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The information in this spreadsheet represents the Shares and Options Held by S3 Consortium Pty Ltd and Associated Entities in companies that are listed in the Portfolios on our websites. We may hold positions in companies that we have not yet added to our Portfolios.

The numbers in this table are input manually, and as such, prone to human error and delay. We use our best endeavours to update this information in a timely manner and do not warrant or represent the accuracy of the information in this spreadsheet.
Trading Blackouts and Hold Conditions
- Do note trade in a stock for 3 days after an Investment Update is sent about a stock
- Hold 100% of a position for 90 days after Inital Coverage



De-risking (sell) Conditions
- If the company has released at least 3 material announcements and the share price has increased 300% from our Initial Entry Price, we can sell a further 30% of Total Holdings.
- If the company has released at least 6 material announcements and the share price has increased 500% from our Initial Entry Price, we can sell a further 30% of Total Holdings.
Escrow Period 1 (Hold 80% of Position)
- Next Investors, 18 Months
- Catalyst Hunter, 6 Months
- Wise-Owl, 2 Years
- Next Biotech, 12 Months
- Emerge, 12 Months

Escrow Period 2 (Hold 50% of Position)
- Next Investors, 2 Years
- Catalyst Hunter, 12 Months
- Wise-Owl, 3 Years
- Next Biotech, 2 Years
- Emerge, 2 Years
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STOCKSSECURITIES HELD BY S3 CONSORTIUM AND ASSOCIATED ENTITIESDAYS SINCE INITATION OF COVERAGESTATUSACTIVE MANDATE
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KAU4,665,00019 daysCurrent InvestmentYES
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EIQ3,470,0002 months and 5 daysCurrent InvestmentYES
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SGQ25,700,0003 months and 5 daysCurrent InvestmentYES
6
AL36,777,5304 months and 15 daysCurrent InvestmentYES
7
IIQ1,150,0005 months and 0 daysCurrent InvestmentYES
8
MTH3,709,0005 months and 21 daysCurrent InvestmentYES
9
SS13,935,2915 months and 28 daysCurrent InvestmentYES
10
TRI18,820,0006 months and 11 daysCurrent InvestmentYES
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L1M7,625,6126 months and 21 daysCurrent InvestmentYES
12
GEN3,595,0007 months and 11 daysCurrent InvestmentYES
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HAR3,025,0001 year and 1 monthCurrent InvestmentYES
14
EMD5,866,6671 year and 2 monthsCurrent InvestmentYES
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HVY4,115,8541 year and 4 monthsCurrent InvestmentYES
16
REZ375,0001 year and 5 monthsBottom Drawer
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SLM363,6371 year and 5 monthsCurrent InvestmentYES
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GUE2,671,0181 year and 8 monthsCurrent InvestmentYES
19
MEG7,809,1611 year and 8 monthsCurrent Investment
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LYN947,0001 year and 11 monthsCurrent InvestmentYES
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TYX23,420,0002 years and 2 monthsCurrent InvestmentYES
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SGA3,265,0032 years and 4 monthsCurrent Investment
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TEE4,631,2502 years and 6 monthsCurrent InvestmentYES
24
PRM02 years and 7 monthsPast Investment
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CND33,040,4552 years and 7 monthsCurrent InvestmentYES
26
NHE2,955,0002 years and 7 monthsCurrent Investment
27
GTR30,875,0002 years and 8 monthsCurrent InvestmentYES
28
ALA3,855,0002 years and 8 monthsCurrent Investment
29
CAY3,000,0002 years and 8 monthsCurrent Investment
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LNR5,000,0002 years and 9 monthsBottom Drawer
31
AKN757,5762 years and 9 monthsBottom Drawer
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EV14,513,1092 years and 11 monthsCurrent Investment
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GGE33,472,5043 years and 0 monthsCurrent Investment
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DXB334,6663 years and 2 monthsTrophy Cabinet
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KNI2,582,5503 years and 2 monthsCurrent InvestmentYES
36
PFE11,853,7703 years and 3 monthsCurrent InvestmentYES
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RAS03 years and 4 monthsPast Investment
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CCM03 years and 5 monthsPast Investment
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IRD3,3273 years and 5 monthsBottom Drawer
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BPM4,335,0003 years and 5 monthsCurrent InvestmentYES
41
FBM03 years and 6 monthsPast Investment
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TG17,360,0003 years and 7 monthsCurrent InvestmentYES
43
ARN03 years and 7 monthsPast Investment
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BOD3,535,1123 years and 7 monthsBottom Drawer
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ONE5,322,3333 years and 8 monthsCurrent InvestmentYES
46
OJC58,0003 years and 8 monthsTrophy Cabinet
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MAN10,360,0003 years and 8 monthsCurrent InvestmentYES
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EMH53,9133 years and 8 monthsBottom Drawer
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FGL1,400,0003 years and 9 monthsCurrent Investment
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NES03 years and 9 monthsPast Investment
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NTI6,845,0003 years and 10 monthsCurrent Investment
52
TMZ5,472,7483 years and 11 monthsBottom Drawer
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PUR52,058,8563 years and 11 monthsCurrent InvestmentYES
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LRS188,0003 years and 11 monthsTrophy Cabinet
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SGC03 years and 11 monthsPast Investment
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ME104 years and 1 monthPast Investment
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VN804 years and 1 monthPast Investment
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IVZ4,850,0764 years and 1 monthCurrent Investment
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EMN1,223,0004 years and 2 monthsCurrent Investment
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MNB11,954,9994 years and 2 monthsCurrent InvestmentYES
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PRL20,402,9264 years and 3 monthsCurrent Investment
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88E69,000,0004 years and 3 monthsCurrent InvestmentYES
63
TTM946,8234 years and 4 monthsCurrent InvestmentYES
64
LCL12,005,8144 years and 6 monthsCurrent Investment
65
AHI204,0004 years and 6 monthsBottom Drawer
66
AJX1,845,0004 years and 8 monthsBottom Drawer
67
GAL1,547,0004 years and 8 monthsCurrent Investment
68
SMM30,696,0004 years and 8 monthsBottom Drawer
69
VUL27,7205 years and 2 monthsTrophy Cabinet
70
EXR2,989,0005 years and 4 monthsCurrent InvestmentYES
71
WHK14,706,0875 years and 6 monthsCurrent InvestmentYES
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