NFA MRA Data
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1
YEAR
Total MRAs
CTA/CPO
CTA Only
2
1996420
3
1997410Summary by Registrant
4
1998210CTA867.82%
At least 1 CTA/CPO registration
5
1999210CPO12
6
2000000CTA/CPO3057.47%
Only CTA or CPO Registered
7
2001311FCM1913.79%
Only CPO Registered
8
2002310FCM/CTA19.20%
Only CTA Registered
9
2003510FCM/CTA/CPO1
10
2004110FCM/IB125.29%
FCM Registered
11
2005210Floor Broker1
12
2006321IB513.79%
IB Registered
13
20071331IB/CTA3
14
2008530IB/CTA/CPO3
15
2009650IB/CTA/CPO/FCM1
16
2010871Other23.45%Other
17
2011862
18
201297187
19
2013971
20
21
87508
Average 1996 - 2006
2.636363636
22
Average 2007 - 2013
8.285714286
23
87 Cases over 18 years
24
25
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31
32
33
34
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36
37
38
39
40
41
42
43
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46
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49
50
51
52
53
54
55
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58
59
60
61
62
63
64
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67
68
69
70
71
72
73
74
75
76
77
78
79
80
81
82
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85
86
87
88
89
90
91
92
93
94
95
96
97
98
99
100
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Totals for MRA cases
MRA Cases
CTA/CPO Cases
CTA Only Cases
Theft of Customer Property
Fraud Complaints