Corporate Settlements/Fines
 Share
The version of the browser you are using is no longer supported. Please upgrade to a supported browser.Dismiss

Comment only
 
 
ABCDEFG
1
DateAmountPeopleCrimeCategorySource LinksBackup of Source
2
2009-03$3,266,513"K" Line Logistics Ltd.Settling with JFTC for violating Article 3 of the Antimonopoly Act related to international air freight forwarding businessUnfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
https://web.archive.org/web/20130413203459/http://www.jftc.go.jp/en/pressreleases/yearly-2009/mar/individual-000056.html
3
2013-03$3,507,246"K" Line Logistics Ltd.Settling criminal antitrust & competition laws for Air Freight ForwardingUnfair Business Practiceshttp://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probehttp://web.archive.org/web/20150318092720/http://www.law360.com/articles/422147/japanese-freight-cos-to-pay-19m-to-exit-doj-cartel-probe
4
2014-03$56,143,882"K" Line Logistics Ltd.Settling with JFTC for violating Article 3 of the Antimonopoly Act in the market of international ocean shipping servicesUnfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2014/March/140318.html
https://web.archive.org/web/20160223101136/http://www.jftc.go.jp/en/pressreleases/yearly-2014/March/140318.html
5
2015-12$1,725,000"K" Line Logistics Ltd.Fined by China for price-fixing & anti-competitive behaviorUnfair Business Practiceshttp://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-chargeshttps://web.archive.org/web/20160506195305/http://bigstory.ap.org/article/7c2779a267e54a0e903ff918e785eca0/china-fines-8-global-shippers-price-fixing-charges
6
2018-02$48,154,374"K" Line Logistics Ltd.Settling with EU for participating in a cartel in the market of maritime car carriersUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-18-962_en.htmhttps://web.archive.org/web/20180221123724/http://europa.eu/rapid/press-release_IP-18-962_en.htm
7
2019-08$51,400,0001 Global Capital LLCSettling with SEC for defrauding retail investors.Fraudhttps://www.sec.gov/news/press-release/2019-154https://web.archive.org/web/20190815211626/https://www.sec.gov/news/press-release/2019-154
8
2009-07$13,933,5831.garantovana a.s.Settling European Union probe for price-fixing related to calcium carbide & magnesiumUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=enhttp://web.archive.org/web/20150316152332/http://europa.eu/rapid/press-release_IP-09-1169_en.htm?locale=en
9
1995-11$3,700,000115th Street CorporationSettling with EPA for clean water act violations. $1.6m is fine, $1.5m is for pollution control upgrades, & $600,000 reimbursements for legal feesEnvironmenthttps://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.htmlhttps://web.archive.org/web/20160501192421/https://www.justice.gov/archive/opa/pr/Pre_96/November95/575.txt.html
10
2014-02$83,0001st Alliance Lending LLCSettling with CFPB for illegally splitting real estate settlement feesUnfair Business Practiceshttp://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/https://web.archive.org/web/20150316181246/http://www.consumerfinance.gov/newsroom/cfpb-takes-action-against-mortgage-lender-for-illegal-payments/
11
2010-01$10,140,0001st Financial BankSettling with FDIC for unfair & deceptive practices in violations of section 5 of the FTCAFraudhttp://www.fdic.gov/news/news/press/2010/pr10019.htmlhttp://web.archive.org/web/20150318051325/https://www.fdic.gov/news/news/press/2010/pr10019.html
12
2001-03$19,000,00020th Century FoxSettling with a small Detroit publishing firm alleging copyright-infringement over "Jingle All the Way"Unfair Business Practiceshttp://articles.latimes.com/2001/mar/07/business/fi-34293http://web.archive.org/web/20150222013302/http://articles.latimes.com/2001/mar/07/business/fi-34293
13
2013-03$2,217,797211 Ventures LLCSettling with SEC for fraud involving the promotion & sale of fictitious financial instruments & trading programsFraudhttp://www.sec.gov/litigation/litreleases/2013/lr22649.htmhttps://web.archive.org/web/20150318182530/http://www.sec.gov/litigation/litreleases/2013/lr22649.htm
14
2016-03$34,700,00021st Century Oncology Inc.Settling with U.S. Govt stemming from the improper use of a procedure that measures the level of radiation that leaves a patient's body after treatmentHuman & Worker Rightshttp://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291https://web.archive.org/web/20160321043256/http://www.reuters.com/article/us-21st-century-onc-settlement-idUSKCN0WA291
15
2017-12$26,000,00021st Century Oncology Inc.
Settling FCA violations for submitting, or causing the submission of claims for certain services provided pursuant to referrals from physicians with whom they had improper financial relationships
Fraud
https://www.justice.gov/opa/pr/21st-century-oncology-pay-26-million-settle-false-claims-act-allegations
https://web.archive.org/web/20180415060039/https://www.justice.gov/opa/pr/21st-century-oncology-pay-26-million-settle-false-claims-act-allegations
16
2015-12$19,750,00021st Century Oncology LLCSettling FCA violations for billing federal health care programs for laboratory tests that were not medically necessaryFraudhttp://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratoryhttps://web.archive.org/web/20160112190701/http://www.justice.gov/opa/pr/21st-century-oncology-pay-1975-million-settle-alleged-false-claims-unnecessary-laboratory
17
1999-01$11,000,000242 East 138th Street Inc.Settling for a series of gasoline spills that polluted groundwater & required extensive cleanupEnvironmenthttp://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spillhttps://web.archive.org/web/20160728221701/http://www.ag.ny.gov/press-release/11-million-penalties-ordered-bronx-gas-spill
18
2002-02$15,500,0003MSettling with DoJ for cleanup work at the Krejci Dump Site & for injuries to natural resources in the Cuyahoga Valley National ParkEnvironmenthttps://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htmhttps://web.archive.org/web/20160306231600/https://www.justice.gov/archive/opa/pr/2002/February/02_enrd_064.htm
19
2006-04$1,521,4813M
Settling with EPA for 244 separate TSCA violations including failures to notify EPA on new chemicals, late reporting on substantial risk information, and others
Environment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
https://web.archive.org/web/20161213102916/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/440f8e8e3e28707e8525715b007186f7!OpenDocument
20
2006-08$28,800,0003MSettling class-action lawsuit for establishing an illegal monopoly in the market for transparent tapeUnfair Business Practiceshttp://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8mhttp://web.archive.org/web/20150318093008/http://www.law360.com/articles/9156/3m-settles-antitrust-suit-for-28-8m
21
2007-05$40,000,0003MSettling class-action lawsuit to end more than a decade of antitrust litigation against the company over scotch tapeUnfair Business Practiceshttp://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suithttp://web.archive.org/web/20150318092422/http://www.law360.com/articles/25149/small-retailers-get-40m-in-3m-antitrust-suit
22
2010-12$2,578,1593MSettling with French AC for anti-competitive behavior between 1997 & 2006.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522https://web.archive.org/web/20160714222144/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=368&id_article=1522
23
2011-08$3,000,0003MSettling class-action case by former employees alleging age discrimination in hundreds of layoffsHuman & Worker Rightshttp://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdfhttp://web.archive.org/web/20121122204709/http://www.uspirg.org/sites/pirg/files/reports/USPIRG_Rogues_Gallery.pdf
24
2018-02$850,000,0003MSettling with Minnesota for polluted groundwater from the company's disposal of industrial chemicalsEnvironment
https://www.reuters.com/article/us-3m-pollution-minnesota/3m-minnesota-settle-water-pollution-claims-for-850-million-idUSKCN1G42UW
https://web.archive.org/web/20180609140810/https://www.reuters.com/article/us-3m-pollution-minnesota/3m-minnesota-settle-water-pollution-claims-for-850-million-idUSKCN1G42UW
25
2010-05$1,338,2323M (Sumitomo 3m Ltd.)Settling with JFTC for violating Article 3 of the Antimonopoly Act in the market of manufacturing optical fiber cable productsUnfair Business Practiceshttp://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
https://web.archive.org/web/20150711022202/http://www.jftc.go.jp/houdou/pressrelease/h22/may/10052103.html
26
2016-12$2,500,0003Red Trading LLC
Settling with CFTC for spoofing & employment of a manipulative & deceptive device while trading futures contracts on multiple futures exchanges
Unfair Business Practiceshttp://www.cftc.gov/PressRoom/PressReleases/pr7504-16https://web.archive.org/web/20170115171336/http://www.cftc.gov/PressRoom/PressReleases/pr7504-16
27
2016-02$10,980,9044X Solutions Inc.Settling with U.S. CFTC for its connection with a foreign currency trading ponzi schemeUnfair Business Practiceshttp://www.cftc.gov/PressRoom/PressReleases/pr7321-16https://web.archive.org/web/20160424005602/http://www.cftc.gov/PressRoom/PressReleases/pr7321-16
28
2016-11$1,560,000808 Renewable Energy Corp.Settling with SEC for defrauding investors in a cash-strapped California-based renewable energy companyFraudhttps://www.sec.gov/news/pressrelease/2016-242.htmlhttps://web.archive.org/web/20161118142245/http://www.sec.gov/news/pressrelease/2016-242.html
29
2010-09$409,49099 Cents Only StoresSettling with EPA for selling illegal unregistered & misbranded pesticides contained in household productsEnvironment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
https://web.archive.org/web/20100917160614/http://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/3b92cb417ca584ba8525779900747a34!OpenDocument
30
2015-01$2,000,00099 Cents Only StoresSettling accusations that its operations improperly stored, handled, & disposed of hazardous & pharmaceutical wasteEnvironmenthttp://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.htmlhttps://web.archive.org/web/20150106233808/http://www.latimes.com/business/la-fi-99-cents-environment-20150106-story.html
31
2014-03$158,693,315A Chicago Convention Center LLCSettling with SEC for conducting a fraudulent offering targeting the EB-5 immigrant investorsFraudhttp://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspxhttp://web.archive.org/web/20150320062316/http://www.lexisnexis.com/legalnewsroom/banking/b/venture-capital/archive/2014/03/20/a-chicago-convention-center-settles-with-the-sec-on-eb-5-fraud-case.aspx
32
2014-09$1,650,000A Plus Home Health Care Inc.Settling with DoJ over allegations it paid spouses of referring physicians for sham marketing positions to get patient referralsUnfair Business Practiceshttp://www.justice.gov/opa/pr/2014/September/14-civ-992.htmlhttps://web.archive.org/web/20150318091203/http://www.law360.com/articles/593859/home-care-co-to-pay-1-65m-to-settle-fca-suit
33
1989-07$301,402A-1 Disposal CorporationSentenced to pay for violating RCRA by making false statements & knowingly transporting hazardous wastes without a manifestEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0Ahttps://web.archive.org/web/20160920221946/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=290&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJ%5C%2E7TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5D%5C%24%0A
34
2015-11$200,000A-1 Restaurant Services LLC
Settling with EPA not properly monitoring employees and negligently causing the discharge of pollutants to a POTW at unapproved discharge points
Environment
https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
https://web.archive.org/web/20161213103255/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2839&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2B%0A
35
2009-02$325,700A-Dec Inc.Settling with EPA for 116 violations of the Federal Insecticide, Fungicide, and Rodenticide ActEnvironment Reporting Violation
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
https://web.archive.org/web/20170127044709/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/e03732cb21ed6d7385257552007ee32c
36
2006-08$695,000A. Finkl & SonsSettling with EPA for CAA violations. $75,000 is fine & $620,000 is for pollution control upgradesEnvironment
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
https://web.archive.org/web/20170127012255/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/50744d5cee3601dd852571d30060ecf4
37
2007-07$11,495,524A. Raymond S.A.R.I.Settling with European Union probe for price-fixing scheme related to fastenersUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=enhttp://web.archive.org/web/20150316082507/http://europa.eu/rapid/press-release_IP-07-1362_en.htm?locale=en
38
2011-11$375,000A.E. Nomikos Shipping Investments LTD.Settling with EPA for MARPOL violations & for making false statementsEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0Ahttps://web.archive.org/web/20160910055522/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=2257&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ8%257TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M8%2F%0A
39
2000-04$3,057,143A.G. Edwards & Sons Inc.Settling with NASD over Charges of Yield BurningFraudhttp://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burninghttps://web.archive.org/web/20160730121005/http://www.finra.org/newsroom/2000/seven-brokerage-firms-settle-nasd-regulation-charges-yield-burning
40
2013-04$9,025,691A.L Waters Capital LLCSettling with SEC for orchestrating a securities fraud & defrauding rare coin investment customersFraudhttp://www.sec.gov/litigation/litreleases/2013/lr22692.htmhttps://web.archive.org/web/20150316080302/http://www.sec.gov/litigation/litreleases/2013/lr22692.htm
41
2003-05$6,874,800A.Menarini - Industrie Farmaceutiche Riunite SrlSettling with Italian CA for its role in a price fixing cartel for diabetes testing devicesUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160910033225/http://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.html
42
2005-09$500,400A.P. Moller-Maersk A/SSettling with EPA for false entries in their Oil Record BookEnvironment Reporting Violationhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0Ahttps://web.archive.org/web/20160902173138/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1120&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%217TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%2B%0A
43
1998-02$1,350,000A.S. Goldmen & Co.Settling with FINRA for price manipulation, excessive underwriting compensation, charging excessive mark-ups, & inadequate supervisionUnfair Business Practiceshttp://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitutionhttps://web.archive.org/web/20151001121531/http://www.finra.org/newsroom/1998/nasd-regulation-fines-goldmen-co-200000-and-orders-1-million-plus-restitution
44
1999-05$691,000A.S. Goldmen & Co.Settling with FINRA for manipulative conduct, excessive markups, & supervisory failuresUnfair Business Practiceshttp://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitutionhttps://web.archive.org/web/20151002051050/http://www.finra.org/newsroom/1999/nasds-national-adjudicatory-council-fines-goldmen-co-150000-orders-restitution
45
1999-06$2,806,667A.W. Stevens and Sons Waste Disposal Systems Inc.Settling with EPA for federal crimes from the operation of an illegal solid waste disposal operationEnvironment
https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
https://web.archive.org/web/20170507182609/https://archive.epa.gov/epapages/newsroom_archive/newsreleases/5b4104f55c3a9d1385256803006f5404.html
46
1990-10$22,000,000A&A Land DevelopmentSettling with EPA for racketeering by knowing & willful delivered mail to defraudFraudhttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0Ahttps://web.archive.org/web/20160902160247/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=382&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DKYJX%267TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2KE65NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%2A2%5DX%2C%0A
47
1996-05$700,000A&L Mayer Associates Inc.Settling with DoJ for its role in a price fixing conspiracyUnfair Business Practiceshttp://www.justice.gov/archive/opa/pr/1996/Auguhttps://web.archive.org/web/20151010055040/http://www.justice.gov/archive/opa/pr/1996/August96/416at.htm
48
2006-09$128,023,305AalbertsSettling with European Union probe for price-fixing scheme related to copper fittingsUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=enhttp://web.archive.org/web/20150316082359/http://europa.eu/rapid/press-release_IP-06-1222_en.htm?locale=en
49
1994-11$4,942,916Aalborg Portland A / S
Settling with EU for infringing the provisions of Article 85(1) of the EC treaty by participating in an anti-competitive agreement to regulate cement transfers from 1 country to another
Unfair Business Practices
http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
https://web.archive.org/web/20170118043741/http://publications.europa.eu/resource/cellar/1fd5a7ed-cf37-4de5-8574-8a77e8faf864.0006.02/DOC_1
50
1992-02$260,091Aannemers Vereniging Haarlem-BollenstreekSettling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
51
1992-02$124,266Aannemersvereniging 'de Rijinstreek'Settling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
52
1992-02$236,972Aannemersvereniging 'Gouda en Omstreken'Settling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
53
1992-02$560,640Aannemersvereniging van Boorondermemers en BuizenleggersSettling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
54
1992-02$560,640Aannemersvereniging Velsen, Beverwijk en OmstrekenSettling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
55
1992-02$433,485Aannemersvereniging Veluwe en Zuidelijke IJsselmeerpoldersSettling with European Union for infrining Article 85 (1) of the TreatyUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX:31992D0204https://archive.org/details/CELEX31992D0204
56
2004-12$24,913,433AAR Contractor Inc.Settling with EPA for CAA & RICO violations related to illegal asbestos abatement & falsifying laboratory analysesEnvironmenthttps://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0Ahttps://web.archive.org/web/20160902212330/https://cfpub.epa.gov/compliance/criminal_prosecution/index.cfm?action=3&prosecution_summary_id=1721&searchParams=M5%2C%3A%2FXT%2A%5CCYZ%40O%3B%20W%5F%2AYN5%5E%3EK99%2A%29W%3CU%3FV%23DH%5BZ%3C%227TRPH%3BJQH%229%3FD%3C%26Z%40CY%26%0AM7EFH%21%25%21%3A%23%3DV%40%3A%2A%5F%3AB8%2A%5DR%3BB%25%5E9%5B2D%22I2K565NEY7M%21%2DU%40%2B8%22J%29Y%23%24LNJ%40DX%24%0A%2F5YJ%3EP%27O%5FK04%5FG%5C%3E%290M%3C%28%0A
57
2015-12$1,983,000Aargauische KantonalbankSettling with U.S. DoJ under the department's Swiss Bank ProgramFraudhttp://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bankhttps://web.archive.org/web/20160206124054/http://www.justice.gov/opa/pr/justice-department-announces-aargauische-kantonalbank-reaches-resolution-under-swiss-bank
58
2011-06$41,600,000Aaron's Inc.Settling Sexual harassment charges (Ashley Alford)Human & Worker Rightshttp://www.workplacebullying.org/2011/06/12/aarons/http://web.archive.org/web/20150328000428/http://www.workplacebullying.org/2011/06/12/aarons/
59
2014-10$28,400,000Aaron's Inc.Settling with California to resolve allegations that the company violated the state's consumer protection & privacy lawsUnfair Business Practiceshttps://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-businesshttps://web.archive.org/web/20160313062800/https://oag.ca.gov/news/press-releases/attorney-general-kamala-d-harris-reaches-284-million-settlement-rental-business
60
2019-05$225,149,907AB InBev
Settling with EU for abusing its dominant position on the Belgian beer market by hindering cheaper imports of its Jupiler beer from the Netherlands into Belgium
Unfair Business Practiceshttp://europa.eu/rapid/press-release_IP-19-2488_en.htmhttps://web.archive.org/web/20190513111221/http://europa.eu/rapid/press-release_IP-19-2488_en.htm
61
2008-03$19,602,649AB VolvoSettling charges for violating the books & records and internal control provisions of the FCPACorruptionhttps://www.sec.gov/litigation/litreleases/2008/lr20504.htmhttp://web.archive.org/web/20150318011831/https://www.sec.gov/litigation/litreleases/2008/lr20504.htm
62
2016-07$369,236,979AB VolvoSettling with EU for participating in a cartel in the medium & heavy truck marketUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-16-2582_en.htmhttps://web.archive.org/web/20160720171325/http://europa.eu/rapid/press-release_IP-16-2582_en.htm
63
1998-10$148,985,714AB Volvo (Volvo Truck Corporation)Settling with EPA for CAA violations by installing devices to defeat emission controls.Environmenthttps://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocumenthttps://web.archive.org/web/20150925182739/http://yosemite.epa.gov/opa/admpress.nsf/b1ab9f485b098972852562e7004dc686/93e9e651adeed6b7852566a60069ad2e?OpenDocument
64
2015-01$50,181,645Abashiri Concrete Products Association
Settling with JFTC for restraining competition in the field of concrete producuts by designating sellers for users & determining the limit to the discount rate
Unfair Business Practiceshttp://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
https://web.archive.org/web/20160223071418/http://www.jftc.go.jp/en/pressreleases/yearly-2015/January/150114.html
65
2004-04$11,008,353ABB GroupSettling with Australian CCC for involvement in price fixing & market sharing contraventions of the Trade Practices Act 1974.Unfair Business Practiceshttp://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penaltieshttps://web.archive.org/web/20160714195619/http://www.accc.gov.au/media-release/accc-transformer-cartel-bust-record-35-million-penalties
66
2000-06$900,000ABB Group (ABB Air Preheater)Settling with NY for clean-up of the Wellsville-Andover Landfill in Allegany County, NYEnvironmenthttp://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-sitehttps://web.archive.org/web/20160807063943/http://www.ag.ny.gov/press-release/spitzer-and-dec-secure-54-million-clean-allegany-county-superfund-site
67
1998-10$83,860,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with European Union for participating in a cartel by price-fixing & bid-rigging for district heating pipesUnfair Business Practiceshttp://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=enhttp://web.archive.org/web/20150316153801/http://europa.eu/rapid/press-release_IP-98-917_en.htm?locale=en
68
2001-04$53,000,000ABB Group (ABB Asea Brown Boveri Ltd.)Settling with DoJ for participating in a conspiracy to rig bids on a construction contract funded by the USAIDUnfair Business Practiceshttp://www.justice.gov/archive/opa/pr/2001/April/170at.htmhttps://web.archive.org/web/20151010124022/http://www.justice.gov/archive/opa/pr/2001/April/170at.htm
69
2004-07$16,400,000ABB Group (ABB Ltd.)Settling FCPA violations for bribing government officials in Nigeria, Angola, & KazakhstanCorruptionhttp://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=enhttp://web.archive.org/web/20150316152423/http://europa.eu/rapid/press-release_IP-09-1432_en.htm?locale=en
70
2006-07$234,675ABB Group (ABB Ltd.)Settling charges of violating FCPA anti-bribery lawsCorruptionhttps://www.sec.gov/litigation/litreleases/2006/lr19754.htmhttps://web.archive.org/web/20160604085950/http://www.sec.gov/litigation/litreleases/2006/lr19754.htm
71
2009-10$49,522,448ABB Group (ABB Ltd.)Settling with European Union probe related to price-fixing power transformersUnfair Business Practiceshttps://www.sec.gov/spotlight/fcpa/fcpa-cases.shtmlhttp://web.archive.org/web/20150318012230/https://www.sec.gov/spotlight/fcpa/fcpa-cases.shtml
72
2010-09$58,314,262ABB Group (ABB Ltd.)Settling multiple FCPA violations relating to bribes given out by its subsidiariesCorruptionhttp://www.sec.gov/litigation/litreleases/2010/lr21673.htmhttps://web.archive.org/web/20150318181054/http://www.sec.gov/litigation/litreleases/2010/lr21673.htm
73
2008-08$234,357ABB Group (ABB Network Management)Settling charges of falsifying company's books & recordsFinancial Reporting Violationhttps://www.sec.gov/litigation/litreleases/2008/lr20671.htmhttps://web.archive.org/web/20160604082842/http://www.sec.gov/litigation/litreleases/2008/lr20671.htm
74
2015-09$1,214,118Abbanoa SpASettling with Italian CA for unfair commercial practices in the provision of water services in SardiniaUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.htmlhttps://web.archive.org/web/20160903071655/http://www.agcm.it/stampa/comunicati/7870-ps8949-sanzione-di-oltre-un-milione-ad-abbanoa-spa-pratiche-commerciali-scorrette-nel-servizio-idrico-in-sardegna.html
75
2002-12$221,853,630Abbey Life Assurance Company Ltd.Settling with British FSA for mis-selling & other compliance deficiencies between 1995 and 1999Unfair Business Practiceshttp://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtmlhttp://web.archive.org/web/20150318021546/http://webarchive.nationalarchives.gov.uk/20130301170532/http://www.fsa.gov.uk/pages/library/communication/pr/2002/118.shtml
76
2003-12$4,007,635Abbey NationalSettling with British FSA for failing to comply with anti-money laundering regulationsUnfair Business Practiceshttp://www.finextra.com/news/fullstory.aspx?newsitemid=10768http://web.archive.org/web/20150320052126/http://www.finextra.com/news/fullstory.aspx?newsitemid=10768
77
2005-05$1,464,912Abbey NationalSettling with British FSA for mishandling mortgage complaints & misleading information given to regulatorsFraudhttp://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtmlhttps://web.archive.org/web/20150318061718/http://webarchive.nationalarchives.gov.uk/20110110170004/http://www.fsa.gov.uk/pages/Library/Communication/PR/2005/056.shtml
78
2000-08$5,400,000Abbott Ambulance Inc.Settling FCA violations for unnecessary transportationFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
79
1996-02$16,400,000Abbott LaboratoriesSettling class-action suit for conspiring to illegally fix prices of drugsUnfair Business Practiceshttp://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.htmlhttp://web.archive.org/web/20150325162521/http://www.nytimes.com/1996/02/10/business/drug-makers-settle-suit-on-price-fixing.html
80
1999-11$100,000,000Abbott LaboratoriesFines by the FDA after investigation into Lake County, Illinois manufacturing plantUnfair Business Practiceshttp://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zissonhttps://web.archive.org/web/20150222004323/http://articles.chicagotribune.com/1999-11-03/news/9911030409_1_fda-warning-letter-fda-investigations-alex-zisson
81
2003-06$622,000,000Abbott LaboratoriesSettling investigation into sales practices for liquids needed to feed seriously illUnfair Business Practiceshttp://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-courthttp://web.archive.org/web/20150423214143/http://articles.chicagotribune.com/2003-06-27/business/0306270197_1_ross-products-abbott-laboratories-federal-court
82
2003-07$400,000Abbott LaboratoriesSettling FCA violations for misleading Medicare regarding discounts and per-product cost of productsFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
83
2005-09$28,000,000Abbott LaboratoriesRefund to people for anti-competitive conduct selling hypertension & enlarged prostate drugsUnfair Business Practiceshttp://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlementhttps://web.archive.org/web/20150222012029/http://articles.chicagotribune.com/2008-09-10/business/0809090573_1_abbott-laboratories-medicaid-settlement
84
2006-04$475,672Abbott Laboratories
Settling with EPA for CAA violations at its plant in Chicago, IL. $57,372 is fine & $418,300 is for supplemental environmental projects
Environment
https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
https://web.archive.org/web/20161214050951/https://yosemite.epa.gov/opa/admpress.nsf/d0cf6618525a9efb85257359003fb69d/7e2308735a5478d685257146004d0859!OpenDocument
85
2008-09$28,000,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationsFraudhttp://www.taf.org/total2008.htmhttp://web.archive.org/web/20131609590600/http://www.taf.org/total2008.htm
86
2010-01$11,250,000Abbott LaboratoriesSettling for illegally blocking cheaper generic substitutes for the cholesterol-reducing drug TricorUnfair Business Practiceshttp://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceuticalhttps://web.archive.org/web/20120713175825/http://oag.ca.gov/news/press-releases/california-and-23-states-reach-225-million-settlement-against-pharmaceutical
87
2010-12$421,200,000Abbott LaboratoriesSettling FCA violations for average wholesale price violationsFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
88
2012-05$1,600,000,000Abbott LaboratoriesSettling FCA voilations for off-label promotion of drug DepakoteFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
89
2013-08$18,000,000Abbott LaboratoriesFined by China for artificially inflating th eprice of formulaUnfair Business Practiceshttp://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808https://web.archive.org/web/20151210173519/http://articles.latimes.com/2013/aug/07/business/la-fi-china-fines-20130808
90
2013-12$5,475,000Abbott LaboratoriesSettling FCA violations for kickbacksFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
91
2001-05$267,145Abbott Laboratories (Abbott France)Settling with French AC for abusing its dominant position in the market for Isoflurane.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=132&id_article=285https://web.archive.org/web/20160714221812/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=132&id_article=285
92
2003-05$2,291,600Abbott Laboratories (Abbott SpA)Settling with Italian CA for its role in a price fixing cartel for diabetes testing devicesUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160910033225/http://www.agcm.it/stampa/comunicati/3873-i461-test-diagnostici-per-diabete-chiusura-istruttoria.html
93
2012-05$2,000,000ABC Professional Tree Service Inc.Settling for immigration violationsUnfair Business Practiceshttp://www.gibsondunn.com/publications/Pages/2012YearEndUpdate-CorporateDeferredProsecution-NonProsecutionAgreements.aspxhttp://web.archive.org/web/20150319042523/http://www.gibsondunn.com/publications/Pages/2012YearEndUpdate-CorporateDeferredProsecution-NonProsecutionAgreements.aspx
94
2008-10$147,527AbcTrade SrlSettling with Italian CA for improper commercial practices in billing a number of consumers for international satellite calls & calls to special numbers they were unaware they had madeUnfair Business Practiceshttp://www.agcm.it/stampa/comunicati/3583-ps24-telecom-fatturazione-per-chiamate-satellitari-eo-a-numerazioni-speciali-chiusura-istruttoria.htmlhttps://web.archive.org/web/20160903065603/http://www.agcm.it/stampa/comunicati/3583-ps24-telecom-fatturazione-per-chiamate-satellitari-eo-a-numerazioni-speciali-chiusura-istruttoria.html
95
2013-02$800,527AberaSettling with French AC for its role in several anti-competitive agreements.Unfair Business Practiceshttp://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=483&id_article=2035https://web.archive.org/web/20160714223113/http://www.autoritedelaconcurrence.fr/user/standard.php?id_rub=483&id_article=2035
96
2004-11$40,000,000Abercrombie & FitchFederal discrimination lawsuit against Hispanic, Asian, & African-American employeesHuman & Worker Rightshttp://usatoday30.usatoday.com/money/industries/retail/2004-11-16-anf-bias_x.htmhttp://web.archive.org/web/20131220180015/http://usatoday30.usatoday.com/money/industries/retail/2004-11-16-anf-bias_x.htm
97
2013-09$11,447,998Aberdeen Asset ManagementSettling with British FCA for failling to protect client moneyFraudhttp://uk.reuters.com/article/2013/09/03/uk-aberdeen-fine-idUKLNE98200I20130903http://web.archive.org/web/20150319211930/http://uk.reuters.com/article/2013/09/03/uk-aberdeen-fine-idUKLNE98200I20130903
98
2014-10$24,984,937Abertis Infraestructuras S.A.Settling with EU to repay illegal aid given to them by SpainUnfair Business Practiceshttp://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32016D1385
https://web.archive.org/web/20170302210257/http://eur-lex.europa.eu/legal-content/EN/TXT/?uri=CELEX%3A32016D1385
99
2010-05$114,957ABG Sundal Collier ABSettling with Swedish FSA for failing to submit transaction reports in accordance to the law for 207,159 transactionsFinancial Reporting Violationhttp://www.fi.se/Tillsyn/Sanktioner/Finansiella-foretag/Listan/Anmarkning-och-straffavgift-for-ABG-Sundal-Collier-AB/https://web.archive.org/web/20160903050924/http://www.fi.se/Tillsyn/Sanktioner/Finansiella-foretag/Listan/Anmarkning-och-straffavgift-for-ABG-Sundal-Collier-AB/
100
2005-03$4,200,000Abington Memorial HospitalSettling FCA violations for upcoding, unnecessary testing, & phantom testingFraudhttp://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdfhttp://web.archive.org/web/20150317043301/http://www.crowell.com/files/false-claims-act-fca-settlements-crowell-moring.pdf
Loading...