1 of 14

Building Regulations and Control in Construction

Dr Adewale Abimbola, FHEA, GMICE.

2 of 14

Aim & Objectives

  • Explain the two main types of Building Regulations application.
  • Describe the process of making an application for a building notice using a simple narrative or a flow chart.

At the end of the lesson, the students should be able to:�

2

Building Regulations Applications

3 of 14

Building Regulations Applications

Introduction

  • Building Regulations approval is separate from planning permission and is required for most building work, including many extensions and alterations (Planning Portal Wales, 2024).
  • Under the Building Act 1984 and the Building Regulations 2010, applicants normally either give a building notice or deposit full plans to the local authority or an approved inspector (Building Act 1984, 1984; Building Regulations 2010, 2010)

3

  • Building Control:�Enforces Building Regulations, ensuring buildings are structurally safe, accessible, energy efficient, and healthy for occupants and the public.
  • Planning Permission:�Approves the location, appearance, and use of land/buildings to ensure developments fit local policy, neighbour impact, environment, and heritage.

4 of 14

Building Regulations Applications

Building Notice – key features

  • A Building Notice is a simpler route, mainly for certain domestic projects, where detailed plans are not checked and formally approved in advance (Welsh Government, 2021).​
  • The person carrying out the work gives written notice to the local authority, usually at least 48 hours before starting on site, using a standard building notice form (Building Regulations 2010, 2010, regs.12–13).​
  • The local authority relies more heavily on site inspections during construction to check compliance, which can give less upfront certainty but may be quicker for straightforward work (Welsh Government, 2021).​
  • Building Notices cannot be used in some cases, for example for certain workplace buildings or where complex fire safety provisions apply (Building Regulations 2010, 2010, reg.12(3)).

4

5 of 14

Building Regulations Applications

Full Plans application – key features

  • A Full Plans application involves submitting detailed drawings, specifications and supporting information so the local authority can check compliance with the Building Regulations before work starts (Welsh Government, 2021).​
  • The local authority examines the plans and either approves them (sometimes with conditions) or rejects them, providing written reasons (Building Act 1984, 1984, s.16).​
  • An approval notice gives greater certainty that, if the work is built in line with the approved plans, it should comply with the Building Regulations (Welsh Government, 2021).​
  • Full Plans are commonly used for larger or more complex projects, and where the building is, or will become, a workplace with more stringent fire safety requirements (Building Regulations 2010, 2010, regs.12–14; Welsh Government, 2021).

5

6 of 14

Building Regulations Applications

Choosing between Full Plans and Building Notice

  • Clients and designers tend to use Full Plans where they want formal written approval, face complex design or structural issues, or need clear evidence of compliance for lenders, insurers or future purchasers (Welsh Government, 2021).
  • A Building Notice may suit simpler domestic projects where builder and local authority can resolve details on site and speed of approval is important (Welsh Government, 2021).
  • Regardless of the application route, the person carrying out the work remains legally responsible for ensuring that the work complies with the Building Regulations (Planning Portal Wales, 2024).

6

7 of 14

Group-assessment Task

7

No.

Scenario

Full Plans or Building Notice

1

A small‑scale and domestic work (e.g. simple house extension/alterations).

2

A structurally complex project (e.g. multi‑storey, major structural change).

3

The client/funders/insurers require formal written plan approval before work.

4

Starting work quickly is more important than waiting for plans to be approved.

5

Most design details can reasonably be agreed on site with building control.

6

On‑site design problems will cause serious delay or extra cost.

7

Detailed coordination between several designers is needed before construction.

8

The building is not a workplace and fire safety issues are relatively simple.

9

There will be a material change of use with major regulatory implications.

10

The building will be a workplace.

11

The design is straightforward, using standard details with a competent builder.

8 of 14

Preparing a Building Notice application

  • A Building Notice is a formal written statement to the local authority that building work is going to be carried out, instead of submitting detailed full plans (Building Regulations 2010, reg.12; Planning Portal Wales, 2004).
  • The notice and the appropriate fee must be submitted before work starts, and work can usually begin 48 hours after a valid notice has been given (Planning Portal Wales, 2004; Newspace Architecture, 2024).

8

Introduction

9 of 14

Preparing a Building Notice application

  • The notice must state the name and address of the person or contractor intending to carry out the work and be signed by or on behalf of that person (Building Regulations 2010, reg.13(1)).​
  • It must include a clear description of the proposed building work (or thermal renovation, change of energy status, or material change of use) and the location and intended use of the building (Building Regulations 2010, reg.13(1)(b)–(c)).​
  • Local authorities may also ask for any further information needed to check compliance, such as structural details or calculations, and the applicant must supply these if requested (Planning Portal Wales, 2004).�

9

Core information required on the Building Notice

10 of 14

Preparing a Building Notice application

  • Where the work is the erection or extension of a building, the Building Notice must be accompanied by a block plan at a scale not less than 1:1250 showing (Building Regulations 2010, reg.13(2); Swansea Council, 2021):​
    • the size and position of the building or extension and its relationship to adjoining boundaries
    • the boundaries of the curtilage and the size, use and position of any other buildings within that curtilage
    • the width and position of any streets adjoining or within the site
    • the proposed drainage arrangements for the building or extension
  • Where relevant, details of any specific local requirements or enactments (for example, building over public sewers) may also need to be included (Swansea Council, 2021).��

10

Additional plans for new buildings or extensions

11 of 14

Preparing a Building Notice application

  • The notice must include a statement that it is given for the purpose of regulation 12(2)(a) of the Building Regulations; many local authority forms provide standard wording for this declaration (Building Regulations 2010, reg.13(1)(a)).​
  • If the work involves renovating or replacing a thermal element, changing the building’s energy status, or making a material change of use, the local authority may request additional plans and details within a specified time to demonstrate compliance with energy efficiency and other requirements (Building Regulations 2010, reg.13(1)(b)).���

11

Required statement and further plans

12 of 14

Preparing a Building Notice application

  • A Building Notice is normally valid for three years from the date it is given to the local authority (Building Regulations 2010, reg.13(5); Planning Portal, 2024).​
  • If the building work has not started within that three‑year period, the notice lapses and a new Building Notice application will be required (Planning Portal, 2024; Newspace Architecture, 2024).​
  • Once work has commenced within the three‑year period, the notice remains effective for the duration of the project, subject to compliance with inspection and completion procedures (Planning Portal Wales, 2004).���

12

Validity period of a Building Notice

13 of 14

Self-assessment Task

Produce simple narrative or flow charts describing the process of making an application for building notices.

Hint: You may use Canva or SmartArt in Microsoft application suites, such as MS Word or MS PowerPoint.

Briefly include, what the application is, how you make the applications, when to make the applications, what to include in the application.

Additional resources: this lesson material, https://www.youtube.com/watch?v=hRt98ZJC9JQ&feature=emb_logo

13

Content

What is building notices application?

How is the application made?

When to make the application?

What to include in the application?

14 of 14

References/Bibliography

14

  • Building Act 1984 (1984) c.55. London: The Stationery Office.​
  • Building Regulations 2010 (2010) SI 2010/2214 (as amended). London: The Stationery Office.​
  • Newspace Architecture (2024) A guide to Building Regulations. Available at: https://newspacearchitecture.com (Accessed: 2 January 2026)
  • Planning Portal Wales (2024) Applications – planning and building control in Wales. Available at: https://www.planningportal.co.uk (Accessed: 2 January 2026).​
  • Planning Portal (2024) Building notice – pre‑site approval. Available at: https://www.planningportal.co.uk (Accessed: 2 January 2026).
  • Swansea Council (2021) Building notice application guidance notes. Swansea: City and County of Swansea.
  • Topliss, S. Hurst, M., Cummings, S. and Donyavi, S. (2017) Pearson BTEC national construction student book
  • Tunbridge Wells Borough Council (2024) Building regulations application. Available at: https://tunbridgewells.gov.uk/planning/building-control/applications (Accessed: 03 September 2025)
  • Welsh Government (2021) Quick guide to the Building Regulations. Cardiff: Welsh Government.