Corporate Settlements/Fines
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DateAmountPeopleCrimeCategorySource LinksBackup of Source
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2009-03$3,266,513"K" Line Logistics Ltd.Settling with JFTC for violating Article 3 of the Antimonopoly Act related to international air freight forwarding businessUnfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
https://web.archive.org/web/20130413203459/http://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
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2013-03$3,507,246"K" Line Logistics Ltd.Settling criminal antitrust & competition laws for Air Freight ForwardingUnfair Business Practiceshttp://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probehttp://web.archive.org/web/20150318092720/http://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probe
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2014-03$56,143,882"K" Line Logistics Ltd.Settling with JFTC for violating Article 3 of the Antimonopoly Act in the market of international ocean shipping servicesUnfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2014/March/140318.html
https://web.archive.org/web/20160223101136/http://www.jftc.go.jp/en/pressreleases/yearly-2014/March/140318.html
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2015-12$1,725,000"K" Line Logistics Ltd.Fined by China for price-fixing & anti-competitive behaviorUnfair Business Practiceshttp://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-chargeshttps://web.archive.org/web/20160506195305/http://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-charges
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2009-07$13,933,5831.garantovana a.s.Settling European Union probe for price-fixing related to calcium carbide & magnesiumUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=enhttp://web.archive.org/web/20150316152332/http://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=en
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1995-11$3,700,000115th Street CorporationSettling with EPA for clean water act violations. $1.6m is fine, $1.5m is for pollution control upgrades, & $600,000 reimbursements for legal feesEnvironmenthttps://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.htmlhttps://web.archive.org/web/20160501192421/https://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.html
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2014-02$83,0001st Alliance Lending LLCSettling with CFPB for illegally splitting real estate settlement feesUnfair Business Practiceshttp://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/https://web.archive.org/web/20150316181246/http://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/
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2010-01$10,140,0001st Financial BankSettling with FDIC for unfair & deceptive practices in violations of section 5 of the FTCAFraudhttp://www.fdic.gov/news/news/press/2010/pr10019.htmlhttp://web.archive.org/web/20150318051325/https://www.fdic.gov/news/news/press/2010/pr10019.html
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2001-03$19,000,00020th Century FoxSettling with a small Detroit publishing firm alleging copyright-infringement over "Jingle All the Way"Unfair Business Practiceshttp://articles.latimes.com/2001/mar/07/business/fi-34293http://web.archive.org/web/20150222013302/http://articles.latimes.com/2001/mar/07/business/fi-34293
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2013-03$2,217,797211 Ventures LLCSettling with SEC for fraud involving the promotion & sale of fictitious financial instruments & trading programsFraudhttp://www.sec.gov/litigation/litreleases/2013/lr22649.htmhttps://web.archive.org/web/20150318182530/http://www.sec.gov/litigation/litreleases/2013/lr22649.htm
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2016-03$34,700,00021st Century Oncology Inc.Settling with U.S. Govt stemming from the improper use of a procedure that measures the level of radiation that leaves a patient's body after treatmentHuman & Worker Rightshttp://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291https://web.archive.org/web/20160321043256/http://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291
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2017-12$26,000,00021st Century Oncology Inc.
Settling FCA violations for submitting, or causing the submission of claims for certain services provided pursuant to referrals from physicians with whom they had improper financial relationships
Fraud
https://www.justice.gov/opa/pr/21st-century-oncology-pay-26-million-settle-false-claims-act-allegations
https://web.archive.org/web/20180415060039/https://www.justice.gov/opa/pr/21st-century-oncology-pay-26-million-settle-false-claims-act-allegations
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2015-12$19,750,00021st Century Oncology LLCSettling FCA violations for billing federal health care programs for laboratory tests that were not medically necessaryFraudhttp://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratoryhttps://web.archive.org/web/20160112190701/http://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratory
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1999-01$11,000,000242 East 138th Street Inc.Settling for a series of gasoline spills that polluted groundwater & required extensive cleanupEnvironmenthttp://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spillhttps://web.archive.org/web/20160728221701/http://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spill
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2002-02$15,500,0003MSettling with DoJ for cleanup work at the Krejci Dump Site & for injuries to natural resources in the Cuyahoga Valley National ParkEnvironmenthttps://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htmhttps://web.archive.org/web/20160306231600/https://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htm
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2006-04$1,521,4813M
Settling with EPA for 244 separate TSCA violations including failures to notify EPA on new chemicals, late reporting on substantial risk information, and others
Environment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
https://web.archive.org/web/20161213102916/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
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2006-08$28,800,0003MSettling class-action lawsuit for establishing an illegal monopoly in the market for transparent tapeUnfair Business Practiceshttp://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8mhttp://web.archive.org/web/20150318093008/http://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8m
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2007-05$40,000,0003MSettling class-action lawsuit to end more than a decade of antitrust litigation against the company over scotch tapeUnfair Business Practiceshttp://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suithttp://web.archive.org/web/20150318092422/http://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suit
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2010-12$2,578,1593MSettling with French AC for anti-competitive behavior between 1997 & 2006.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522https://web.archive.org/web/20160714222144/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522
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2011-08$3,000,0003MSettling class-action case by former employees alleging age discrimination in hundreds of layoffsHuman & Worker Rightshttp://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdfhttp://web.archive.org/web/20121122204709/http://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdf
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2010-05$1,338,2323M (Sumitomo 3m Ltd.)Settling with JFTC for violating Article 3 of the Antimonopoly Act in the market of manufacturing optical fiber cable productsUnfair Business Practiceshttp://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
https://web.archive.org/web/20150711022202/http://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
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2016-12$2,500,0003Red Trading LLC
Settling with CFTC for spoofing & employment of a manipulative & deceptive device while trading futures contracts on multiple futures exchanges
Unfair Business Practiceshttp://www.cftc.gov/PressRoom/PressReleases/pr7504-16https://web.archive.org/web/20170115171336/http://www.cftc.gov/PressRoom/PressReleases/pr7504-16
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2016-02$10,980,9044X Solutions Inc.Settling with U.S. CFTC for its connection with a foreign currency trading ponzi schemeUnfair Business Practiceshttp://www.cftc.gov/PressRoom/PressReleases/pr7321-16https://web.archive.org/web/20160424005602/http://www.cftc.gov/PressRoom/PressReleases/pr7321-16
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2016-11$1,560,000808 Renewable Energy Corp.Settling with SEC for defrauding investors in a cash-strapped California-based renewable energy companyFraudhttps://www.sec.gov/news/pressrelease/2016-242.htmlhttps://web.archive.org/web/20161118142245/http://www.sec.gov/news/pressrelease/2016-242.html
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2010-09$409,49099 Cents Only StoresSettling with EPA for selling illegal unregistered & misbranded pesticides contained in household productsEnvironment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
https://web.archive.org/web/20100917160614/http://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
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2015-01$2,000,00099 Cents Only StoresSettling accusations that its operations improperly stored, handled, & disposed of hazardous & pharmaceutical wasteEnvironmenthttp://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.htmlhttps://web.archive.org/web/20150106233808/http://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.html
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2014-03$158,693,315A Chicago Convention Center LLCSettling with SEC for conducting a fraudulent offering targeting the EB-5 immigrant investorsFraudhttp://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspxhttp://web.archive.org/web/20150320062316/http://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspx
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2014-09$1,650,000A Plus Home Health Care Inc.Settling with DoJ over allegations it paid spouses of referring physicians for sham marketing positions to get patient referralsUnfair Business Practiceshttp://www.justice.gov/opa/pr/2014/September/14-civ-992.htmlhttps://web.archive.org/web/20150318091203/http://www.law360.com/articles/593859/home-care-co-to-pay-1-65m-to-settle-fca-suit
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1989-07$301,402A-1 Disposal CorporationSentenced to pay for violating RCRA by making false statements & knowingly transporting hazardous wastes without a manifestEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0Ahttps://web.archive.org/web/20160920221946/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0A
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2015-11$200,000A-1 Restaurant Services LLC
Settling with EPA not properly monitoring employees and negligently causing the discharge of pollutants to a POTW at unapproved discharge points
Environment
https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
https://web.archive.org/web/20161213103255/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
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2009-02$325,700A-Dec Inc.Settling with EPA for 116 violations of the Federal Insecticide, Fungicide, and Rodenticide ActEnvironment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
https://web.archive.org/web/20170127044709/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
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2006-08$695,000A. Finkl & SonsSettling with EPA for CAA violations. $75,000 is fine & $620,000 is for pollution control upgradesEnvironment
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
https://web.archive.org/web/20170127012255/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
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2007-07$11,495,524A. Raymond S.A.R.I.Settling with European Union probe for price-fixing scheme related to fastenersUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=enhttp://web.archive.org/web/20150316082507/http://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=en
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2011-11$375,000A.E. Nomikos Shipping Investments LTD.Settling with EPA for MARPOL violations & for making false statementsEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0Ahttps://web.archive.org/web/20160910055522/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0A
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2000-04$3,057,143A.G. Edwards & Sons Inc.Settling with NASD over Charges of Yield BurningFraudhttp://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burninghttps://web.archive.org/web/20160730121005/http://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burning
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2013-04$9,025,691A.L Waters Capital LLCSettling with SEC for orchestrating a securities fraud & defrauding rare coin investment customersFraudhttp://www.sec.gov/litigation/litreleases/2013/lr22692.htmhttps://web.archive.org/web/20150316080302/http://www.sec.gov/litigation/litreleases/2013/lr22692.htm
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2003-05$6,874,800A.Menarini - Industrie Farmaceutiche Riunite SrlSettling with Italian CA for its role in a price fixing cartel for diabetes testing devicesUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160910033225/http://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.html
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2005-09$500,400A.P. Moller-Maersk A/SSettling with EPA for false entries in their Oil Record BookEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0Ahttps://web.archive.org/web/20160902173138/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0A
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1998-02$1,350,000A.S. Goldmen & Co.Settling with FINRA for price manipulation, excessive underwriting compensation, charging excessive mark-ups, & inadequate supervisionUnfair Business Practiceshttp://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitutionhttps://web.archive.org/web/20151001121531/http://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitution
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1999-05$691,000A.S. Goldmen & Co.Settling with FINRA for manipulative conduct, excessive markups, & supervisory failuresUnfair Business Practiceshttp://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitutionhttps://web.archive.org/web/20151002051050/http://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitution
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1999-06$2,806,667A.W. Stevens and Sons Waste Disposal Systems Inc.Settling with EPA for federal crimes from the operation of an illegal solid waste disposal operationEnvironment
https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
https://web.archive.org/web/20170507182609/https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
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1990-10$22,000,000A&A Land DevelopmentSettling with EPA for racketeering by knowing & willful delivered mail to defraudFraudhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0Ahttps://web.archive.org/web/20160902160247/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0A
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1996-05$700,000A&L Mayer Associates Inc.Settling with DoJ for its role in a price fixing conspiracyUnfair Business Practiceshttp://www.justice.gov/archive/opa/pr/1996/Auguhttps://web.archive.org/web/20151010055040/http://www.justice.gov/archive/opa/pr/1996/August96/416at.htm
45
2006-09$128,023,305AalbertsSettling with European Union probe for price-fixing scheme related to copper fittingsUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=enhttp://web.archive.org/web/20150316082359/http://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=en
46
1994-11$4,942,916Aalborg Portland A / S
Settling with EU for infringing the provisions of Article 85(1) of the EC treaty by participating in an anti-competitive agreement to regulate cement transfers from 1 country to another
Unfair Business Practices
http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
https://web.archive.org/web/20170118043741/http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
47
1992-02$260,091Aannemers Vereniging Haarlem-BollenstreekSettling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
48
1992-02$124,266Aannemersvereniging 'de Rijinstreek'Settling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
49
1992-02$236,972Aannemersvereniging 'Gouda en Omstreken'Settling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
50
1992-02$560,640Aannemersvereniging van Boorondermemers en BuizenleggersSettling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
51
1992-02$560,640Aannemersvereniging Velsen, Beverwijk en OmstrekenSettling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
52
1992-02$433,485Aannemersvereniging Veluwe en Zuidelijke IJsselmeerpoldersSettling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
53
2004-12$24,913,433AAR Contractor Inc.Settling with EPA for CAA & RICO violations related to illegal asbestos abatement & falsifying laboratory analysesEnvironmenthttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0Ahttps://web.archive.org/web/20160902212330/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0A
54
2015-12$1,983,000Aargauische KantonalbankSettling with U.S. DoJ under the department's Swiss Bank ProgramFraudhttp://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bankhttps://web.archive.org/web/20160206124054/http://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bank
55
2011-06$41,600,000Aaron's Inc.Settling Sexual harassment charges (Ashley Alford)Human & Worker Rightshttp://www.workplacebullying.org/2011/06/12/aarons/http://web.archive.org/web/20150328000428/http://www.workplacebullying.org/2011/06/12/aarons/
56
2014-10$28,400,000Aaron's Inc.Settling with California to resolve allegations that the company violated the state's consumer protection & privacy lawsUnfair Business Practiceshttps://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-businesshttps://web.archive.org/web/20160313062800/https://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-business
57
2008-03$19,602,649AB VolvoSettling charges for violating the books & records and internal control provisions of the FCPACorruptionhttps://www.sec.gov/litigation/litreleases/2008/lr20504.htmhttp://web.archive.org/web/20150318011831/https://www.sec.gov/litigation/litreleases/2008/lr20504.htm
58
2016-07$369,236,979AB VolvoSettling with EU for participating in a cartel in the medium & heavy truck marketUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-16-2582_en.htmhttps://web.archive.org/web/20160720171325/http://europa.eu/rapid/press-release_IP-16-2582_en.htm
59
1998-10$148,985,714AB Volvo (Volvo Truck Corporation)Settling with EPA for CAA violations by installing devices to defeat emission controls.Environmenthttps://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocumenthttps://web.archive.org/web/20150925182739/http://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocument
60
2015-01$50,181,645Abashiri Concrete Products Association
Settling with JFTC for restraining competition in the field of concrete producuts by designating sellers for users & determining the limit to the discount rate
Unfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
https://web.archive.org/web/20160223071418/http://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
61
2004-04$11,008,353ABB GroupSettling with Australian CCC for involvement in price fixing & market sharing contraventions of the Trade Practices Act 1974.Unfair Business Practiceshttp://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penaltieshttps://web.archive.org/web/20160714195619/http://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penalties
62
2000-06$900,000ABB Group (ABB Air Preheater)Settling with NY for clean-up of the Wellsville-Andover Landfill in Allegany County, NYEnvironmenthttp://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-sitehttps://web.archive.org/web/20160807063943/http://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-site
63
1998-10$83,860,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with European Union for participating in a cartel by price-fixing & bid-rigging for district heating pipesUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=enhttp://web.archive.org/web/20150316153801/http://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=en
64
2001-04$53,000,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with DoJ for participating in a conspiracy to rig bids on a construction contract funded by the USAIDUnfair Business Practiceshttp://www.justice.gov/archive/opa/pr/2001/April/170at.htmhttps://web.archive.org/web/20151010124022/http://www.justice.gov/archive/opa/pr/2001/April/170at.htm
65
2004-07$16,400,000ABB Group (ABB Ltd.)Settling FCPA violations for bribing government officials in Nigeria, Angola, & KazakhstanCorruptionhttp://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=enhttp://web.archive.org/web/20150316152423/http://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=en
66
2006-07$234,675ABB Group (ABB Ltd.)Settling charges of violating FCPA anti-bribery lawsCorruptionhttps://www.sec.gov/litigation/litreleases/2006/lr19754.htmhttps://web.archive.org/web/20160604085950/http://www.sec.gov/litigation/litreleases/2006/lr19754.htm
67
2009-10$49,522,448ABB Group (ABB Ltd.)Settling with European Union probe related to price-fixing power transformersUnfair Business Practiceshttps://www.sec.gov/spotlight/fcpa/fcpa-cases.shtmlhttp://web.archive.org/web/20150318012230/https://www.sec.gov/spotlight/fcpa/fcpa-cases.shtml
68
2010-09$58,314,262ABB Group (ABB Ltd.)Settling multiple FCPA violations relating to bribes given out by its subsidiariesCorruptionhttp://www.sec.gov/litigation/litreleases/2010/lr21673.htmhttps://web.archive.org/web/20150318181054/http://www.sec.gov/litigation/litreleases/2010/lr21673.htm
69
2008-08$234,357ABB Group (ABB Network Management)Settling charges of falsifying company's books & recordsFinancial Reporting Violationhttps://www.sec.gov/litigation/litreleases/2008/lr20671.htmhttps://web.archive.org/web/20160604082842/http://www.sec.gov/litigation/litreleases/2008/lr20671.htm
70
2015-09$1,214,118Abbanoa SpASettling with Italian CA for unfair commercial practices in the provision of water services in SardiniaUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.htmlhttps://web.archive.org/web/20160903071655/http://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.html
71
2002-12$221,853,630Abbey Life Assurance Company Ltd.Settling with British FSA for mis-selling & other compliance deficiencies between 1995 and 1999Unfair Business Practiceshttp://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtmlhttp://web.archive.org/web/20150318021546/http://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtml
72
2003-12$4,007,635Abbey NationalSettling with British FSA for failing to comply with anti-money laundering regulationsUnfair Business Practiceshttp://www.finextra.com/news/fullstory.aspx?newsitemid=10768http://web.archive.org/web/20150320052126/http://www.finextra.com/news/fullstory.aspx?newsitemid=10768
73
2005-05$1,464,912Abbey NationalSettling with British FSA for mishandling mortgage complaints & misleading information given to regulatorsFraudhttp://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtmlhttps://web.archive.org/web/20150318061718/http://webarchive.nationalarchives.gov.uk/20110110170004/http://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtml
74
2000-08$5,400,000Abbott Ambulance Inc.Settling FCA violations for unnecessary transportationFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
75
1996-02$16,400,000Abbott LaboratoriesSettling class-action suit for conspiring to illegally fix prices of drugsUnfair Business Practiceshttp://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.htmlhttp://web.archive.org/web/20150325162521/http://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.html
76
1999-11$100,000,000Abbott LaboratoriesFines by the FDA after investigation into Lake County, Illinois manufacturing plantUnfair Business Practiceshttp://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zissonhttps://web.archive.org/web/20150222004323/http://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zisson
77
2003-06$622,000,000Abbott LaboratoriesSettling investigation into sales practices for liquids needed to feed seriously illUnfair Business Practiceshttp://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-courthttp://web.archive.org/web/20150423214143/http://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-court
78
2003-07$400,000Abbott LaboratoriesSettling FCA violations for misleading Medicare regarding discounts and per-product cost of productsFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
79
2005-09$28,000,000Abbott LaboratoriesRefund to people for anti-competitive conduct selling hypertension & enlarged prostate drugsUnfair Business Practiceshttp://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlementhttps://web.archive.org/web/20150222012029/http://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlement
80
2006-04$475,672Abbott Laboratories
Settling with EPA for CAA violations at its plant in Chicago, IL. $57,372 is fine & $418,300 is for supplemental environmental projects
Environment
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
https://web.archive.org/web/20161214050951/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
81
2008-09$28,000,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationsFraudhttp://www.taf.org/total2008.htmhttp://web.archive.org/web/20131609590600/http://www.taf.org/total2008.htm
82
2010-01$11,250,000Abbott LaboratoriesSettling for illegally blocking cheaper generic substitutes for the cholesterol-reducing drug TricorUnfair Business Practiceshttp://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceuticalhttps://web.archive.org/web/20120713175825/http://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceutical
83
2010-12$421,200,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationsFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
84
2012-05$1,600,000,000Abbott LaboratoriesSettling FCA voilations for off-label promotion of drug DepakoteFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
85
2013-08$18,000,000Abbott LaboratoriesFined by China for artificially inflating th eprice of formulaUnfair Business Practiceshttp://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808https://web.archive.org/web/20151210173519/http://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808
86
2013-12$5,475,000Abbott LaboratoriesSettling FCA violations for kickbacksFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
87
2001-05$267,145Abbott Laboratories (Abbott France)Settling with French AC for abusing its dominant position in the market for Isoflurane.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=132&id_article=285https://web.archive.org/web/20160714221812/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=132&id_article=285
88
2003-05$2,291,600Abbott Laboratories (Abbott SpA)Settling with Italian CA for its role in a price fixing cartel for diabetes testing devicesUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160910033225/http://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.html
89
2012-05$2,000,000ABC Professional Tree Service Inc.Settling for immigration violationsUnfair Business Practiceshttp://www.gibsondunn.com/publications/Pages/2012YearEndUpdate-CorporateDeferredProsecution-NonProsecutionAgreements.aspxhttp://web.archive.org/web/20150319042523/http://www.gibsondunn.com/publications/Pages/2012YearEndUpdate-CorporateDeferredProsecution-NonProsecutionAgreements.aspx
90
2008-10$147,527AbcTrade SrlSettling with Italian CA for improper commercial practices in billing a number of consumers for international satellite calls & calls to special numbers they were unaware they had madeUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3583-ps24-telecom-fatturazione-per-chiamate-satellitari-eo-a-numerazioni-speciali-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160903065603/http://www.agcm.it/stampa/comunicati/3583-ps24-telecom-fatturazione-per-chiamate-satellitari-eo-a-numerazioni-speciali-chiusura-istruttoria.html
91
2013-02$800,527AberaSettling with French AC for its role in several anti-competitive agreements.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=483&id_article=2035https://web.archive.org/web/20160714223113/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=483&id_article=2035
92
2004-11$40,000,000Abercrombie & FitchFederal discrimination lawsuit against Hispanic, Asian, & African-American employeesHuman & Worker Rightshttp://usatoday30.usatoday.com/money/industries/retail/2004-11-16-anf-bias_x.htmhttp://web.archive.org/web/20131220180015/http://usatoday30.usatoday.com/money/industries/retail/2004-11-16-anf-bias_x.htm
93
2013-09$11,447,998Aberdeen Asset ManagementSettling with British FCA for failling to protect client moneyFraudhttp://uk.reuters.com/article/2013/09/03/uk-aberdeen-fine-idUKLNE98200I20130903http://web.archive.org/web/20150319211930/http://uk.reuters.com/article/2013/09/03/uk-aberdeen-fine-idUKLNE98200I20130903
94
2014-10$24,984,937Abertis Infraestructuras S.A.Settling with EU to repay illegal aid given to them by SpainUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32016D1385
https://web.archive.org/web/20170302210257/http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32016D1385
95
2010-05$114,957ABG Sundal Collier ABSettling with Swedish FSA for failing to submit transaction reports in accordance to the law for 207,159 transactionsFinancial Reporting Violationhttp://www.fi.se/Tillsyn/Sanktioner/Finansiella-foretag/Listan/Anmarkning-och-straffavgift-for-ABG-Sundal-Collier-AB/https://web.archive.org/web/20160903050924/http://www.fi.se/Tillsyn/Sanktioner/Finansiella-foretag/Listan/Anmarkning-och-straffavgift-for-ABG-Sundal-Collier-AB/
96
2005-03$4,200,000Abington Memorial HospitalSettling FCA violations for upcoding, unnecessary testing, & phantom testingFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
97
2012-03$400,000Abitron Inc.Settling with CA AG for a method it used to collect ratings information that discriminated against predominantly African-American & Latino radio stationsHuman & Worker Rightshttp://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-settlement-ensure-equal-treatment-radiohttps://web.archive.org/web/20150908014321/http://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-settlement-ensure-equal-treatment-radio
98
2003-04$1,420,272ABN AmroSettling with British FSA for market misconduct & serious compliance failuresUnfair Business Practiceshttp://www.mondovisione.com/media-and-resources/news/uks-financial-services-authority-fines-abn-amro-equities-900000-for-market-misco/http://web.archive.org/web/20150320063507/http://www.mondovisione.com/media-and-resources/news/uks-financial-services-authority-fines-abn-amro-equities-900000-for-market-misco/
99
2005-12$80,000,000ABN AmroSettling for failing to comply with anti-money laundering lawsUnfair Business Practiceshttp://www.federalreserve.gov/BoardDocs/Press/enforcement/2005/20051219/default.htmhttp://web.archive.org/web/20130402154407/http://www.federalreserve.gov/boarddocs/press/enforcement/2005/20051219/default.htm
100
2006-01$42,000,000ABN AmroSettling FCA violations for false certification re loan guarantee requirementsFraudhttp://www.taf.org/total2006.htmhttp://web.archive.org/web/20150217133515/http://www.taf.org/total2006.htm
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