ABCDEFG
1
DateAmountPeopleCrimeCategorySource LinksBackup of Source
2
2009-03$3,266,513"K" Line Logistics Ltd.Settling with JFTC for violating Article 3 of the Antimonopoly Act related to international air freight forwarding businessUnfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
https://web.archive.org/web/20130413203459/http://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
3
2013-03$3,507,246"K" Line Logistics Ltd.Settling criminal antitrust & competition laws for Air Freight ForwardingUnfair Business Practiceshttp://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probehttp://web.archive.org/web/20150318092720/http://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probe
4
2015-12$1,725,000"K" Line Logistics Ltd.Fined by China for price-fixing & anti-competitive behaviorUnfair Business Practiceshttp://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-chargeshttps://web.archive.org/web/20160506195305/http://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-charges
5
2018-02$48,154,374"K" Line Logistics Ltd.Settling with EU for participating in a cartel in the market of maritime car carriersUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-18-962_en.htmhttps://web.archive.org/web/20180221123724/http://europa.eu/rapid/press-release_IP-18-962_en.htm
6
2019-08$51,400,0001 Global Capital LLCSettling with SEC for defrauding retail investors.Fraudhttps://www.sec.gov/news/press-release/2019-154https://web.archive.org/web/20190815211626/https://www.sec.gov/news/press-release/2019-154
7
2009-07$13,933,5831.garantovana a.s.Settling European Union probe for price-fixing related to calcium carbide & magnesiumUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=enhttp://web.archive.org/web/20150316152332/http://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=en
8
2021-08$20,000,000100x Holding LimitedSettling with CFTC for illegally operating a cryptocurrency trading platform & Anti-Money Laundering Violations.Unfair Business Practiceshttps://www.cftc.gov/PressRoom/PressReleases/8412-21https://web.archive.org/web/20210820203729/https://www.cftc.gov/PressRoom/PressReleases/8412-21
9
1995-11$3,700,000115th Street CorporationSettling with EPA for clean water act violations. $1.6m is fine, $1.5m is for pollution control upgrades, & $600,000 reimbursements for legal feesEnvironmenthttps://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.htmlhttps://web.archive.org/web/20160501192421/https://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.html
10
2014-02$83,0001st Alliance Lending LLCSettling with CFPB for illegally splitting real estate settlement feesUnfair Business Practiceshttp://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/https://web.archive.org/web/20150316181246/http://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/
11
2010-01$10,140,0001st Financial BankSettling with FDIC for unfair & deceptive practices in violations of section 5 of the FTCAFraudhttp://www.fdic.gov/news/news/press/2010/pr10019.htmlhttp://web.archive.org/web/20150318051325/https://www.fdic.gov/news/news/press/2010/pr10019.html
12
2001-03$19,000,00020th Century FoxSettling with a small Detroit publishing firm alleging copyright-infringement over "Jingle All the Way"Unfair Business Practiceshttp://articles.latimes.com/2001/mar/07/business/fi-34293http://web.archive.org/web/20150222013302/http://articles.latimes.com/2001/mar/07/business/fi-34293
13
2013-03$2,217,797211 Ventures LLCSettling with SEC for fraud involving the promotion & sale of fictitious financial instruments & trading programsFraudhttp://www.sec.gov/litigation/litreleases/2013/lr22649.htmhttps://web.archive.org/web/20150318182530/http://www.sec.gov/litigation/litreleases/2013/lr22649.htm
14
2016-03$34,700,00021st Century Oncology Inc.Settling with U.S. Govt stemming from the improper use of a procedure that measures the level of radiation that leaves a patient's body after treatmentHuman & Worker Rightshttp://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291https://web.archive.org/web/20160321043256/http://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291
15
2017-12$26,000,00021st Century Oncology Inc.
Settling FCA violations for submitting, or causing the submission of claims for certain services provided pursuant to referrals from physicians with whom they had improper financial relationships
Fraud
https://www.justice.gov/opa/pr/21st-century-oncology-pay-26-million-settle-false-claims-act-allegations
https://web.archive.org/web/20180415060039/https://www.justice.gov/opa/pr/21st-century-oncology-pay-26-million-settle-false-claims-act-allegations
16
2015-12$19,750,00021st Century Oncology LLCSettling FCA violations for billing federal health care programs for laboratory tests that were not medically necessaryFraudhttp://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratoryhttps://web.archive.org/web/20160112190701/http://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratory
17
1999-01$11,000,000242 East 138th Street Inc.Settling for a series of gasoline spills that polluted groundwater & required extensive cleanupEnvironmenthttp://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spillhttps://web.archive.org/web/20160728221701/http://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spill
18
2002-02$15,500,0003MSettling with DoJ for cleanup work at the Krejci Dump Site & for injuries to natural resources in the Cuyahoga Valley National ParkEnvironmenthttps://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htmhttps://web.archive.org/web/20160306231600/https://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htm
19
2006-04$1,521,4813M
Settling with EPA for 244 separate TSCA violations including failures to notify EPA on new chemicals, late reporting on substantial risk information, and others
Environment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
https://web.archive.org/web/20161213102916/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
20
2006-08$28,800,0003MSettling class-action lawsuit for establishing an illegal monopoly in the market for transparent tapeUnfair Business Practiceshttp://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8mhttp://web.archive.org/web/20150318093008/http://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8m
21
2007-05$40,000,0003MSettling class-action lawsuit to end more than a decade of antitrust litigation against the company over scotch tapeUnfair Business Practiceshttp://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suithttp://web.archive.org/web/20150318092422/http://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suit
22
2010-12$2,578,1593MSettling with French AC for anti-competitive behavior between 1997 & 2006.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522https://web.archive.org/web/20160714222144/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522
23
2011-08$3,000,0003MSettling class-action case by former employees alleging age discrimination in hundreds of layoffsHuman & Worker Rightshttp://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdfhttp://web.archive.org/web/20121122204709/http://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdf
24
2018-02$850,000,0003MSettling with Minnesota for polluted groundwater from the company's disposal of industrial chemicalsEnvironment
https://www.reuters.com/article/us-3m-pollution-minnesota/3m-minnesota-settle-water-pollution-claims-for-850-million-idUSKCN1G42UW
https://web.archive.org/web/20180609140810/https://www.reuters.com/article/us-3m-pollution-minnesota/3m-minnesota-settle-water-pollution-claims-for-850-million-idUSKCN1G42UW
25
2010-05$1,338,2323M (Sumitomo 3m Ltd.)Settling with JFTC for violating Article 3 of the Antimonopoly Act in the market of manufacturing optical fiber cable productsUnfair Business Practiceshttp://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
https://web.archive.org/web/20150711022202/http://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
26
2016-12$2,500,0003Red Trading LLC
Settling with CFTC for spoofing & employment of a manipulative & deceptive device while trading futures contracts on multiple futures exchanges
Unfair Business Practiceshttp://www.cftc.gov/PressRoom/PressReleases/pr7504-16https://web.archive.org/web/20170115171336/http://www.cftc.gov/PressRoom/PressReleases/pr7504-16
27
2016-02$10,980,9044X Solutions Inc.Settling with U.S. CFTC for its connection with a foreign currency trading ponzi schemeUnfair Business Practiceshttp://www.cftc.gov/PressRoom/PressReleases/pr7321-16https://web.archive.org/web/20160424005602/http://www.cftc.gov/PressRoom/PressReleases/pr7321-16
28
2016-11$1,560,000808 Renewable Energy Corp.Settling with SEC for defrauding investors in a cash-strapped California-based renewable energy companyFraudhttps://www.sec.gov/news/pressrelease/2016-242.htmlhttps://web.archive.org/web/20161118142245/http://www.sec.gov/news/pressrelease/2016-242.html
29
2010-09$409,49099 Cents Only StoresSettling with EPA for selling illegal unregistered & misbranded pesticides contained in household productsEnvironment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
https://web.archive.org/web/20100917160614/http://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
30
2015-01$2,000,00099 Cents Only StoresSettling accusations that its operations improperly stored, handled, & disposed of hazardous & pharmaceutical wasteEnvironmenthttp://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.htmlhttps://web.archive.org/web/20150106233808/http://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.html
31
2014-03$158,693,315A Chicago Convention Center LLCSettling with SEC for conducting a fraudulent offering targeting the EB-5 immigrant investorsFraudhttp://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspxhttp://web.archive.org/web/20150320062316/http://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspx
32
2014-09$1,650,000A Plus Home Health Care Inc.Settling with DoJ over allegations it paid spouses of referring physicians for sham marketing positions to get patient referralsUnfair Business Practiceshttp://www.justice.gov/opa/pr/2014/September/14-civ-992.htmlhttps://web.archive.org/web/20150318091203/http://www.law360.com/articles/593859/home-care-co-to-pay-1-65m-to-settle-fca-suit
33
1989-07$301,402A-1 Disposal CorporationSentenced to pay for violating RCRA by making false statements & knowingly transporting hazardous wastes without a manifestEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0Ahttps://web.archive.org/web/20160920221946/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0A
34
2015-11$200,000A-1 Restaurant Services LLC
Settling with EPA not properly monitoring employees and negligently causing the discharge of pollutants to a POTW at unapproved discharge points
Environment
https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
https://web.archive.org/web/20161213103255/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
35
2009-02$325,700A-Dec Inc.Settling with EPA for 116 violations of the Federal Insecticide, Fungicide, and Rodenticide ActEnvironment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
https://web.archive.org/web/20170127044709/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
36
2006-08$695,000A. Finkl & SonsSettling with EPA for CAA violations. $75,000 is fine & $620,000 is for pollution control upgradesEnvironment
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
https://web.archive.org/web/20170127012255/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
37
2007-07$11,495,524A. Raymond S.A.R.I.Settling with European Union probe for price-fixing scheme related to fastenersUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=enhttp://web.archive.org/web/20150316082507/http://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=en
38
2011-11$375,000A.E. Nomikos Shipping Investments LTD.Settling with EPA for MARPOL violations & for making false statementsEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0Ahttps://web.archive.org/web/20160910055522/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0A
39
2000-04$3,057,143A.G. Edwards & Sons Inc.Settling with NASD over Charges of Yield BurningFraudhttp://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burninghttps://web.archive.org/web/20160730121005/http://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burning
40
2013-04$9,025,691A.L Waters Capital LLCSettling with SEC for orchestrating a securities fraud & defrauding rare coin investment customersFraudhttp://www.sec.gov/litigation/litreleases/2013/lr22692.htmhttps://web.archive.org/web/20150316080302/http://www.sec.gov/litigation/litreleases/2013/lr22692.htm
41
2003-05$6,874,800A.Menarini - Industrie Farmaceutiche Riunite SrlSettling with Italian CA for its role in a price fixing cartel for diabetes testing devicesUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160910033225/http://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.html
42
2005-09$500,400A.P. Moller-Maersk A/SSettling with EPA for false entries in their Oil Record BookEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0Ahttps://web.archive.org/web/20160902173138/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0A
43
2020-12$6,000,000A.R.E.B.A.-CASRIEL Inc.
Settling with NY AG for FCA violations by submitting false billings to the state's Medicaid program through multiple illegal schemes.
Fraud
https://ag.ny.gov/press-release/2020/ag-james-secures-6-million-over-false-medicaid-billing-scheme-inpatient-drug
https://web.archive.org/web/20201222145926/https://ag.ny.gov/press-release/2020/ag-james-secures-6-million-over-false-medicaid-billing-scheme-inpatient-drug
44
1998-02$1,350,000A.S. Goldmen & Co.Settling with FINRA for price manipulation, excessive underwriting compensation, charging excessive mark-ups, & inadequate supervisionUnfair Business Practiceshttp://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitutionhttps://web.archive.org/web/20151001121531/http://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitution
45
1999-05$691,000A.S. Goldmen & Co.Settling with FINRA for manipulative conduct, excessive markups, & supervisory failuresUnfair Business Practiceshttp://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitutionhttps://web.archive.org/web/20151002051050/http://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitution
46
1999-06$2,806,667A.W. Stevens and Sons Waste Disposal Systems Inc.Settling with EPA for federal crimes from the operation of an illegal solid waste disposal operationEnvironment
https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
https://web.archive.org/web/20170507182609/https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
47
1990-10$22,000,000A&A Land DevelopmentSettling with EPA for racketeering by knowing & willful delivered mail to defraudFraudhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0Ahttps://web.archive.org/web/20160902160247/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0A
48
1996-05$700,000A&L Mayer Associates Inc.Settling with DoJ for its role in a price fixing conspiracyUnfair Business Practiceshttp://www.justice.gov/archive/opa/pr/1996/Auguhttps://web.archive.org/web/20151010055040/http://www.justice.gov/archive/opa/pr/1996/August96/416at.htm
49
2006-09$128,023,305AalbertsSettling with European Union probe for price-fixing scheme related to copper fittingsUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=enhttp://web.archive.org/web/20150316082359/http://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=en
50
1994-11$4,942,916Aalborg Portland A / S
Settling with EU for infringing the provisions of Article 85(1) of the EC treaty by participating in an anti-competitive agreement to regulate cement transfers from 1 country to another
Unfair Business Practices
http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
https://web.archive.org/web/20170118043741/http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
51
1992-02$260,091Aannemers Vereniging Haarlem-BollenstreekSettling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
52
1992-02$124,266Aannemersvereniging 'de Rijinstreek'Settling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
53
1992-02$236,972Aannemersvereniging 'Gouda en Omstreken'Settling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
54
1992-02$560,640Aannemersvereniging van Boorondermemers en BuizenleggersSettling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
55
1992-02$560,640Aannemersvereniging Velsen, Beverwijk en OmstrekenSettling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
56
1992-02$433,485Aannemersvereniging Veluwe en Zuidelijke IJsselmeerpoldersSettling with European Union for infringing Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
57
2004-12$24,913,433AAR Contractor Inc.Settling with EPA for CAA & RICO violations related to illegal asbestos abatement & falsifying laboratory analysesEnvironmenthttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0Ahttps://web.archive.org/web/20160902212330/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0A
58
2015-12$1,983,000Aargauische KantonalbankSettling with U.S. DoJ under the department's Swiss Bank ProgramFraudhttp://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bankhttps://web.archive.org/web/20160206124054/http://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bank
59
2011-06$41,600,000Aaron's Inc.Settling Sexual harassment charges (Ashley Alford)Human & Worker Rightshttp://www.workplacebullying.org/2011/06/12/aarons/http://web.archive.org/web/20150328000428/http://www.workplacebullying.org/2011/06/12/aarons/
60
2014-10$28,400,000Aaron's Inc.Settling with California to resolve allegations that the company violated the state's consumer protection & privacy lawsUnfair Business Practiceshttps://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-businesshttps://web.archive.org/web/20160313062800/https://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-business
61
2019-05$225,149,907AB InBev
Settling with EU for abusing its dominant position on the Belgian beer market by hindering cheaper imports of its Jupiler beer from the Netherlands into Belgium
Unfair Business Practiceshttp://europa.eu/rapid/press-release_IP-19-2488_en.htmhttps://web.archive.org/web/20190513111221/http://europa.eu/rapid/press-release_IP-19-2488_en.htm
62
2008-03$19,602,649AB VolvoSettling charges for violating the books & records and internal control provisions of the FCPACorruptionhttps://www.sec.gov/litigation/litreleases/2008/lr20504.htmhttp://web.archive.org/web/20150318011831/https://www.sec.gov/litigation/litreleases/2008/lr20504.htm
63
2016-07$369,236,979AB VolvoSettling with EU for participating in a cartel in the medium & heavy truck marketUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-16-2582_en.htmhttps://web.archive.org/web/20160720171325/http://europa.eu/rapid/press-release_IP-16-2582_en.htm
64
1998-10$148,985,714AB Volvo (Volvo Truck Corporation)Settling with EPA for CAA violations by installing devices to defeat emission controls.Environmenthttps://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocumenthttps://web.archive.org/web/20150925182739/http://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocument
65
2015-01$50,181,645Abashiri Concrete Products Association
Settling with JFTC for restraining competition in the field of concrete producuts by designating sellers for users & determining the limit to the discount rate
Unfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
https://web.archive.org/web/20160223071418/http://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
66
2004-04$11,008,353ABB GroupSettling with Australian CCC for involvement in price fixing & market sharing contraventions of the Trade Practices Act 1974.Unfair Business Practiceshttp://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penaltieshttps://web.archive.org/web/20160714195619/http://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penalties
67
2000-06$900,000ABB Group (ABB Air Preheater)Settling with NY for clean-up of the Wellsville-Andover Landfill in Allegany County, NYEnvironmenthttp://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-sitehttps://web.archive.org/web/20160807063943/http://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-site
68
1998-10$83,860,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with European Union for participating in a cartel by price-fixing & bid-rigging for district heating pipesUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=enhttp://web.archive.org/web/20150316153801/http://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=en
69
2001-04$53,000,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with DoJ for participating in a conspiracy to rig bids on a construction contract funded by the USAIDUnfair Business Practiceshttp://www.justice.gov/archive/opa/pr/2001/April/170at.htmhttps://web.archive.org/web/20151010124022/http://www.justice.gov/archive/opa/pr/2001/April/170at.htm
70
2004-07$16,400,000ABB Group (ABB Ltd.)Settling FCPA violations for bribing government officials in Nigeria, Angola, & KazakhstanCorruptionhttp://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=enhttp://web.archive.org/web/20150316152423/http://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=en
71
2006-07$234,675ABB Group (ABB Ltd.)Settling charges of violating FCPA anti-bribery lawsCorruptionhttps://www.sec.gov/litigation/litreleases/2006/lr19754.htmhttps://web.archive.org/web/20160604085950/http://www.sec.gov/litigation/litreleases/2006/lr19754.htm
72
2009-10$49,522,448ABB Group (ABB Ltd.)Settling with European Union probe related to price-fixing power transformersUnfair Business Practiceshttps://www.sec.gov/spotlight/fcpa/fcpa-cases.shtmlhttp://web.archive.org/web/20150318012230/https://www.sec.gov/spotlight/fcpa/fcpa-cases.shtml
73
2010-09$58,314,262ABB Group (ABB Ltd.)Settling multiple FCPA violations relating to bribes given out by its subsidiariesCorruptionhttp://www.sec.gov/litigation/litreleases/2010/lr21673.htmhttps://web.archive.org/web/20150318181054/http://www.sec.gov/litigation/litreleases/2010/lr21673.htm
74
2008-08$234,357ABB Group (ABB Network Management)Settling charges of falsifying company's books & recordsFinancial Reporting Violationhttps://www.sec.gov/litigation/litreleases/2008/lr20671.htmhttps://web.archive.org/web/20160604082842/http://www.sec.gov/litigation/litreleases/2008/lr20671.htm
75
2015-09$1,214,118Abbanoa SpASettling with Italian CA for unfair commercial practices in the provision of water services in SardiniaUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.htmlhttps://web.archive.org/web/20160903071655/http://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.html
76
2002-12$221,853,630Abbey Life Assurance Company Ltd.Settling with British FSA for mis-selling & other compliance deficiencies between 1995 and 1999Unfair Business Practiceshttp://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtmlhttp://web.archive.org/web/20150318021546/http://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtml
77
2003-12$4,007,635Abbey NationalSettling with British FSA for failing to comply with anti-money laundering regulationsUnfair Business Practiceshttp://www.finextra.com/news/fullstory.aspx?newsitemid=10768http://web.archive.org/web/20150320052126/http://www.finextra.com/news/fullstory.aspx?newsitemid=10768
78
2005-05$1,464,912Abbey NationalSettling with British FSA for mishandling mortgage complaints & misleading information given to regulatorsFraudhttp://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtmlhttps://web.archive.org/web/20150318061718/http://webarchive.nationalarchives.gov.uk/20110110170004/http://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtml
79
2000-08$5,400,000Abbott Ambulance Inc.Settling FCA violations for unnecessary transportationFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
80
1996-02$16,400,000Abbott LaboratoriesSettling class-action suit for conspiring to illegally fix prices of drugsUnfair Business Practiceshttp://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.htmlhttp://web.archive.org/web/20150325162521/http://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.html
81
1999-11$100,000,000Abbott LaboratoriesFines by the FDA after investigation into Lake County, Illinois manufacturing plantUnfair Business Practiceshttp://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zissonhttps://web.archive.org/web/20150222004323/http://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zisson
82
2003-06$622,000,000Abbott LaboratoriesSettling investigation into sales practices for liquids needed to feed seriously illUnfair Business Practiceshttp://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-courthttp://web.archive.org/web/20150423214143/http://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-court
83
2003-07$400,000Abbott LaboratoriesSettling FCA violations for misleading Medicare regarding discounts and per-product cost of productsFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
84
2005-09$28,000,000Abbott LaboratoriesRefund to people for anti-competitive conduct selling hypertension & enlarged prostate drugsUnfair Business Practiceshttp://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlementhttps://web.archive.org/web/20150222012029/http://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlement
85
2006-04$475,672Abbott Laboratories
Settling with EPA for CAA violations at its plant in Chicago, IL. $57,372 is fine & $418,300 is for supplemental environmental projects
Environment
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
https://web.archive.org/web/20161214050951/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
86
2008-09$28,000,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationsFraudhttp://www.taf.org/total2008.htmhttp://web.archive.org/web/20131609590600/http://www.taf.org/total2008.htm
87
2010-01$11,250,000Abbott LaboratoriesSettling for illegally blocking cheaper generic substitutes for the cholesterol-reducing drug TricorUnfair Business Practiceshttp://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceuticalhttps://web.archive.org/web/20120713175825/http://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceutical
88
2010-12$421,200,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationsFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
89
2012-05$1,600,000,000Abbott LaboratoriesSettling FCA voilations for off-label promotion of drug DepakoteFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
90
2013-08$18,000,000Abbott LaboratoriesFined by China for artificially inflating th eprice of formulaUnfair Business Practiceshttp://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808https://web.archive.org/web/20151210173519/http://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808
91
2013-12$5,475,000Abbott LaboratoriesSettling FCA violations for kickbacksFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
92
2001-05$267,145Abbott Laboratories (Abbott France)Settling with French AC for abusing its dominant position in the market for Isoflurane.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=132&id_article=285https://web.archive.org/web/20160714221812/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=132&id_article=285
93
2003-05$2,291,600Abbott Laboratories (Abbott SpA)Settling with Italian CA for its role in a price fixing cartel for diabetes testing devicesUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160910033225/http://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.html
94
2012-05$2,000,000ABC Professional Tree Service Inc.Settling for immigration violationsUnfair Business Practiceshttp://www.gibsondunn.com/publications/Pages/2012YearEndUpdate-CorporateDeferredProsecution-NonProsecutionAgreements.aspxhttp://web.archive.org/web/20150319042523/http://www.gibsondunn.com/publications/Pages/2012YearEndUpdate-CorporateDeferredProsecution-NonProsecutionAgreements.aspx
95
2008-10$147,527AbcTrade SrlSettling with Italian CA for improper commercial practices in billing a number of consumers for international satellite calls & calls to special numbers they were unaware they had madeUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3583-ps24-telecom-fatturazione-per-chiamate-satellitari-eo-a-numerazioni-speciali-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160903065603/http://www.agcm.it/stampa/comunicati/3583-ps24-telecom-fatturazione-per-chiamate-satellitari-eo-a-numerazioni-speciali-chiusura-istruttoria.html
96
2013-02$800,527AberaSettling with French AC for its role in several anti-competitive agreements.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=483&id_article=2035https://web.archive.org/web/20160714223113/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=483&id_article=2035
97
2004-11$40,000,000Abercrombie & FitchFederal discrimination lawsuit against Hispanic, Asian, & African-American employeesHuman & Worker Rightshttp://usatoday30.usatoday.com/money/industries/retail/2004-11-16-anf-bias_x.htmhttp://web.archive.org/web/20131220180015/http://usatoday30.usatoday.com/money/industries/retail/2004-11-16-anf-bias_x.htm
98
2013-09$11,447,998Aberdeen Asset ManagementSettling with British FCA for failling to protect client moneyFraudhttp://uk.reuters.com/article/2013/09/03/uk-aberdeen-fine-idUKLNE98200I20130903http://web.archive.org/web/20150319211930/http://uk.reuters.com/article/2013/09/03/uk-aberdeen-fine-idUKLNE98200I20130903
99
2014-10$24,984,937Abertis Infraestructuras S.A.Settling with EU to repay illegal aid given to them by SpainUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32016D1385
https://web.archive.org/web/20170302210257/http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32016D1385
100
2010-05$114,957ABG Sundal Collier ABSettling with Swedish FSA for failing to submit transaction reports in accordance to the law for 207,159 transactionsFinancial Reporting Violationhttp://www.fi.se/Tillsyn/Sanktioner/Finansiella-foretag/Listan/Anmarkning-och-straffavgift-for-ABG-Sundal-Collier-AB/https://web.archive.org/web/20160903050924/http://www.fi.se/Tillsyn/Sanktioner/Finansiella-foretag/Listan/Anmarkning-och-straffavgift-for-ABG-Sundal-Collier-AB/