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AML Risk Assessment Workbook - Spain
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English template for documenting AML/CFT risk assessment and controls for Spanish obliged subjects.
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Workbook purposeThis workbook helps document money laundering and terrorist-financing risks, existing controls, residual risk, action plans and supporting evidence.
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Who should use itCompliance officers, internal control organs (OCI), MLRO/compliance representatives, legal teams and senior managers of Spanish obliged subjects.
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How to use it1) Review the Scoring Guide. 2) Complete the Risk Register. 3) Complete Customer Assessments where needed. 4) Map controls in the Controls Library. 5) Track remediation in the Action Plan. 6) Maintain evidence in the Evidence Log.
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Important noteThis template is for practical documentation support only. It is not legal advice and does not replace entity-specific legal, regulatory or external expert review.
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Review cadenceReview the risk assessment at least annually and whenever there is a material change in the business model, customer base, products, delivery channels or geographic exposure.
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CTA/course linkhttps://spanishcomplianceinstitute.com/products/practical-anti-money-laundering-framework-spain/
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