6_1_AI_Risk_Register_SAMPLE.xlsx

	A	B	C	D	E	F	G	H
1	AI RISK ASSESSMENT DASHBOARD
2
3	Project:	AI Document Processing System
4	Assessment Date:	January 20, 2026
5	Risk Owner:	Project Risk Manager
6	Last Updated:	January 20, 2026
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8	RISK SUMMARY BY LEVEL					RISKS BY CATEGORY
9	Risk Level	Count	Open	Closed		Category	Critical/High	Total
10	Critical	2	2	0		Model Performance	2	3
11	High	6	4	2		Data Quality	1	2
12	Medium	8	6	2		Bias/Fairness	2	2
13	Low	4	2	2		Explainability	1	2
14	TOTAL RISKS:	20				Security	0	1
15						Privacy	1	3
16	TOP 5 RISKS REQUIRING IMMEDIATE ATTENTION
17	Risk ID	Risk Description	Level	Status	Owner	Operational	0	3
18	R-002	Training data bias leading to discriminatory outcomes	Critical	Open	Ethics Officer	Business	0	1
19	R-001	Model accuracy below 95% threshold	Critical	In Progress	Data Science Lead	Reputational	0	1
20	R-005	GDPR compliance failure	High	In Progress	Compliance Lead
21	R-003	Personal data exposure through model	High	In Progress	Privacy Officer
22	R-004	Inability to explain decisions	High	Open	ML Engineer
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