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The information in this spreadsheet represents the Shares and Options Held by S3 Consortium Pty Ltd and Associated Entities in companies that are listed in the Portfolios on our websites. We may hold positions in companies that we have not yet added to our Portfolios.

The numbers in this table are input manually, and as such, prone to human error and delay. We use our best endeavours to update this information in a timely manner and do not warrant or represent the accuracy of the information in this spreadsheet.
Trading Blackouts and Hold Conditions
- Do note trade in a stock for 3 days after an Investment Update is sent about a stock
- Hold 100% of a position for 90 days after Inital Coverage



De-risking (sell) Conditions
- If the company has released at least 3 material announcements and the share price has increased 300% from our Initial Entry Price, we can sell a further 30% of Total Holdings.
- If the company has released at least 6 material announcements and the share price has increased 500% from our Initial Entry Price, we can sell a further 30% of Total Holdings.
Escrow Period 1 (Hold 80% of Position)
- Next Investors, 18 Months
- Catalyst Hunter, 6 Months
- Wise-Owl, 2 Years
- Next Biotech, 12 Months
- Emerge, 12 Months

Escrow Period 2 (Hold 50% of Position)
- Next Investors, 2 Years
- Catalyst Hunter, 12 Months
- Wise-Owl, 3 Years
- Next Biotech, 2 Years
- Emerge, 2 Years
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STOCKSSECURITIES HELD BY S3 CONSORTIUM AND ASSOCIATED ENTITIESDAYS SINCE INITATION OF COVERAGESTATUSACTIVE MANDATE
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ION26,785,0004 months and 28 daysCurrent InvestmentYES
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JBY1,979,1675 months and 6 daysCurrent InvestmentYES
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KAU4,981,2106 months and 11 daysCurrent InvestmentYES
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EIQ2,588,1007 months and 27 daysCurrent InvestmentYES
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SGQ29,000,0008 months and 27 daysCurrent InvestmentYES
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AL36,810,02910 months and 7 daysCurrent InvestmentYES
9
IIQ1,150,00010 months and 22 daysCurrent InvestmentYES
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MTH3,131,00011 months and 13 daysCurrent InvestmentYES
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SS13,542,00011 months and 20 daysCurrent InvestmentYES
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TRI18,820,00012 months and 3 daysCurrent InvestmentYES
13
L1M7,625,6961 year and 0 monthsCurrent InvestmentYES
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GEN4,595,0001 year and 0 monthsCurrent InvestmentYES
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HAR7,025,0001 year and 7 monthsCurrent InvestmentYES
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EMD7,221,6671 year and 8 monthsCurrent InvestmentYES
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HVY3,805,0001 year and 9 monthsCurrent InvestmentYES
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REZ01 year and 11 monthsBottom Drawer
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SLM363,6371 year and 11 monthsCurrent InvestmentYES
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GUE2,671,0182 years and 2 monthsCurrent InvestmentYES
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MEG7,809,1612 years and 2 monthsCurrent Investment
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LYN#N/A#N/ACurrent InvestmentYES
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TYX23,420,0002 years and 7 monthsCurrent InvestmentYES
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SGA2,658,0032 years and 10 monthsCurrent Investment
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TEE1,645,0002 years and 12 monthsCurrent InvestmentYES
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PRM03 years and 0 monthsPast Investment
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CND33,040,4553 years and 0 monthsCurrent InvestmentYES
28
NHE2,259,0003 years and 0 monthsCurrent Investment
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GTR27,525,0003 years and 1 monthCurrent InvestmentYES
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ALA1,938,0003 years and 2 monthsCurrent Investment
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CAY2,307,6923 years and 2 monthsCurrent Investment
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LNR5,000,0003 years and 2 monthsBottom Drawer
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AKN757,5763 years and 2 monthsBottom Drawer
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EV13,433,1093 years and 5 monthsCurrent Investment
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GGE101,981,8793 years and 6 monthsCurrent Investment
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DXB334,6663 years and 8 monthsTrophy Cabinet
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KNI2,582,5503 years and 8 monthsCurrent InvestmentYES
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PFE11,853,7703 years and 8 monthsCurrent InvestmentYES
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RAS03 years and 10 monthsPast Investment
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CCM03 years and 11 monthsPast Investment
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IRD3,3273 years and 11 monthsBottom Drawer
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BPM4,335,0003 years and 11 monthsCurrent InvestmentYES
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FBM03 years and 11 monthsPast Investment
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TG17,360,0004 years and 1 monthCurrent InvestmentYES
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ARN04 years and 1 monthPast Investment
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BOD3,535,1124 years and 1 monthBottom Drawer
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ONE4,688,5614 years and 1 monthCurrent InvestmentYES
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OJC#N/A#N/ATrophy Cabinet
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MAN10,360,0004 years and 1 monthCurrent InvestmentYES
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EMH21,9134 years and 1 monthBottom Drawer
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FGL#N/A#N/ACurrent Investment
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NES04 years and 2 monthsPast Investment
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NTI6,535,0004 years and 4 monthsCurrent Investment
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TMZ5,472,7484 years and 4 monthsBottom Drawer
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PUR1,853,4384 years and 5 monthsCurrent InvestmentYES
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LRS04 years and 5 monthsTrophy Cabinet
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SGC04 years and 5 monthsPast Investment
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ME104 years and 7 monthsPast Investment
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VN804 years and 7 monthsPast Investment
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IVZ4,850,0764 years and 7 monthsCurrent Investment
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EMN295,0004 years and 7 monthsCurrent Investment
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MNB12,104,9994 years and 8 monthsCurrent InvestmentYES
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PRL20,402,9264 years and 8 monthsCurrent Investment
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88E69,000,0004 years and 9 monthsCurrent InvestmentYES
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TTM1,492,7234 years and 9 monthsCurrent InvestmentYES
66
LCL10,050,8145 years and 0 monthsCurrent Investment
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AHI204,0005 years and 0 monthsBottom Drawer
68
AJX05 years and 1 monthBottom Drawer
69
GAL1,384,1865 years and 2 monthsCurrent Investment
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SMM30,696,0005 years and 2 monthsBottom Drawer
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VUL24,3205 years and 8 monthsTrophy Cabinet
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EXR5,136,8505 years and 9 monthsCurrent InvestmentYES
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WHK12,672,9796 years and 0 monthsCurrent InvestmentYES
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