DOL June 9th Carrier Prep
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CarrierSpecial FormsExample 84-24 disclosureContract AmmendmentCorporate Policy ChangesSpecial Notes
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American EquityProducer Attestation FormSample from May 25thYes here is example
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AllianzJune version of the financial professional reportAvailable on Allianz WebsiteSpecial 15 Brainshark Training
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AIG
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Atlantic Coast LifeThe Producer Acknowledgment form is required for all qualified fixed and fixed index annuity sales beginning on June 9, 2017. A Disclosure Statement is required to be retained by the producer for all qualified fixed and fixed index annuity sales beginning on June 9, 2017.ACL Example
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VoyaThere is a new suitability form that includes an acknowledgement that the producer is in compliance with the DOL fiduciary rule. Here's the form: Starting September 2017, appointment paperwork will be updated to include language regarding the regulation and to capture the Financial Institution (if any).Starting January 2018, affiliation with a Financial Institution will be required for producers to continue to sell or service VA, FIA products or mutual fund custodial accounts funded with qualified money
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F&GFiduciary Rule Acknowledgment FormFGL SampleFGL conduct guide
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NacolahThey have one you can use if you want
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StandardDOL advice amendment to agreement- sent by mail
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IntegrityDOL producer certification formthe website has a link for the PTE 84-24: you fill in client name, product, agent name, and date that you can print and signnew sales agreement was mailed to agents May 26, 2017on the website there is a section "highlights" there is a link DOL - how to do business guide that is very helpful
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Great American
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Global Atlantic
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NACOLAHUpdated Suitability and Immediate Suitability Forms https://drive.google.com/open?id=0B4v7FSYPVOblRWw2eVF5OFp5amc https://drive.google.com/open?id=0B4v7FSYPVOblNTlGNGtqR3lEQ1U
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NWL
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RSL
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Sagicormust provide a Prohibited Transactions Exemption 84-24 (PTE 84-24) written disclosure, if not affiliated with a Fiduciary Financial Institution and conduct the sale
as a Best Interest Contract Exemption (BICE)
Sagicor Example
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OxfordThe Producer Acknowledgment form is required for all qualified fixed and fixed index annuity sales beginning on June 9, 2017. This form will need to be submitted to the Home Office with the application. Effective June 23, 2017, any applications missing this requirement will be considered Not In Good Order and will be returned to the agent for completion.Oxford Example
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PhoenixFor all annuity applications (both qualified and non-qualified) signed and dated after June 9, complete and return the required Producer AcknowledgementSupplemental DisclosureThe enclosed memo contains an overview of the Fiduciary Rule and PTE 84-24. Phoenix has provided this memo for your information and is not responsible for its content or for producers’ compliance with the requirements of PTE 84-24.
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LincolnYou have to execute a new agreement located here www.lfg.com/PA2017
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AmericoNew Agent Attestation form, 17-108-1Click here for a sample 84-24Agent Agreement Addendum—Click here
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GuggenheimBeginning June 9th, all new applications for all business must use the updated Annuity Suitability Form (Suitability | 06/2017) or, for Florida applications, include the new Agent Confirmation Form (FL-FR | 06/2017).Available from Carrier -To better assist our appointed agents, we are offering several resources to assist you in complying with the new requirements. Specifically, agents may wish to take advantage of the following resources:
Prohibited Transaction Exemption 84-24 Disclosure Templates.
Webinars and Training (Click here to register).
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American National"As of June 9th, 2017, for all qualified annuity sales: Implementation of a revised Suitability form - includes additional disclosure language for both the producer and client - Completion of suitability is required (no opt out provision)"
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