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Consolidated ProcessingMarket Center ProcessingNote
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CodeNameUpdate LastUpdate High/LowUpdate LastUpdate High/LowUpdate Volume
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1RegularYesYesYesYesYes
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2AcquisitionYesYesYesYesYes
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3Average Price TradeNoNoNoNoYes
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4Bunched YesYesYesYesYes
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5Cash SaleNoNoNoNoYes
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6DistributionYesYesYesYesYes
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7Auomatic ExecutionYesYesYesYesYes
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8Intermarket Sweep OrderYesYesYesYesYes
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9Bunched Sold#4Yes#4YesYes
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10Price Variation TradeNoNoNoNoYes
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11Cap ElectionNoNoNoNoYes
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12Odd Lot TradeNoNoNoNoYes
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13Rule 127YesYesYesYesYes
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14Rule 155YesYesYesYesYes
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15Sold last#3YesYesYesYes
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16Market Center Official CloseNoNoYesYesNo
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17Next dayNoNoNoNoYes
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18Market Center Opening Trade#1Yes#1YesYes
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19Opening PrintsYesYesYesYesYes
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20Market Center Official OpenNoNoNoYesNo
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21Prior Reference Price#2Yes#2YesYes
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22SellerNoNoNoNoYes
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23Split TradeYesYesYesYesYes
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24Form-T TradeNoNoNoNoYes
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25Extended Hours (Sold Out of Sequence)NoNoNoNoYes
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26Contingent TradeNoNoNoNoYes
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27Stock Option Trade
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28Cross TradeYesYesYesYesYes
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29Yellow FlagYesYesYesYesYes
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30Sold (Out of Sequence)#2Yes#2YesYes
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31Stopped Stock
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32Derivatively Priced#2Yes#2YesYes
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33Market Center Re-opening TradeYesYesYesYesYes
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34Re-opening Prints
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35Market Center Closing TradeYesYesYesYesYes
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36Closing Prints
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37Qualified Contigent TradeNoNoNoNoYes
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38Placeholder for 611 Exempt
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39Corrected Consolidated CloseYesYesNoNoNo
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40Opened
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41Trade Through Exempt (TTE)
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#1
YES, if it is the only qualifying last; OR If it is that Participant’s first qualifying last; OTHERWISE NO
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#2
YES, if it is the only qualifying last; OTHERWISE NO
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#3
YES, if it is the only qualifying last; OR
If it is from the same participant as the last; OR
If it is from the LISTING MARKET for that Security;
OTHERWISE NO
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#4
YES, if it is the first qualifying or only qualifying trade of the day; OTHERWISE NO. (In instances of multiple Market Center Opening Trades, the latest trade takes precedence.)
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