| A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1 | Account Number | Activity Type | Quantity | Symbol/Description | Trade Date | Settle Date/ValueDate | Settle CCY Price | Settle CCY Principal/Gross Notional Value | Settle CCY Clr, Comm, Brokerage Fees | Settle CCY ID Charges | Settle CCY Interest | Settle CCY Fees | Settle CCY Regulatory Fees | Settle CCY Rebates | Settle CCY Net Amount/Net Notional Value | Settle CCY Code | |
2 | 7EPL1209 | SHORT SELL | -884 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 73539.96 | -8.83 | 0 | 0 | 0 | -0.47 | 0 | 73530.66 | USD | |
3 | 7EPL1209 | SHORT SELL | -600 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 49914 | -6 | 0 | 0 | 0 | -0.32 | 0 | 49907.68 | USD | |
4 | 7EPL1209 | SHORT SELL | -400 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 33512 | -3.99 | 0 | 0 | 0 | -0.22 | 0 | 33507.79 | USD | |
5 | 7EPL1209 | SHORT SELL | -400 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 33512 | -4.12 | 0 | 0 | 0 | -0.22 | 0 | 33507.66 | USD | |
6 | 7EPL1209 | SHORT SELL | -300 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 24957 | -3 | 0 | 0 | 0 | -0.16 | 0 | 24953.84 | USD | |
7 | 7EPL1209 | SHORT SELL | -300 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 25134 | -3 | 0 | 0 | 0 | -0.16 | 0 | 25130.84 | USD | |
8 | 7EPL1209 | SHORT SELL | -300 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 25134 | -3 | 0 | 0 | 0 | -0.16 | 0 | 25130.84 | USD | |
9 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 16638 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16635.91 | USD | |
10 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 16638 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16635.91 | USD | |
11 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 16638 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16635.91 | USD | |
12 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 16638 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16635.91 | USD | |
13 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 16756 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16753.91 | USD | |
14 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 16756 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16753.91 | USD | |
15 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 16756 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16753.91 | USD | |
16 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 16756 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16753.91 | USD | |
17 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 16756 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16753.91 | USD | |
18 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 8319 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8317.95 | USD | |
19 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 8319 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8317.95 | USD | |
20 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 8319 | -1.09 | 0 | 0 | 0 | -0.06 | 0 | 8317.85 | USD | |
21 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | 8319 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8317.95 | USD | |
22 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 8378 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8376.95 | USD | |
23 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 8378 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8376.95 | USD | |
24 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 8378 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8376.95 | USD | |
25 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 8378 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8376.95 | USD | |
26 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 8378 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8376.95 | USD | |
27 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/13/2009 | 1/16/2009 | 83.78 | 8378 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8376.95 | USD | |
28 | 7EPL1209 | SHORT SELL | -16 | APOL | 1/13/2009 | 1/16/2009 | 83.2 | 1331.2 | -0.15 | 0 | 0 | 0 | -0.02 | 0 | 1331.03 | USD | |
29 | 7EPL1209 | BUY | 29 | APOL | 1/13/2009 | 1/16/2009 | 81.2 | -2354.8 | -0.29 | 0 | 0 | 0 | 0 | 0 | -2355.09 | USD | |
30 | 7EPL1209 | BUY | 29 | APOL | 1/13/2009 | 1/16/2009 | 81.3 | -2357.7 | -0.29 | 0 | 0 | 0 | 0 | 0 | -2357.99 | USD | |
31 | 7EPL1209 | BUY | 71 | APOL | 1/13/2009 | 1/16/2009 | 81.19 | -5764.49 | -0.71 | 0 | 0 | 0 | 0 | 0 | -5765.2 | USD | |
32 | 7EPL1209 | BUY | 86 | APOL | 1/13/2009 | 1/16/2009 | 79.86 | -6867.96 | -0.86 | 0 | 0 | 0 | 0 | 0 | -6868.82 | USD | |
33 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 81.2 | -8120 | -1 | 0 | 0 | 0 | 0 | 0 | -8121 | USD | |
34 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 81.2 | -8120 | -1 | 0 | 0 | 0 | 0 | 0 | -8121 | USD | |
35 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 81.2 | -8120 | -1 | 0 | 0 | 0 | 0 | 0 | -8121 | USD | |
36 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 81.24 | -8124 | -1 | 0 | 0 | 0 | 0 | 0 | -8125 | USD | |
37 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 81.24 | -8124 | -1 | 0 | 0 | 0 | 0 | 0 | -8125 | USD | |
38 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 81.28 | -8128 | -1 | 0 | 0 | 0 | 0 | 0 | -8129 | USD | |
39 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 81.28 | -8128 | -1 | 0 | 0 | 0 | 0 | 0 | -8129 | USD | |
40 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 81.57 | -8157 | -1 | 0 | 0 | 0 | 0 | 0 | -8158 | USD | |
41 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 81.57 | -8157 | -1 | 0 | 0 | 0 | 0 | 0 | -8158 | USD | |
42 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | -8319 | -0.99 | 0 | 0 | 0 | 0 | 0 | -8319.99 | USD | |
43 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | -8319 | -0.99 | 0 | 0 | 0 | 0 | 0 | -8319.99 | USD | |
44 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | -8319 | -0.99 | 0 | 0 | 0 | 0 | 0 | -8319.99 | USD | |
45 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | -8319 | -0.99 | 0 | 0 | 0 | 0 | 0 | -8319.99 | USD | |
46 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | -8319 | -0.99 | 0 | 0 | 0 | 0 | 0 | -8319.99 | USD | |
47 | 7EPL1209 | BUY | 100 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | -8319 | -0.99 | 0 | 0 | 0 | 0 | 0 | -8319.99 | USD | |
48 | 7EPL1209 | BUY | 114 | APOL | 1/13/2009 | 1/16/2009 | 79.86 | -9104.04 | -1.14 | 0 | 0 | 0 | 0 | 0 | -9105.18 | USD | |
49 | 7EPL1209 | BUY | 116 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | -9650.04 | -1.15 | 0 | 0 | 0 | 0 | 0 | -9651.19 | USD | |
50 | 7EPL1209 | BUY | 134 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | -11147.46 | -1.33 | 0 | 0 | 0 | 0 | 0 | -11148.79 | USD | |
51 | 7EPL1209 | BUY | 171 | APOL | 1/13/2009 | 1/16/2009 | 81.3 | -13902.3 | -1.71 | 0 | 0 | 0 | 0 | 0 | -13904.01 | USD | |
52 | 7EPL1209 | BUY | 200 | APOL | 1/13/2009 | 1/16/2009 | 78.91 | -15782 | -2 | 0 | 0 | 0 | 0 | 0 | -15784 | USD | |
53 | 7EPL1209 | BUY | 200 | APOL | 1/13/2009 | 1/16/2009 | 79.41 | -15882 | -2 | 0 | 0 | 0 | 0 | 0 | -15884 | USD | |
54 | 7EPL1209 | BUY | 200 | APOL | 1/13/2009 | 1/16/2009 | 80.09 | -16018 | -2 | 0 | 0 | 0 | 0 | 0 | -16020 | USD | |
55 | 7EPL1209 | BUY | 200 | APOL | 1/13/2009 | 1/16/2009 | 80.79 | -16158 | -2 | 0 | 0 | 0 | 0 | 0 | -16160 | USD | |
56 | 7EPL1209 | BUY | 200 | APOL | 1/13/2009 | 1/16/2009 | 81.2 | -16240 | -2 | 0 | 0 | 0 | 0 | 0 | -16242 | USD | |
57 | 7EPL1209 | BUY | 200 | APOL | 1/13/2009 | 1/16/2009 | 81.24 | -16248 | -2 | 0 | 0 | 0 | 0 | 0 | -16250 | USD | |
58 | 7EPL1209 | BUY | 200 | APOL | 1/13/2009 | 1/16/2009 | 82.22 | -16444 | -2 | 0 | 0 | 0 | 0 | 0 | -16446 | USD | |
59 | 7EPL1209 | BUY | 200 | APOL | 1/13/2009 | 1/16/2009 | 83.42 | -16684 | -2 | 0 | 0 | 0 | 0 | 0 | -16686 | USD | |
60 | 7EPL1209 | BUY | 2150 | APOL | 1/13/2009 | 1/16/2009 | 83.19 | -178858.5 | -21.58 | 0 | 0 | 0 | 0 | 0 | -178880.08 | USD | |
61 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 16670 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16667.91 | USD | |
62 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 16670 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16667.91 | USD | |
63 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 16670 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16667.91 | USD | |
64 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 16670 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16667.91 | USD | |
65 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 16670 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16667.91 | USD | |
66 | 7EPL1209 | SHORT SELL | -200 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 16670 | -1.99 | 0 | 0 | 0 | -0.1 | 0 | 16667.91 | USD | |
67 | 7EPL1209 | SHORT SELL | -196 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 16336.6 | -1.95 | 0 | 0 | 0 | -0.1 | 0 | 16334.55 | USD | |
68 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
69 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -1.26 | 0 | 0 | 0 | -0.06 | 0 | 8333.68 | USD | |
70 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
71 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
72 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
73 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
74 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
75 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
76 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
77 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
78 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
79 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 8335 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8333.95 | USD | |
80 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.36 | 8336 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8334.95 | USD | |
81 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.36 | 8336 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8334.95 | USD | |
82 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.37 | 8337 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8335.95 | USD | |
83 | 7EPL1209 | SHORT SELL | -100 | APOL | 1/15/2009 | 1/21/2009 | 83.38 | 8338 | -0.99 | 0 | 0 | 0 | -0.06 | 0 | 8336.95 | USD | |
84 | 7EPL1209 | SHORT SELL | -1 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 83.35 | 0 | 0 | 0 | 0 | -0.02 | 0 | 83.33 | USD | |
85 | 7EPL1209 | SHORT SELL | -1 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 83.35 | 0 | 0 | 0 | 0 | -0.02 | 0 | 83.33 | USD | |
86 | 7EPL1209 | SHORT SELL | -1 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 83.35 | 0 | 0 | 0 | 0 | -0.02 | 0 | 83.33 | USD | |
87 | 7EPL1209 | SHORT SELL | -1 | APOL | 1/15/2009 | 1/21/2009 | 83.35 | 83.35 | 0 | 0 | 0 | 0 | -0.02 | 0 | 83.33 | USD | |
88 | 7EPL1209 | BUY | 2 | APOL | 1/15/2009 | 1/21/2009 | 84.09 | -168.18 | -0.01 | 0 | 0 | 0 | 0 | 0 | -168.19 | USD | |
89 | 7EPL1209 | BUY | 2 | APOL | 1/15/2009 | 1/21/2009 | 84.09 | -168.18 | -0.01 | 0 | 0 | 0 | 0 | 0 | -168.19 | USD | |
90 | 7EPL1209 | BUY | 32 | APOL | 1/15/2009 | 1/21/2009 | 83.79 | -2681.28 | -0.32 | 0 | 0 | 0 | 0 | 0 | -2681.6 | USD | |
91 | 7EPL1209 | BUY | 68 | APOL | 1/15/2009 | 1/21/2009 | 83.81 | -5699.08 | -0.68 | 0 | 0 | 0 | 0 | 0 | -5699.76 | USD | |
92 | 7EPL1209 | BUY | 100 | APOL | 1/15/2009 | 1/21/2009 | 83.79 | -8379 | -1 | 0 | 0 | 0 | 0 | 0 | -8380 | USD | |
93 | 7EPL1209 | BUY | 100 | APOL | 1/15/2009 | 1/21/2009 | 83.81 | -8381 | -1 | 0 | 0 | 0 | 0 | 0 | -8382 | USD | |
94 | 7EPL1209 | BUY | 100 | APOL | 1/15/2009 | 1/21/2009 | 83.81 | -8381 | -1 | 0 | 0 | 0 | 0 | 0 | -8382 | USD | |
95 | 7EPL1209 | BUY | 100 | APOL | 1/15/2009 | 1/21/2009 | 83.81 | -8381 | -1 | 0 | 0 | 0 | 0 | 0 | -8382 | USD | |
96 | 7EPL1209 | BUY | 100 | APOL | 1/15/2009 | 1/21/2009 | 83.81 | -8381 | -1 | 0 | 0 | 0 | 0 | 0 | -8382 | USD | |
97 | 7EPL1209 | BUY | 100 | APOL | 1/15/2009 | 1/21/2009 | 84.12 | -8412 | -1.01 | 0 | 0 | 0 | 0 | 0 | -8413.01 | USD | |
98 | 7EPL1209 | BUY | 198 | APOL | 1/15/2009 | 1/21/2009 | 84.09 | -16649.82 | -2 | 0 | 0 | 0 | 0 | 0 | -16651.82 | USD | |
99 | 7EPL1209 | BUY | 200 | APOL | 1/15/2009 | 1/21/2009 | 83.81 | -16762 | -2 | 0 | 0 | 0 | 0 | 0 | -16764 | USD | |
100 | 7EPL1209 | BUY | 200 | APOL | 1/15/2009 | 1/21/2009 | 83.81 | -16762 | -2 | 0 | 0 | 0 | 0 | 0 | -16764 | USD |