A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | R | S | T | U | V | W | X | Y | Z | AA | |
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1 | Accountability Lab | For ideas or feedback, please email: info@accountabilitylab.org or find us on Twitter @accountlab | |||||||||||||||||||||||||
2 | As of June 2021 | Fully compliant | |||||||||||||||||||||||||
3 | Largely compliant | ||||||||||||||||||||||||||
4 | Partially compliant | ||||||||||||||||||||||||||
5 | Largely non-compliant | ||||||||||||||||||||||||||
6 | Fully non-compliant | ||||||||||||||||||||||||||
7 | Latest info not readily available | ||||||||||||||||||||||||||
8 | Not applicable | ||||||||||||||||||||||||||
9 | Country | Argentina | Australia | Brazil | Canada | China | France | Germany | India | Indonesia | Italy | Japan | Mexico | Russia | Saudi Arabia | South Africa | South Korea | Turkey | UK | US | EU | ||||||
10 | Commitments | ||||||||||||||||||||||||||
11 | UNCAC: Ratify or accede, and fully implement the UNCAC; involve the private sector and civil society in the UNCAC review process on a voluntary basis | ||||||||||||||||||||||||||
12 | Ratify or accede the UNCAC | ||||||||||||||||||||||||||
13 | UNCAC review | ||||||||||||||||||||||||||
14 | Executive summary/ review publication | ||||||||||||||||||||||||||
15 | Civil society/ private sector/other stakeholder involvement in review | ||||||||||||||||||||||||||
16 | Country visits by review team | ||||||||||||||||||||||||||
17 | Criminalization of domestic bribery | ||||||||||||||||||||||||||
18 | Criminalization of private sector bribery | ||||||||||||||||||||||||||
19 | Corporate liability | ||||||||||||||||||||||||||
20 | Liability for failure to prevent corruption by senior management | ||||||||||||||||||||||||||
21 | Foreign Bribery: Adopt and enforce laws against bribery with a view to exploring possible adherence to the OECD Anti-bribery Convention; criminalise bribery of foreign public officials, as well as the solicitation of bribes, establish the liability of legal persons, and enforce such laws through civil and criminal actions; engage more with OECD Working Group; promote Article 16 of UNCAC | ||||||||||||||||||||||||||
22 | Adopt OECD Anti-bribery Convention | ||||||||||||||||||||||||||
23 | Criminalize offence of bribery of foreign public officials | ||||||||||||||||||||||||||
24 | Establish the liability of legal persons for corruption and corruption related offences | ||||||||||||||||||||||||||
25 | Take measures to ensure that legal persons are subject to effective, proportionate and dissuasive non-criminal sanctions, including monetary sanctions, for bribery of foreign public officials | ||||||||||||||||||||||||||
26 | Take measures to provide that the bribe and the proceeds of the bribery are subject to seizure and confiscation | ||||||||||||||||||||||||||
27 | Establish jurisdiction over the bribery | ||||||||||||||||||||||||||
28 | Investigate and prosecute foreign bribery | ||||||||||||||||||||||||||
29 | Apply statute of limitations with respect to the bribery of a foreign public to provide for “an adequate period of time for the investigation and prosecution” of the offence to the offence of bribery | ||||||||||||||||||||||||||
30 | Take measures as may be necessary, within the framework of its laws and regulations regarding the maintenance of books and records, financial statement disclosures, and accounting and auditing standards, to prohibit the establishment of off-the-books accounts to combat bribery | ||||||||||||||||||||||||||
31 | Adopt anti-money laundering legislation | ||||||||||||||||||||||||||
32 | Adopt recommendations on the tax deductibility of bribes | ||||||||||||||||||||||||||
33 | Adopt recommendations of the council on bribery and officially supported export credits | ||||||||||||||||||||||||||
34 | OECD Anti-Bribery Convention peer review process | ||||||||||||||||||||||||||
35 | Anti- Money Laundering And Corruption: Prevent access to global financial system and combat money laundering by corrupt officials; identify and engage those jursdictions with strategic Anti-Money Laundering/ Counter-Financing Terrorism (AML/CFT) deficiencies; commit to promote greater transparency through effective implementation of the international standards on cross border wires, beneficial ownership of legal persons, customer due diligence, virutal assets, set by the Financial Action Task Force (FATF); implement the G20 High-Level Principles on Beneficial Ownership Transparency. | ||||||||||||||||||||||||||
36 | Anti-money laundering (AML) and combatting the financing of terrorism (CFT) policies and coordination | Assessing risks and applying a risk-based approach | |||||||||||||||||||||||||
37 | National cooperation and coordination | ||||||||||||||||||||||||||
38 | Money laundering and confiscation | Money laundering offence | |||||||||||||||||||||||||
39 | Confiscation and provisional measures | ||||||||||||||||||||||||||
40 | Terrorist financing and financing proliferation | Terrorist financing offence | |||||||||||||||||||||||||
41 | Targeted financial sanctions related to terrorism and terrorist financing | ||||||||||||||||||||||||||
42 | Targeted financial sanctions related to proliferation | ||||||||||||||||||||||||||
43 | Non-profit organizations | ||||||||||||||||||||||||||
44 | Preventive measures | Financial institution secrecy laws | |||||||||||||||||||||||||
45 | Customer due diligence | ||||||||||||||||||||||||||
46 | Record keeping | ||||||||||||||||||||||||||
47 | Politically exposed persons | ||||||||||||||||||||||||||
48 | Correspondent banking | ||||||||||||||||||||||||||
49 | Money or value transfer services | ||||||||||||||||||||||||||
50 | New technologies | ||||||||||||||||||||||||||
51 | Wire transfers | ||||||||||||||||||||||||||
52 | Reliance on third parties | ||||||||||||||||||||||||||
53 | Internal controls and foreign branches and subsidiaries | ||||||||||||||||||||||||||
54 | Higher-risk countries | ||||||||||||||||||||||||||
55 | Reporting of suspicious transactions | ||||||||||||||||||||||||||
56 | Tipping-off and confidentiality | ||||||||||||||||||||||||||
57 | DNFBPs: Customer due diligence | ||||||||||||||||||||||||||
58 | DNFBPs: Other measures | ||||||||||||||||||||||||||
59 | Transparency and beneficial ownership of legal persons and arrangements | Transparency and beneficial ownership of legal persons | |||||||||||||||||||||||||
60 | Transparency and beneficial ownership of legal arrangements | ||||||||||||||||||||||||||
61 | Powers and responsibilities of competent authorities and other institutional measures | Regulation and supervision of financial institutions | |||||||||||||||||||||||||
62 | Power of supervisors | ||||||||||||||||||||||||||
63 | Regulation and supervision of DNFBPs | ||||||||||||||||||||||||||
64 | Financial intelligence units | ||||||||||||||||||||||||||
65 | Responsibilities of law enforcement and investigative authorities | ||||||||||||||||||||||||||
66 | Powers of law enforcement and investigative authorities | ||||||||||||||||||||||||||
67 | Cash couriers | ||||||||||||||||||||||||||
68 | Statistics | ||||||||||||||||||||||||||
69 | Guidance and feedback | ||||||||||||||||||||||||||
70 | Sanctions | ||||||||||||||||||||||||||
71 | International cooperation | International instruments | |||||||||||||||||||||||||
72 | Mutual legal assistance | ||||||||||||||||||||||||||
73 | Mutual legal assistance: freezing and confiscation | ||||||||||||||||||||||||||
74 | Extradiction | ||||||||||||||||||||||||||
75 | Other forms of international cooperation | ||||||||||||||||||||||||||
76 | Whistleblower Protection:Protect whistleblowers, who report in good faith suspected acts of corruption, from discriminatory and retaliatory actions; implement G20 High Level Principles on Whistleblowing in line with international standards and best practice | ||||||||||||||||||||||||||
77 | Legislation for whistle blower protection in the private sector | ||||||||||||||||||||||||||
78 | Legislation for whistle blower protection in the public sector | ||||||||||||||||||||||||||
79 | Anti-Corruption Authorities: Strengthen the effective functioning of anti-corruption bodies or enforcement authorities in the prevention and fight against corruption and enable these authorities to carry out their function free from undue influence; countries will implement UNCAC Articles 6 and 36 | ||||||||||||||||||||||||||
80 | Existence of specialized anti-corruption bodies or enforcement authorities | ||||||||||||||||||||||||||
81 | Functions of anti-corruption authorities | Prevention | |||||||||||||||||||||||||
82 | Research | ||||||||||||||||||||||||||
83 | Investigation | ||||||||||||||||||||||||||
84 | Prosecution | ||||||||||||||||||||||||||
85 | Asset recovery | ||||||||||||||||||||||||||
86 | Budgetary Autonomy | ||||||||||||||||||||||||||
87 | Term limit for the head of the anti-corruption authority | ||||||||||||||||||||||||||
88 | Public Sector Integrity and Transparency: Promoting the integrity, honesty and accountability of all public officials; adopting fair and transparent government procurement systems; and committing to fiscal and buddgetary transparency- taking into account UNCAC Article 9, the IMF Code of Good Practices in Fiscal Transparency and the OECD Best Practices on Budget Transparency | ||||||||||||||||||||||||||
89 | Codes of conduct for public officials | ||||||||||||||||||||||||||
90 | Training of public officials | ||||||||||||||||||||||||||
91 | Mandatory reporting by public officials for alleged acts of corruption | ||||||||||||||||||||||||||
92 | Measures to prevent conflict of interest | ||||||||||||||||||||||||||
93 | Asset disclosure by public officials | ||||||||||||||||||||||||||
94 | Measures for integrity of public procurement | ||||||||||||||||||||||||||
95 | Legal right to public access to government information | ||||||||||||||||||||||||||
96 | National budgets publicly available | ||||||||||||||||||||||||||
97 | Fiscal institutions reports publicly available | ||||||||||||||||||||||||||
98 | Immunity for public officials from investigations and prosecutions for corruption related offences | ||||||||||||||||||||||||||
99 | Adopt G20 Anti-Corruption Open Data Principles | ||||||||||||||||||||||||||
100 | Private Sector Integrity and Transparency: Encourage stronger partnerships, consistent with national law, between governments, anti-corruption authorities, regulators, law enforcement, financial intelligence units (FIUs), business and civil society. |