| A | B | C | D | E | F | G | H | I | |
|---|---|---|---|---|---|---|---|---|---|
1 | Investor Complaints Data for Every Month-Tradeswift Broking Pvt. Ltd | ||||||||
2 | CDSL DP id 65900 | NSE Member ID :12485 |BSE Member id : 6284|MCX Member id : 10790 | NCDEX Member id : 00142 | MSEI Member id : 47000 | ||||||||
75 | |||||||||
128 | |||||||||
129 | |||||||||
234 | |||||||||
235 | Month | S.No | Received From | Carried forward from perevious month | Received during the month | Total Pending | Pending at the end of the month | Avg.Resolution time (In days) | |
236 | Pending for less than 3 month | Pending for more than 3 month | |||||||
237 | Apr-24 | 1 | Directly from investors | - | - | - | - | - | NA |
238 | Apr-24 | 2 | SEBI (Scores) | - | - | - | - | - | NA |
239 | Apr-24 | 3 | Depositories / Stock Exchanges | - | - | - | - | - | NA |
240 | Apr-24 | 4 | Other Sources (If Any) | - | - | - | - | - | NA |
241 | 5 | Grand Total | - | - | - | - | - | NA | |
242 | |||||||||
243 | |||||||||
244 | Month | S.No | Received From | Carried forward from perevious month | Received during the month | Total Pending | Pending at the end of the month | Avg.Resolution time (In days) | |
245 | Pending for less than 3 month | Pending for more than 3 month | |||||||
246 | May-24 | 1 | Directly from investors | - | - | - | - | - | NA |
247 | May-24 | 2 | SEBI (Scores) | - | - | - | - | - | NA |
248 | May-24 | 3 | Depositories / Stock Exchanges | - | - | - | - | - | NA |
249 | May-24 | 4 | Other Sources (If Any) | - | - | - | - | - | NA |
250 | 5 | Grand Total | - | - | - | - | - | NA | |
251 | |||||||||
252 | Month | S.No | Received From | Carried forward from perevious month | Received during the month | Total Pending | Pending at the end of the month | Avg.Resolution time (In days) | |
253 | Pending for less than 3 month | Pending for more than 3 month | |||||||
254 | Jun-24 | 1 | Directly from investors | - | - | - | - | - | NA |
255 | Jun-24 | 2 | SEBI (Scores) | - | - | - | - | - | NA |
256 | Jun-24 | 3 | Depositories / Stock Exchanges | - | - | - | - | - | NA |
257 | Jun-24 | 4 | Other Sources (If Any) | - | - | - | - | - | NA |
258 | 5 | Grand Total | - | - | - | - | - | NA | |
259 | |||||||||
260 | Month | S.No | Received From | Carried forward from perevious month | Received during the month | Total Pending | Pending at the end of the month | Avg.Resolution time (In days) | |
261 | Pending for less than 3 month | Pending for more than 3 month | |||||||
262 | Jul-24 | 1 | Directly from investors | - | - | - | - | - | NA |
263 | Jul-24 | 2 | SEBI (Scores) | - | 1.00 | 1.00 | 1.00 | - | NA |
264 | Jul-24 | 3 | Depositories / Stock Exchanges | - | - | - | - | - | NA |
265 | Jul-24 | 4 | Other Sources (If Any) | - | - | - | - | - | NA |
266 | 5 | Grand Total | - | 1.00 | 1.00 | 1.00 | - | NA | |
267 | |||||||||
268 | Month | S.No | Received From | Carried forward from perevious month | Received during the month | Total Pending | Pending at the end of the month | Avg.Resolution time (In days) | |
269 | Pending for less than 3 month | Pending for more than 3 month | |||||||
270 | Aug-24 | 1 | Directly from investors | - | - | - | - | - | NA |
271 | Aug-24 | 2 | SEBI (Scores) | 1.00 | - | - | - | - | NA |
272 | Aug-24 | 3 | Depositories / Stock Exchanges | - | - | - | - | - | NA |
273 | Aug-24 | 4 | Other Sources (If Any) | - | - | - | - | - | NA |
274 | 5 | Grand Total | 1.00 | - | - | - | - | NA | |
275 | |||||||||
276 | |||||||||
277 | |||||||||
278 | Trend of Monthly Disposal of Complaints | ||||||||
279 | S.no | Month | Carried forward from previous month | Received | Resolved* | Pending** | |||
295 | 15 | Apr-23 | - | - | - | - | |||
296 | 16 | May-23 | - | - | - | - | |||
297 | 17 | Jun-23 | - | - | - | - | |||
298 | 18 | Jul-23 | - | - | - | - | |||
299 | 19 | Aug-23 | - | - | - | - | |||
300 | 20 | Sep-23 | - | - | - | - | |||
301 | 21 | Oct-23 | - | - | - | - | |||
302 | 22 | Nov-23 | - | - | - | - | |||
303 | 23 | Dec-23 | - | - | - | - | |||
304 | 24 | Jan-24 | - | - | - | - | |||
305 | 25 | Feb-24 | - | - | - | - | |||
306 | 25 | Mar-24 | - | 1.00 | 1.00 | - | |||
307 | 26 | Apr-24 | - | - | - | - | |||
308 | 26 | May-24 | - | - | - | - | |||
309 | 27 | Jun-24 | - | - | - | - | |||
310 | 28 | Jul-24 | - | 1.00 | - | 1.00 | |||
311 | 29 | Aug-24 | 1.00 | - | 1.00 | - | |||
312 | |||||||||
313 | |||||||||
314 | |||||||||
315 | Trend of Annual Disposal of Complaints | ||||||||
316 | S.no | Year | Carried forward from previous year | Received during the year | Resolved during the year | Pending at the end of the year | |||
317 | 1 | 2017-18 | - | - | - | - | |||
318 | 2 | 2018-19 | - | - | - | - | |||
319 | 3 | 2019-20 | - | - | - | - | |||
320 | 4 | 2020-21 | - | - | - | - | |||
321 | 5 | 2021-22 | - | 4.00 | 4.00 | - | |||
322 | 6 | 2022-23 | - | - | - | - | |||
323 | 6 | 2023-24 | - | 1.00 | 1.00 | - | |||
324 | 7 | 2024-25 | - | ||||||
325 | |||||||||
326 | * Inclusive of complaints of previous years resolved in the current year. **Inclusive of complaints pending as on the last day of the year. | ||||||||
327 | |||||||||
328 | |||||||||