
82
2022-12$75,000,000ABB Ltd.Settling with SEC for FCPA violations arising out of a bribery scheme in South Africa.Corruptionhttps://www.sec.gov/news/press-release/2022-214https://web.archive.org/web/20221212203809/https://www.sec.gov/news/press-release/2022-214
83
2022-12$315,000,000ABB Ltd.Settling with DOJ for FCPA violations stemming from the bribery of a high-ranking official at South Africa's state-owned energy company.Corruption
https://www.justice.gov/opa/pr/abb-agrees-pay-over-315-million-resolve-coordinated-global-foreign-bribery-case
https://web.archive.org/web/20221222135329/https://www.justice.gov/opa/pr/abb-agrees-pay-over-315-million-resolve-coordinated-global-foreign-bribery-case
84
2015-09$1,214,118Abbanoa SpASettling with Italian CA for unfair commercial practices in the provision of water services in SardiniaUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.htmlhttps://web.archive.org/web/20160903071655/http://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.html
85
2002-12$221,853,630Abbey Life Assurance Company Ltd.Settling with British FSA for mis-selling & other compliance deficiencies between 1995 and 1999Unfair Business Practiceshttp://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtmlhttp://web.archive.org/web/20150318021546/http://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtml
86
2003-12$4,007,635Abbey NationalSettling with British FSA for failing to comply with anti-money laundering regulationsUnfair Business Practiceshttp://www.finextra.com/news/fullstory.aspx?newsitemid=10768http://web.archive.org/web/20150320052126/http://www.finextra.com/news/fullstory.aspx?newsitemid=10768
87
2005-05$1,464,912Abbey NationalSettling with British FSA for mishandling mortgage complaints & misleading information given to regulatorsFraudhttp://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtmlhttps://web.archive.org/web/20150318061718/http://webarchive.nationalarchives.gov.uk/20110110170004/http://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtml
88
2000-08$5,400,000Abbott Ambulance Inc.Settling FCA violations for unnecessary transportationFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
89
1996-02$16,400,000Abbott LaboratoriesSettling class-action suit for conspiring to illegally fix prices of drugsUnfair Business Practiceshttp://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.htmlhttp://web.archive.org/web/20150325162521/http://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.html
90
1999-11$100,000,000Abbott LaboratoriesFines by the FDA after investigation into Lake County, Illinois manufacturing plantUnfair Business Practiceshttp://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zissonhttps://web.archive.org/web/20150222004323/http://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zisson
91
2003-06$622,000,000Abbott LaboratoriesSettling investigation into sales practices for liquids needed to feed seriously illUnfair Business Practiceshttp://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-courthttp://web.archive.org/web/20150423214143/http://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-court
92
2003-07$400,000Abbott LaboratoriesSettling FCA violations for misleading Medicare regarding discounts and per-product cost of productsFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
93
2005-09$28,000,000Abbott LaboratoriesRefund to people for anti-competitive conduct selling hypertension & enlarged prostate drugsUnfair Business Practiceshttp://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlementhttps://web.archive.org/web/20150222012029/http://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlement
94
2006-04$475,672Abbott LaboratoriesSettling with EPA for CAA violations at its plant in Chicago, IL. $57,372 is fine & $418,300 is for supplemental environmental projectsEnvironment
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
https://web.archive.org/web/20161214050951/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
95
2008-09$28,000,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationsFraudhttp://www.taf.org/total2008.htmhttp://web.archive.org/web/20131609590600/http://www.taf.org/total2008.htm
96
2010-01$11,250,000Abbott LaboratoriesSettling for illegally blocking cheaper generic substitutes for the cholesterol-reducing drug TricorUnfair Business Practiceshttp://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceuticalhttps://web.archive.org/web/20120713175825/http://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceutical
97
2010-12$421,200,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationsFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
98
2012-05$1,600,000,000Abbott LaboratoriesSettling FCA voilations for off-label promotion of drug DepakoteFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
99
2013-08$18,000,000Abbott LaboratoriesFined by China for artificially inflating th eprice of formulaUnfair Business Practiceshttp://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808https://web.archive.org/web/20151210173519/http://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808
100
2013-12$5,475,000Abbott LaboratoriesSettling FCA violations for kickbacksFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf