| A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z | AA | AB | AC | AD | AE | AF | AG | AH | AI | AJ | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1 | RptNbr | Company | Broker | AnalystName | RptDt | ibes_ticker | amaskcd | climate5_exposure | most_exposed_industry | phys_c35h | reg_c35h | trns_c35h | emis_c35h | opp_c35h | phys_g20f | reg_g20f | trns_g20f | emis_g20f | opp_g20f | phys_g20fl | reg_g20fl | trns_g20fl | emis_g20fl | opp_g20fl | phys_o4om | reg_o4om | trns_o4om | emis_o4om | opp_o4om | missing_c35h | missing_o4om | phys_all | reg_all | trns_all | emis_all | opp_all |
2 | Rpt. 16277847 | 3M CO | JEFFERIES | ALEXANDER, LAURENCE | 14-Jun-10 | MMM | 85800 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
3 | Rpt. 17104293 | 3M CO | MORGAN STANLEY | DAVIS, SCOTT R, ET AL | 5-Jan-11 | MMM | 53685 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | ||||||||||
4 | Rpt. 17825540 | 3M CO | JEFFERIES | ALEXANDER, LAURENCE | 6-Jul-11 | MMM | 85800 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | ||||||||||
5 | Rpt. 15030861 | 3M CO - INITIATING COVERAGE | JEFFERIES | ALEXANDER, LAURENCE | 7-Jul-09 | MMM | 85800 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
6 | Rpt. 61004972 | 567 LON | BARCLAYS | WINDHAM, JON, ET AL | 24-Aug-16 | FSLR | 123373 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 |
7 | Rpt. 14799254 | A O SMITH CORP | KEYBANC CAPITAL MARKETS | SUMMERVILLE, MATT J | 6-May-09 | SMC | 77484 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 1 |
8 | Rpt. 21794426 | A O SMITH CORP | WEDBUSH SECURITIES INC | ROSE, DAVID L | 25-Apr-13 | SMC | 31121 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
9 | Rpt. 23648178 | A O SMITH CORP | WEDBUSH SECURITIES INC | ROSE, DAVID L, ET AL | 23-Apr-14 | SMC | 31121 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
10 | Rpt. 25908495 | A O SMITH CORP | WEDBUSH SECURITIES INC | ROSE, DAVID, ET AL | 27-Apr-15 | SMC | 31121 | 1 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 |
11 | Rpt. 26953796 | A O SMITH CORP | WILLIAM BLAIR & COMPANY | DE MARIA, LAWRENCE, ET AL | 10-Sep-15 | SMC | 125602 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
12 | Rpt. 16812484 | A O SMITH CORP - INITIATING COVERAGE - INITIATING COVERAGE | PIPER SANDLER COMPANIES - COMPANY REPORT | HAYES, THOMAS L | 28-Oct-10 | SMC | 134876 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 0 |
13 | Rpt. 16284981 | A O SMITH CORP - INITIATING COVERAGE-INITIATING COVERAGE | MAXIM GROUP LLC | BREMER, WILLIAM | 15-Jun-10 | SMC | 123211 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 1 |
14 | Rpt. 16321435 | A O SMITH CORP - INITIATING COVERAGE-INITIATING COVERAGE | BOENNING AND SCATTERGOOD INC | GRAHAM, R SCOTT | 25-Jun-10 | SMC | 77582 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
15 | Rpt. 20498867 | A O SMITH CORP-INITIATING COVERAGE | BMO CAPITAL MARKETS U.S. | BRADY, CHARLES D, ET AL | 20-Jun-12 | SMC | 56500 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
16 | Rpt. 21079443 | A O SMITH CORP-INITIATING COVERAGE | CL KING AND ASSOCIATES | MOORE, JOHN, ET AL | 15-Nov-12 | SMC | 118808 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
17 | Rpt. 69435270 | ACCENTURE PLC | SOCIETE GENERALE | NGUYEN, RICHARD, ET AL | 5-May-20 | ACNT | 52347 | 1 | 0 | 1 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
18 | Rpt. 23347288 | ACUITY BRANDS INC | PIPER SANDLER COMPANIES - COMPANY REPORT | RITZENTHALER, MIKE, ET AL | 26-Feb-14 | AYI | 149552 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 |
19 | Rpt. 62712276 | ACUITY BRANDS INC | DEUTSCHE BANK | SHAH, VISHAL, ET AL | 26-May-17 | AYI | 123492 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 |
20 | Rpt. 62784459 | ACUITY BRANDS INC | DEUTSCHE BANK | SHAH, VISHAL, ET AL | 12-Jun-17 | AYI | 123492 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 1 |
21 | Rpt. 62935694 | ACUITY BRANDS INC | DEUTSCHE BANK | SHAH, VISHAL, ET AL | 10-Jul-17 | AYI | 123492 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
22 | Rpt. 63286199 | ACUITY BRANDS INC | DEUTSCHE BANK | SHAH, VISHAL, ET AL | 28-Aug-17 | AYI | 123492 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 |
23 | Rpt. 21879556 | AES CORPORATION (THE) | CFRA EQUITY RESEARCH | MUIR, CHRISTOPHER, ET AL | 10-May-13 | AESC | 150493 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
24 | Rpt. 22001368 | AES CORPORATION (THE) | CFRA EQUITY RESEARCH | MUIR, CHRISTOPHER, ET AL | 5-Jun-13 | AESC | 150493 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
25 | Rpt. 22463591 | AES CORPORATION (THE) | CFRA EQUITY RESEARCH | MUIR, CHRISTOPHER, ET AL | 3-Sep-13 | AESC | 150493 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
26 | Rpt. 22805658 | AES CORPORATION (THE) | CFRA EQUITY RESEARCH | MUIR, CHRISTOPHER, ET AL | 7-Nov-13 | AESC | 150493 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
27 | Rpt. 22811340 | AES CORPORATION (THE) | CFRA EQUITY RESEARCH | MUIR, CHRISTOPHER, ET AL | 8-Nov-13 | AESC | 150493 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
28 | Rpt. 70411352 | AES CORPORATION (THE) | MORGAN STANLEY | BYRD, STEPHEN, ET AL | 18-Sep-20 | AESC | 151229 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 1 | 1 |
29 | Rpt. 14499984 | AIR PRODUCTS & CHEMICALS, INC. | JEFFERIES | ALEXANDER, LAURENCE | 27-Feb-09 | APD | 85800 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 |
30 | Rpt. 21082040 | AIR PRODUCTS & CHEMICALS, INC. | BUCKINGHAM RESEARCH GROUP, INC. | ROBERTS, JOHN, ET AL | 15-Nov-12 | APD | 5121 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 0 |
31 | Rpt. 63761577 | AIR PRODUCTS & CHEMICALS, INC. | SUNTRUST ROBINSON HUMPHREY CAPITAL MARKETS | SHEEHAN, JAMES, ET AL | 12-Nov-17 | APD | 157793 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
32 | Rpt. 64562083 | AIR PRODUCTS & CHEMICALS, INC. | JEFFERIES | SCHNELL, JEFFREY, ET AL | 15-Mar-18 | APD | 85800 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
33 | Rpt. 66770149 | AIR PRODUCTS & CHEMICALS, INC. | SOCIETE GENERALE | CLARK, PETER, ET AL | 18-Feb-19 | APD | 43957 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
34 | Rpt. 67941035 | AIR PRODUCTS & CHEMICALS, INC. | BMO CAPITAL MARKETS | LODAYA, BHAVESH, ET AL | 10-Sep-19 | APD | 70873 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
35 | Rpt. 68525536 | AIR PRODUCTS & CHEMICALS, INC. | SOCIETE GENERALE | CLARK, PETER, ET AL | 20-Dec-19 | APD | 43957 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 0 |
36 | Rpt. 70035504 | AIR PRODUCTS & CHEMICALS, INC. | DEUTSCHE BANK | BEGLEITER, DAVID, ET AL | 24-Jul-20 | APD | 10576 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 1 |
37 | Rpt. 70220673 | AIR PRODUCTS & CHEMICALS, INC. | BMO CAPITAL MARKETS | LODAYA, BHAVESH, ET AL | 14-Aug-20 | APD | 70873 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 |
38 | Rpt. 70369010 | AIR PRODUCTS & CHEMICALS, INC. | HSBC GLOBAL RESEARCH | PAPPU, SRIHARSHA, ET AL | 10-Sep-20 | APD | 126477 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 1 | 0 |
39 | Rpt. 15605563 | AIR PRODUCTS & CHEMICALS, INC. - INITIATING COVERAGE | WILLIAM BLAIR & COMPANY | GERMANOTTA, JEFFREY | 3-Dec-09 | APD | 3013 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 |
40 | Rpt. 22087761 | AIR PRODUCTS & CHEMICALS, INC.-INITIATING COVERAGE | SUNTRUST ROBINSON HUMPHREY CAPITAL MARKETS | SHEEHAN, JAMES, ET AL | 25-Jun-13 | APD | 157793 | 1 | 0 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
41 | Rpt. 15309986 | AIRGAS, INC. - INITIATING COVERAGE | WILLIAM BLAIR & COMPANY | GERMANOTTA, JEFFREY | 21-Sep-09 | AGA | 3013 | 1 | 0 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
42 | Rpt. 20909327 | AIRGAS, INC.-INITIATING COVERAGE | SUSQUEHANNA FINANCIAL GROUP LLLP | CARSON, DON D | 16-Oct-12 | AGA | 17887 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
43 | Rpt. 18259079 | AK STEEL HOLDING CORP.-INITIATING COVERAGE | WELLS FARGO SECURITIES, LLC | DUBINSKY, SAM | 18-Oct-11 | AKST | 121563 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
44 | Rpt. 26986103 | ALBEMARLE CORPORATION | DEUTSCHE BANK | BEGLEITER, DAVID, ET AL | 16-Sep-15 | ALB1 | 10576 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 |
45 | Rpt. 29023380 | ALBEMARLE CORPORATION | DEUTSCHE BANK | BEGLEITER, DAVID, ET AL | 1-Apr-16 | ALB1 | 10576 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 |
46 | Rpt. 29120347 | ALBEMARLE CORPORATION | KEYBANC CAPITAL MARKETS | SISON, MICHAEL J | 13-Apr-16 | ALB1 | 80424 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |
47 | Rpt. 62571768 | ALBEMARLE CORPORATION | JPMORGAN | ZEKAUSKAS, JEFFREY, ET AL | 5-May-17 | ALB1 | 31998 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 |
48 | Rpt. 62775160 | ALBEMARLE CORPORATION | KEYBANC CAPITAL MARKETS | SISON, MICHAEL, ET AL | 8-Jun-17 | ALB1 | 80424 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 1 |
49 | Rpt. 63748181 | ALBEMARLE CORPORATION | JPMORGAN | ZEKAUSKAS, JEFFREY, ET AL | 10-Nov-17 | ALB1 | 31998 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 |
50 | Rpt. 63793786 | ALBEMARLE CORPORATION | DEUTSCHE BANK | BEGLEITER, DAVID, ET AL | 17-Nov-17 | ALB1 | 10576 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 |
51 | Rpt. 65685974 | ALBEMARLE CORPORATION | SUNTRUST ROBINSON HUMPHREY CAPITAL MARKETS | SHEEHAN, JAMES, ET AL | 4-Sep-18 | ALB1 | 157793 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 |
52 | Rpt. 62122452 | ALBEMARLE CORPORATION-INITIATING COVERAGE | RBC CAPITAL MARKETS (CANADA) | VISWANATHAN, ARUN, ET AL | 22-Feb-17 | ALB1 | 127873 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 |
53 | Rpt. 63604018 | ALBEMARLE CORPORATION-INITIATING COVERAGE | BMO CAPITAL MARKETS | JACKSON, JOEL, ET AL | 24-Oct-17 | ALB1 | 127749 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 |
54 | Rpt. 15282089 | ALLEGHENY ENERGY INC | JEFFERIES | FREMONT, PAUL B, ET AL | 14-Sep-09 | AYP | 47478 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
55 | Rpt. 17667098 | ALLIANT ENERGY | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN J | 27-May-11 | WPL | 112249 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
56 | Rpt. 18004424 | ALLIANT ENERGY | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN J | 10-Aug-11 | WPL | 112249 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
57 | Rpt. 24877472 | ALLIANT ENERGY | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN J | 10-Nov-14 | WPL | 112249 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 0 | 1 | 0 |
58 | Rpt. 25978172 | ALLIANT ENERGY | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN J | 4-May-15 | WPL | 112249 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
59 | Rpt. 28571245 | ALLIANT ENERGY | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN J | 4-Mar-16 | WPL | 112249 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
60 | Rpt. 29839244 | ALLIANT ENERGY | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN J | 28-Jul-16 | WPL | 112249 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 1 |
61 | Rpt. 62814138 | ALLIANT ENERGY | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN, ET AL | 16-Jun-17 | WPL | 112249 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
62 | Rpt. 15003428 | ALLIANT ENERGY - INITIATING COVERAGE | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN J | 25-Jun-09 | WPL | 112249 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 1 |
63 | Rpt. 15023835 | ALLIANT ENERGY - INITIATING COVERAGE | GABELLI & COMPANY | WINTER, TIMOTHY | 2-Jul-09 | WPL | 10480 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 1 |
64 | Rpt. 16872657 | ALLIANT ENERGY - INITIATING COVERAGE-INITIATING COVERAGE | WUNDERLICH SECURITIES | DOBSON, JAMES LANE, ET AL | 13-Jan-10 | WPL | 14963 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 1 |
65 | Rpt. 18668395 | ALPHA NATURAL RESOURCES INC | JEFFERIES | WARD, PETER, ET AL | 20-Jan-12 | ANRI | 40316 | 1 | 1 | 0 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
66 | Rpt. 61747837 | ALPHABET INC | JEFFERIES | FITZGERALD, BRIAN, ET AL | 21-Dec-16 | GOOG | 51867 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
67 | Rpt. 65086944 | ALPHABET INC | MORGAN STANLEY | NOWAK, BRIAN, ET AL | 1-Jun-18 | GOOG | 146997 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 |
68 | Rpt. 17668400 | AMEREN CORP. | KEYBANC CAPITAL MARKETS | RIDZON, PAUL T | 27-May-11 | UEP | 76712 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 0 |
69 | Rpt. 18092744 | AMEREN CORP. | KEYBANC CAPITAL MARKETS | RIDZON, PAUL T | 2-Sep-11 | UEP | 76712 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 |
70 | Rpt. 18544531 | AMEREN CORP. | KEYBANC CAPITAL MARKETS | RIDZON, PAUL T | 16-Dec-11 | UEP | 76712 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 |
71 | Rpt. 26980923 | AMEREN CORP. | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN J | 11-Sep-15 | UEP | 112249 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
72 | Rpt. 62325484 | AMEREN CORP. | WELLS FARGO SECURITIES, LLC | KALTON, NEIL, ET AL | 29-Mar-17 | UEP | 87277 | 1 | 1 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
73 | Rpt. 62574926 | AMEREN CORP. | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN, ET AL | 5-May-17 | UEP | 112249 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 1 | 0 |
74 | Rpt. 65125932 | AMEREN CORP. | MORGAN STANLEY | BYRD, STEPHEN, ET AL | 6-Jun-18 | UEP | 151229 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 1 |
75 | Rpt. 68035511 | AMEREN CORP. | EVERCORE ISI | GORDON, GREG, ET AL | 1-Oct-19 | UEP | 71724 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
76 | Rpt. 68969780 | AMEREN CORP. | EVERCORE ISI | GORDON, GREGORY, ET AL | 27-Feb-20 | UEP | 71724 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 0 |
77 | Rpt. 70465650 | AMEREN CORP. | GUGGENHEIM SECURITIES LLC | POURREZA, SHAHRIAR, ET AL | 28-Sep-20 | UEP | 148907 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 0 |
78 | Rpt. 17752350 | AMEREN CORP./AMERICAN ELECTRIC POWER CO., INC. | JPMORGAN | SMITH, ANDREW L, ET AL | 22-Jun-11 | UEP | 3533 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
79 | Rpt. 24583011 | AMEREN CORP.-INITIATING COVERAGE | LADENBURG, THALMANN & CO. INC. | RUSSO, BRIAN J | 24-Sep-14 | UEP | 112249 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
80 | Rpt. 18058852 | AMERICAN ELECTRIC POWER CO., INC. | RBC CAPITAL MARKETS (CANADA) | TUCKER, SHELBY | 24-Aug-11 | AEP | 74016 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 |
81 | Rpt. 18101616 | AMERICAN ELECTRIC POWER CO., INC. | DEUTSCHE BANK | ARNOLD, JONATHAN | 6-Sep-11 | AEP | 20297 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
82 | Rpt. 18365372 | AMERICAN ELECTRIC POWER CO., INC. | DEUTSCHE BANK | ARNOLD, JONATHAN | 3-Nov-11 | AEP | 20297 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
83 | Rpt. 18445435 | AMERICAN ELECTRIC POWER CO., INC. | RBC CAPITAL MARKETS (CANADA) | TUCKER, SHELBY | 22-Nov-11 | AEP | 74016 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
84 | Rpt. 18592817 | AMERICAN ELECTRIC POWER CO., INC. | DEUTSCHE BANK | ARNOLD, JONATHAN, ET AL | 6-Jan-12 | AEP | 20297 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 |
85 | Rpt. 16466730 | AMERICAN ELECTRIC POWER CO., INC.-INITIATING COVERAGE | WELLS FARGO SECURITIES, LLC | KALTON, NEIL A | 3-Aug-10 | AEP | 87277 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 0 |
86 | Rpt. 18378968 | AMERICAN WATER WORKS CO. | BREAN CAPITAL, LLC. | GAUGLER, MICHAEL E | 7-Nov-11 | AWKC | 109115 | 1 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
87 | Rpt. 18522616 | AMERICAN WATER WORKS CO. | BREAN CAPITAL, LLC. | GAUGLER, MICHAEL E | 12-Dec-11 | AWKC | 109115 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | ||||||||||
88 | Rpt. 17252594 | AMERICAN WATER WORKS CO. - INITIATING COVERAGE | CREDIT SUISSE | EGGERS, DAN L, ET AL | 11-Feb-11 | AWKC | 79719 | 1 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
89 | Rpt. 17660022 | AMERICAN WATER WORKS CO. - INITIATING COVERAGE-INITIATING COVERAGE | LADENBURG, THALMANN & CO. INC. | ROOMBERG, MICHAEL | 26-May-11 | AWKC | 143640 | 1 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 0 | 0 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
90 | Rpt. 22739870 | AMERICAN WATER WORKS COMPANY INC-INITIATING COVERAGE | LADENBURG, THALMANN & CO. INC. | VERDI, RICHARD, ET AL | 30-Oct-13 | AWKC | 143640 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 1 | 1 | 1 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 1 |
91 | Rpt. 69479309 | AMPHENOL CORP. | EVERCORE ISI | DARYANANI, AMIT, ET AL | 10-May-20 | APH1 | 110208 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | ||||||||||
92 | Rpt. 18901142 | ANADARKO PETROLEUM CORP. | MORGAN STANLEY | CALIO, EVAN, ET AL | 8-Mar-12 | APC | 132083 | 1 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
93 | Rpt. 20365872 | ANADARKO PETROLEUM CORP. | DEUTSCHE BANK | RICHARDSON, STEPHEN, ET AL | 15-Jun-12 | APC | 122739 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
94 | Rpt. 24490100 | ANADARKO PETROLEUM CORP. | JPMORGAN | ALLMAN, JOSEPH, ET AL | 4-Sep-14 | APC | 71894 | 1 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 |
95 | Rpt. 17731834 | ANALOG DEVICES, INC. | WELLS FARGO SECURITIES, LLC | WONG, DAVID M | 15-Jun-11 | ADI | 25429 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
96 | Rpt. 29081114 | ANALOG DEVICES, INC. | RBC CAPITAL MARKETS (CANADA) | DARYANANI, AMIT, ET AL | 8-Apr-16 | ADI | 110208 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 1 | 1 | |||||||||||||||
97 | Rpt. 61161898 | ANALOG DEVICES, INC. | MORGAN STANLEY | HETTENBACH, CRAIG, ET AL | 21-Sep-16 | ADI | 111000 | 1 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 0 |
98 | Rpt. 62008502 | ANALOG DEVICES, INC. | MORGAN STANLEY | HETTENBACH, CRAIG, ET AL | 7-Feb-17 | ADI | 111000 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 1 | 1 | 1 | 1 | 0 | 0 | 0 | 1 | 1 | 0 | 1 |
99 | Rpt. 67859519 | ANALOG DEVICES, INC. | ARGUS RESEARCH CORP | KELLEHER, JIM, ET AL | 22-Aug-19 | ADI | 21733 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 1 | 1 | 1 | 0 | 0 | 0 | 0 | 1 | 0 | 1 |
100 | Rpt. 67454664 | APPLE INC | EVERCORE ISI | DARYANANI, AMIT, ET AL | 5-Jun-19 | AAPL | 110208 | 1 | 1 | 0 | 1 | 1 | 0 | 1 | 0 | 0 | 1 | 0 | 1 | 0 | 0 | 0 | 0 | 0 | 0 | 1 |