| A | B | C | D | E | F | G | H | I | J | K | L | M | N | O | P | Q | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1 | Account Number | Activity Type | Quantity | Symbol/Description | Trade Date | Settle Date/ValueDate | Settle CCY Price | Settle CCY Principal/Gross Notional Value | Settle CCY Clr, Comm, Brokerage Fees | Settle CCY ID Charges | Settle CCY Interest | Settle CCY Fees | Settle CCY Regulatory Fees | Settle CCY Rebates | Settle CCY Net Amount/Net Notional Value | Settle CCY Code | |
2 | 7EPL1209 | SELL | -2000 | AIG | 9/16/2008 | 9/19/2008 | 4.2 | 8400 | -20 | 0 | 0 | 0 | -0.05 | 0 | 8379.95 | USD | |
3 | 7EPL1209 | BUY | 2000 | AIG | 9/16/2008 | 9/19/2008 | 4.045 | -8090 | -20 | 0 | 0 | 0 | 0 | 0 | -8110 | USD | |
4 | 7EPL1209 | SELL | -1000 | AIG | 9/17/2008 | 9/22/2008 | 2.414 | 2414 | -10 | 0 | 0 | 0 | -0.01 | 0 | 2403.99 | USD | |
5 | 7EPL1209 | BUY | 1000 | AIG | 9/17/2008 | 9/22/2008 | 2.56 | -2560 | -10 | 0 | 0 | 0 | 0 | 0 | -2570 | USD | |
6 | 7EPL1209 | P&L | 0 | AIG | 12/31/2008 | 12/31/2008 | 0 | -103.94 | 0 | 0 | 0 | 0 | 0 | 0 | -103.94 | USD | |
7 | 7EPL1209 | SHORT SELL | -2000 | AMSC | 9/30/2008 | 10/3/2008 | 22.9 | 45800 | -20 | 0 | 0 | 0 | -0.26 | 0 | 45779.74 | USD | |
8 | 7EPL1209 | COVER BUY | 2000 | AMSC | 9/30/2008 | 10/3/2008 | 22.76 | -45520 | -20 | 0 | 0 | 0 | 0 | 0 | -45540 | USD | |
9 | 7EPL1209 | P&L | 0 | AMSC | 12/31/2008 | 12/31/2008 | 0 | -239.74 | 0 | 0 | 0 | 0 | 0 | 0 | -239.74 | USD | |
10 | 7EPL1209 | SHORT SELL | -700 | APWR | 10/13/2008 | 10/16/2008 | 6.6471429 | 4653 | -7 | 0 | 0 | 0 | -0.03 | 0 | 4645.97 | USD | |
11 | 7EPL1209 | COVER BUY | 700 | APWR | 10/13/2008 | 10/16/2008 | 6.28 | -4396 | -7 | 0 | 0 | 0 | 0 | 0 | -4403 | USD | |
12 | 7EPL1209 | SHORT SELL | -5000 | APWR | 10/14/2008 | 10/17/2008 | 6.943538 | 34717.69 | -50 | 0 | 0 | 0 | -0.19 | 0 | 34667.5 | USD | |
13 | 7EPL1209 | COVER BUY | 5000 | APWR | 10/14/2008 | 10/17/2008 | 6.5976 | -32988 | -50 | 0 | 0 | 0 | 0 | 0 | -33038 | USD | |
14 | 7EPL1209 | P&L | 0 | APWR | 12/31/2008 | 12/31/2008 | 0 | -1872.47 | 0 | 0 | 0 | 0 | 0 | 0 | -1872.47 | USD | |
15 | 7EPL1209 | SHORT SELL | -800 | BRCO | 9/30/2008 | 10/3/2008 | 4.45 | 3560 | -8 | 0 | 0 | 0 | -0.02 | 0 | 3551.98 | USD | |
16 | 7EPL1209 | COVER BUY | 400 | BRCO | 10/2/2008 | 10/7/2008 | 4.3 | -1720 | -4 | 0 | 0 | 0 | 0 | 0 | -1724 | USD | |
17 | 7EPL1209 | COVER BUY | 400 | BRCO | 10/6/2008 | 10/9/2008 | 4.55 | -1820 | -4 | 0 | 0 | 0 | 0 | 0 | -1824 | USD | |
18 | 7EPL1209 | P&L | 0 | BRCO | 12/31/2008 | 12/31/2008 | 0 | -3.98 | 0 | 0 | 0 | 0 | 0 | 0 | -3.98 | USD | |
19 | 7EPL1209 | SHORT SELL | -1 | BRKA | 11/7/2008 | 11/13/2008 | 113300 | 113300 | -0.01 | 0 | 0 | 0 | -0.63 | 0 | 113299.36 | USD | |
20 | 7EPL1209 | COVER BUY | 1 | BRKA | 11/11/2008 | 11/14/2008 | 106500 | -106500 | -0.01 | 0 | 0 | 0 | 0 | 0 | -106500.01 | USD | |
21 | 7EPL1209 | P&L | 0 | BRKA | 12/31/2008 | 12/31/2008 | 0 | -6799.35 | 0 | 0 | 0 | 0 | 0 | 0 | -6799.35 | USD | |
22 | 7EPL1209 | BUY | 30 | BRKB | 11/7/2008 | 11/13/2008 | 3687 | -110610 | -9 | 0 | 0 | 0 | 0 | 0 | -110619 | USD | |
23 | 7EPL1209 | SELL | -30 | BRKB | 11/11/2008 | 11/14/2008 | 3493.503 | 104805.09 | -9 | 0 | 0 | 0 | -0.59 | 0 | 104795.5 | USD | |
24 | 7EPL1209 | P&L | 0 | BRKB | 12/31/2008 | 12/31/2008 | 0 | 5823.5 | 0 | 0 | 0 | 0 | 0 | 0 | 5823.5 | USD | |
25 | 7EPL1209 | SELL | -2000 | CEG | 9/16/2008 | 9/19/2008 | 26.7165 | 53433 | -20 | 0 | 0 | 0 | -0.3 | 0 | 53412.7 | USD | |
26 | 7EPL1209 | BUY | 2000 | CEG | 9/16/2008 | 9/19/2008 | 26.0275 | -52055 | -20 | 0 | 0 | 0 | 0 | 0 | -52075 | USD | |
27 | 7EPL1209 | SELL | -5200 | CEG | 9/17/2008 | 9/22/2008 | 27.2558173 | 141730.25 | -52 | 0 | 0 | 0 | -0.79 | 0 | 141677.46 | USD | |
28 | 7EPL1209 | SHORT SELL | -2000 | CEG | 9/17/2008 | 9/22/2008 | 20.613 | 41226 | -20 | 0 | 0 | 0 | -0.23 | 0 | 41205.77 | USD | |
29 | 7EPL1209 | COVER BUY | 2000 | CEG | 9/17/2008 | 9/22/2008 | 20.744125 | -41488.25 | -20 | 0 | 0 | 0 | 0 | 0 | -41508.25 | USD | |
30 | 7EPL1209 | BUY | 5200 | CEG | 9/17/2008 | 9/22/2008 | 27.1884846 | -141380.12 | -52 | 0 | 0 | 0 | 0 | 0 | -141432.12 | USD | |
31 | 7EPL1209 | P&L | 0 | CEG | 12/31/2008 | 12/31/2008 | 0 | -1280.56 | 0 | 0 | 0 | 0 | 0 | 0 | -1280.56 | USD | |
32 | 7EPL1209 | SELL | -5159 | COINW | 9/12/2008 | 9/17/2008 | 3.1740802 | 16375.08 | -51.59 | 0 | 0 | 0 | -0.09 | 0 | 16323.4 | USD | |
33 | 7EPL1209 | BUY | 11159 | COINW | 9/12/2008 | 9/17/2008 | 3.11 | -34704.49 | -111.59 | 0 | 0 | 0 | 0 | 0 | -34816.08 | USD | |
34 | 7EPL1209 | SELL | -3000 | COINW | 9/15/2008 | 9/18/2008 | 2.4 | 7200 | -30 | 0 | 0 | 0 | -0.04 | 0 | 7169.96 | USD | |
35 | 7EPL1209 | SELL | -3000 | COINW | 9/16/2008 | 9/19/2008 | 2.3 | 6900 | -30 | 0 | 0 | 0 | -0.04 | 0 | 6869.96 | USD | |
36 | 7EPL1209 | P&L | 0 | COINW | 12/31/2008 | 12/31/2008 | 0 | 4452.76 | 0 | 0 | 0 | 0 | 0 | 0 | 4452.76 | USD | |
37 | 7EPL1209 | SHORT SELL | -4450 | CPY | 12/10/2008 | 12/15/2008 | 4 | 17800 | -44.5 | 0 | 0 | 0 | -0.1 | 0 | 17755.4 | USD | |
38 | 7EPL1209 | COVER BUY | 4450 | CPY | 12/10/2008 | 12/15/2008 | 3.8604494 | -17179 | -44.5 | 0 | 0 | 0 | 0 | 0 | -17223.5 | USD | |
39 | 7EPL1209 | SHORT SELL | -2200 | CPY | 12/11/2008 | 12/16/2008 | 5.1227273 | 11270 | -22 | 0 | 0 | 0 | -0.06 | 0 | 11247.94 | USD | |
40 | 7EPL1209 | COVER BUY | 2200 | CPY | 12/11/2008 | 12/16/2008 | 4.9827273 | -10962 | -22 | 0 | 0 | 0 | 0 | 0 | -10984 | USD | |
41 | 7EPL1209 | SHORT SELL | -2932 | CPY | 12/15/2008 | 12/18/2008 | 3.5867838 | 10516.45 | -29.32 | 0 | 0 | 0 | -0.06 | 0 | 10487.07 | USD | |
42 | 7EPL1209 | COVER BUY | 2232 | CPY | 12/15/2008 | 12/18/2008 | 3.482052 | -7771.94 | -22.32 | 0 | 0 | 0 | 0 | 0 | -7794.26 | USD | |
43 | 7EPL1209 | COVER BUY | 700 | CPY | 12/16/2008 | 12/19/2008 | 4.48 | -3136 | -7 | 0 | 0 | 0 | 0 | 0 | -3143 | USD | |
44 | 7EPL1209 | SHORT SELL | -2000 | CPY | 12/22/2008 | 12/26/2008 | 3.07 | 6140 | -20 | 0 | 0 | 0 | -0.03 | 0 | 6119.97 | USD | |
45 | 7EPL1209 | COVER BUY | 2000 | CPY | 12/22/2008 | 12/26/2008 | 3.04 | -6080 | -20 | 0 | 0 | 0 | 0 | 0 | -6100 | USD | |
46 | 7EPL1209 | SHORT SELL | -700 | CPY | 12/26/2008 | 12/31/2008 | 3.55 | 2485 | -7 | 0 | 0 | 0 | -0.06 | 0 | 2477.94 | USD | |
47 | 7EPL1209 | SHORT SELL | -500 | CPY | 12/26/2008 | 12/31/2008 | 3.56 | 1780 | -5 | 0 | 0 | 0 | -0.04 | 0 | 1774.96 | USD | |
48 | 7EPL1209 | SHORT SELL | -500 | CPY | 12/26/2008 | 12/31/2008 | 3.57 | 1785 | -5 | 0 | 0 | 0 | -0.04 | 0 | 1779.96 | USD | |
49 | 7EPL1209 | SHORT SELL | -300 | CPY | 12/26/2008 | 12/31/2008 | 3.55 | 1065 | -3 | 0 | 0 | 0 | -0.03 | 0 | 1061.97 | USD | |
50 | 7EPL1209 | SHORT SELL | -300 | CPY | 12/26/2008 | 12/31/2008 | 3.55 | 1065 | -3 | 0 | 0 | 0 | -0.03 | 0 | 1061.97 | USD | |
51 | 7EPL1209 | SHORT SELL | -300 | CPY | 12/26/2008 | 12/31/2008 | 3.55 | 1065 | -3 | 0 | 0 | 0 | -0.03 | 0 | 1061.97 | USD | |
52 | 7EPL1209 | SHORT SELL | -200 | CPY | 12/26/2008 | 12/31/2008 | 3.55 | 710 | -2 | 0 | 0 | 0 | -0.02 | 0 | 707.98 | USD | |
53 | 7EPL1209 | SHORT SELL | -100 | CPY | 12/26/2008 | 12/31/2008 | 3.55 | 355 | -1 | 0 | 0 | 0 | -0.02 | 0 | 353.98 | USD | |
54 | 7EPL1209 | SHORT SELL | -100 | CPY | 12/26/2008 | 12/31/2008 | 3.55 | 355 | -1 | 0 | 0 | 0 | -0.02 | 0 | 353.98 | USD | |
55 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.28 | -328 | -1 | 0 | 0 | 0 | 0 | 0 | -329 | USD | |
56 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.28 | -328 | -1 | 0 | 0 | 0 | 0 | 0 | -329 | USD | |
57 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.28 | -328 | -1 | 0 | 0 | 0 | 0 | 0 | -329 | USD | |
58 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.36 | -336 | -1 | 0 | 0 | 0 | 0 | 0 | -337 | USD | |
59 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.36 | -336 | -1 | 0 | 0 | 0 | 0 | 0 | -337 | USD | |
60 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.36 | -336 | -1 | 0 | 0 | 0 | 0 | 0 | -337 | USD | |
61 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.36 | -336 | -1 | 0 | 0 | 0 | 0 | 0 | -337 | USD | |
62 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.39 | -339 | -1 | 0 | 0 | 0 | 0 | 0 | -340 | USD | |
63 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.39 | -339 | -1 | 0 | 0 | 0 | 0 | 0 | -340 | USD | |
64 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.39 | -339 | -1 | 0 | 0 | 0 | 0 | 0 | -340 | USD | |
65 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.4 | -340 | -1 | 0 | 0 | 0 | 0 | 0 | -341 | USD | |
66 | 7EPL1209 | BUY | 100 | CPY | 12/29/2008 | 1/2/2009 | 3.4 | -340 | -1 | 0 | 0 | 0 | 0 | 0 | -341 | USD | |
67 | 7EPL1209 | BUY | 200 | CPY | 12/29/2008 | 1/2/2009 | 3.27 | -654 | -2 | 0 | 0 | 0 | 0 | 0 | -656 | USD | |
68 | 7EPL1209 | BUY | 200 | CPY | 12/29/2008 | 1/2/2009 | 3.36 | -672 | -2 | 0 | 0 | 0 | 0 | 0 | -674 | USD | |
69 | 7EPL1209 | BUY | 300 | CPY | 12/29/2008 | 1/2/2009 | 3.36 | -1008 | -3 | 0 | 0 | 0 | 0 | 0 | -1011 | USD | |
70 | 7EPL1209 | BUY | 300 | CPY | 12/29/2008 | 1/2/2009 | 3.36 | -1008 | -3 | 0 | 0 | 0 | 0 | 0 | -1011 | USD | |
71 | 7EPL1209 | BUY | 400 | CPY | 12/29/2008 | 1/2/2009 | 3.36 | -1344 | -4 | 0 | 0 | 0 | 0 | 0 | -1348 | USD | |
72 | 7EPL1209 | BUY | 400 | CPY | 12/29/2008 | 1/2/2009 | 3.36 | -1344 | -4 | 0 | 0 | 0 | 0 | 0 | -1348 | USD | |
73 | 7EPL1209 | P&L | 0 | CPY | 12/31/2008 | 12/31/2008 | 0 | -915.33 | 0 | 0 | 0 | 0 | 0 | 0 | -915.33 | USD | |
74 | 7EPL1209 | SELL | -500 | DDR | 10/23/2008 | 10/28/2008 | 4.17 | 2085 | -5 | 0 | 0 | 0 | -0.01 | 0 | 2079.99 | USD | |
75 | 7EPL1209 | BUY | 500 | DDR | 10/23/2008 | 10/28/2008 | 4.46 | -2230 | -5 | 0 | 0 | 0 | 0 | 0 | -2235 | USD | |
76 | 7EPL1209 | P&L | 0 | DDR | 12/31/2008 | 12/31/2008 | 0 | 155.01 | 0 | 0 | 0 | 0 | 0 | 0 | 155.01 | USD | |
77 | 7EPL1209 | SELL | -1000 | DSL | 9/19/2008 | 9/24/2008 | 3.4 | 3400 | -10 | 0 | 0 | 0 | -0.02 | 0 | 3389.98 | USD | |
78 | 7EPL1209 | BUY | 1000 | DSL | 9/19/2008 | 9/24/2008 | 3.95 | -3950 | -10 | 0 | 0 | 0 | 0 | 0 | -3960 | USD | |
79 | 7EPL1209 | P&L | 0 | DWNFQ | 12/31/2008 | 12/31/2008 | 0 | 570.02 | 0 | 0 | 0 | 0 | 0 | 0 | 570.02 | USD | |
80 | 7EPL1209 | SELL | -1000 | EMKR | 9/9/2008 | 9/12/2008 | 5.86 | 5860 | -10 | 0 | 0 | 0 | -0.03 | 0 | 5849.97 | USD | |
81 | 7EPL1209 | BUY | 1000 | EMKR | 9/9/2008 | 9/12/2008 | 5.8 | -5800 | -10 | 0 | 0 | 0 | 0 | 0 | -5810 | USD | |
82 | 7EPL1209 | P&L | 0 | EMKR | 12/31/2008 | 12/31/2008 | 0 | -39.97 | 0 | 0 | 0 | 0 | 0 | 0 | -39.97 | USD | |
83 | 7EPL1209 | SHORT SELL | -4500 | EVC | 10/29/2008 | 11/3/2008 | 2.3084444 | 10388 | -45 | 0 | 0 | 0 | -0.06 | 0 | 10342.94 | USD | |
84 | 7EPL1209 | COVER BUY | 4500 | EVC | 10/29/2008 | 11/3/2008 | 2.3077778 | -10385 | -45 | 0 | 0 | 0 | 0 | 0 | -10430 | USD | |
85 | 7EPL1209 | P&L | 0 | EVC | 12/31/2008 | 12/31/2008 | 0 | 87.06 | 0 | 0 | 0 | 0 | 0 | 0 | 87.06 | USD | |
86 | 7EPL1209 | SHORT SELL | -2000 | GGP | 12/9/2008 | 12/12/2008 | 1.6 | 3200 | -20 | 0 | 0 | 0 | -0.02 | 0 | 3179.98 | USD | |
87 | 7EPL1209 | BUY | 2000 | GGP | 12/11/2008 | 12/16/2008 | 1.45 | -2900 | -20 | 0 | 0 | 0 | 0 | 0 | -2920 | USD | |
88 | 7EPL1209 | SELL | -2000 | GGP | 12/15/2008 | 12/18/2008 | 1.55 | 3100 | -20 | 0 | 0 | 0 | -0.02 | 0 | 3079.98 | USD | |
89 | 7EPL1209 | COVER BUY | 2000 | GGP | 12/16/2008 | 12/19/2008 | 1.84 | -3680 | -20 | 0 | 0 | 0 | 0 | 0 | -3700 | USD | |
90 | 7EPL1209 | P&L | 0 | GGP | 12/31/2008 | 12/31/2008 | 0 | 360.04 | 0 | 0 | 0 | 0 | 0 | 0 | 360.04 | USD | |
91 | 7EPL1209 | SHORT SELL | -13300 | HSWI | 9/19/2008 | 9/24/2008 | 3.0084451 | 40012.32 | -133 | 0 | 0 | 0 | -0.22 | 0 | 39879.1 | USD | |
92 | 7EPL1209 | COVER BUY | 8200 | HSWI | 9/19/2008 | 9/24/2008 | 2.9303049 | -24028.5 | -82 | 0 | 0 | 0 | 0 | 0 | -24110.5 | USD | |
93 | 7EPL1209 | COVER BUY | 5100 | HSWI | 9/22/2008 | 9/25/2008 | 2.8798039 | -14687 | -51 | 0 | 0 | 0 | 0 | 0 | -14738 | USD | |
94 | 7EPL1209 | P&L | 0 | HSWI | 12/31/2008 | 12/31/2008 | 0 | -1030.6 | 0 | 0 | 0 | 0 | 0 | 0 | -1030.6 | USD | |
95 | 7EPL1209 | SHORT SELL | -1000 | NCT | 9/19/2008 | 9/24/2008 | 6.71 | 6710 | -10 | 0 | 0 | 0 | -0.04 | 0 | 6699.96 | USD | |
96 | 7EPL1209 | COVER BUY | 1000 | NCT | 9/19/2008 | 9/24/2008 | 6.32 | -6320 | -10 | 0 | 0 | 0 | 0 | 0 | -6330 | USD | |
97 | 7EPL1209 | P&L | 0 | NCT | 12/31/2008 | 12/31/2008 | 0 | -369.96 | 0 | 0 | 0 | 0 | 0 | 0 | -369.96 | USD | |
98 | 7EPL1209 | SELL | -100 | QQQQ | 9/4/2008 | 9/9/2008 | 43.67 | 4367 | -1 | 0 | 0 | 0 | -0.02 | 0 | 4365.98 | USD | |
99 | 7EPL1209 | BUY | 100 | QQQQ | 9/4/2008 | 9/9/2008 | 43.68 | -4368 | -1 | 0 | 0 | 0 | 0 | 0 | -4369 | USD | |
100 | 7EPL1209 | P&L | 0 | QQQQ | 12/31/2008 | 12/31/2008 | 0 | 3.02 | 0 | 0 | 0 | 0 | 0 | 0 | 3.02 | USD |