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Want more background on SAM?

Please visit �the SAM Sundog �page for more information

Sundog Home ➝ �Our OrgINITIATIVES Scientific Appointment Modernization (SAM)

sam_questions@ucar.edu

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Design Phase Update

Scientific Appointments Modernization (SAM)

September 2022

Design Phase Updates

This material is based upon work supported by the National Center for Atmospheric Research, which is a major facility sponsored by the National Science Foundation under Cooperative Agreement No. 1852977.

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Join at slido.com�#171303

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What are we doing today?

Presenting findings and a set of high-level recommendations for modernizing the scientific appointment system

Answering your questions and soliciting your feedback through an online survey

Leadership has not decided how to respond to these recommendations

Your feedback will be considered by leadership when evaluating these recommendations

Feasibility study will be needed

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What happens next?

We will be presenting a set of high-level recommendations for modernizing the scientific appointment system

An implementation team will develop formal policies once leadership decides how to move forward

Briefings with leadership

Incorporate feedback from staff and leadership into final recommendations

Undertake feasibility study of final recommendations and develop and implementation plan with subject matter experts

There will be continuing opportunities for staff and stakeholder engagement and feedback

Implementation planning for any recommendations that leadership moves forward with would include proposed policies and procedures and a fiscal plan

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Presentation overview

Project objectives: The committee’s charge

Why SAM?

The current landscape

Findings and recommendations

Q&A and survey

Where we are in the SAM process

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SAM objectives: The committee’s charge

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Provide clear definitions and expectations for scientific categories/positions within a structure that is adaptable and extensible to the varying and evolving priorities of scientists and the organization.

Provide equitable, consistent, and clearly defined performance and advancement evaluation criteria for all scientific staff that acknowledge and reward a wide array of contributions to individual, team, and mission-driven objectives.

Develop an appointment system that provides all scientific staff opportunities for growth, mobility, and leadership across all career stages.

Develop a system that fosters and supports diversity, equity, and inclusivity in the scientific workforce.

Develop an agile system that enables organizational responsiveness to internal and external opportunities that support NCAR and UCP strategic priorities via policies, processes, and resource allocation.

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Data-informed, staff-led process

Where we are in the process

Staff Engagement

  • 4 town halls
  • 2 listening sessions

Staff Surveys

  • Job duties

Upcoming Recommendation

External Data

  • Survey of Institutions
  • Future Workforce studies
  • 7 External Advisory Committee meetings

Internal Data

  • HR Demographics
  • Hiring Trends
  • Funding profiles

Co-Design �Team

Leadership

  • Bi-weekly NCAR/UCP Execs meetings
  • 4 NCAR ADs meetings
  • 4 UCP Directors meetings
  • Ideation

(AS, PS, LT scientists & Admins)

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Where we are in the process

Project schedule overview

We are here!

After more than a year of work and staff engagement, we are presenting draft recommendations.

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Where we are in the process

Project schedule overview

We are here!

After more than a year of work and staff engagement, we are presenting draft recommendations.

Next step:

A feasibility study with subject matter expertise on the team

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Why SAM?

The workforce of the future

SAM is part of an effort to prepare for and build the future scientific workforce that will drive the cutting edge, community-focused science necessary to advance our fields.

Act now

No regrets and bets

Make a bigger leap

Own the automation debate

People not jobs

Build a clear narrative

Key messages for leaders:

PWC Workforce of the Future (2017)

Collaboration, team-oriented, interdisciplinary

Each team member may play a variety of roles and have a variety of skills in order to work effectively on multiple teams

Less silos, more partnerships

Tomorrow’s workforce:

NASA Future of work (2018)

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The current landscape

We currently have multiple scientific job categories

Position Type

Minimum qualifications

Funding Requirements

Promotion process

Ladder Track (LT) Scientist & Research Engineers

requires PhD

at least 25% base funding required for a new hire

ARG* (tenure-like process) for II-III and III-IV, up or out timeline for I-II, II-III

Project Scientist (PS)

requires PhD

no requirements on funding source, typically soft-funded

No set timeline, committee review for II-III or III-IV

Associate Scientist (AS)

BS or higher degree

no requirements on funding source

No set process or timeline

Emerging discipline positions (EDP)

e.g., Machine Learning Scientist

Depends on position

Depends on position

Depends on position

*ARG = Appointments Review Group

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The current landscape

Position trends

NCAR has moved from LT dominated to PS dominated with a overall decrease in AS

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The current landscape

Breakdown of scientists by family and level

Ladder track

Project scientists

Associate scientists

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The current landscape

Duties by job family & career stage

While there is considerable variability in the job duties of individual scientists in each track (ladder track, project scientists, and associate scientists), there are also general similarities across tracks. *Based on staff input on SAM job duties survey

By job track

By career stage

All three categories participate in project management and scientific communication roles at similar levels

Ladder track and project scientists have very similar job duties profiles across the spectrum

Fraction of time dedicated to research declines as career stages advances

Later career stage scientists spend more time on organizational management and supervisory responsibilities

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The current landscape

Funding profile

Ladder track scientists are mainly base funding

Project scientists are mainly non-base funding

Associate scientists are mainly non-base funding

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The current landscape

Disparity in Feeling Opportunity to Succeed

Positive

Neutral

Negative

Results from the Workplace Culture Survey

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Benefits Theme ➡ Findings

  • Benefits are not equally applied across scientific tracks

  • The workforce of the future will require more team-oriented interdisciplinary approaches, requiring less silos and more partnerships to build diverse teams in order to tackle increasingly complex problems.

  • Managers expressed concerns with managing split appointments effectively

  • Managers expressed concerns with managing the financial risk in long-term support for soft-funded employees

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  • Benefits are not equally applied across scientific tracks

  • The workforce of the future will require more team-oriented interdisciplinary approaches, requiring less silos and more partnerships to build diverse teams in order to tackle increasingly complex problems.

  • Managers expressed concerns with managing split appointments effectively

  • Managers expressed concerns with managing the financial risk in long-term support for soft-funded employees

Benefits Theme ➡ Findings

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“There is no reason why employees across the organization should not have access to the same benefits”

Ideation listening session feedback

Benefits ideas were widely supported, with a focus on improving equity, retention, and morale, as well as supporting mobility between tracks and jobs.

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To promote equity and inclusion, scientific staff should have equitable access to UCAR-provided benefits, such as PTO, sabbatical leave, severance pay, and emeritus status

To provide opportunities for growth, mobility, and leadership, the organization should increase opportunities for scientific staff mobility, both internally and externally

To support more mobility and agility for staff opportunities, new ways to manage scientific staff across a variety of funding sources, projects, programs, entities, and organizations should be adopted

Overarching principle: Create new opportunities for growth and equitable benefits for scientific staff

Benefits Theme ➡ Recommendations

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  • There is strong support for broader criteria for promotion to recognize the variety of roles scientists are playing��
  • Set (required) promotion timelines do not support staff who may not want to be promoted, and may be demotivating/overly stressful ��
  • There remains a need for a rigorous review board to ensure quality of scientists and stay competitive with peer organizations
  • Staff felt promotions, especially outside of the ladder track, were inconsistent and primarily supervisor dependent�

  • The peer institutions surveyed largely do not differentiate promotion processes for “hard” vs “soft” funded scientists or for “technician/support” roles

Promotion Process Theme ➡ Findings

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To reward a wide array of contributions, promotion criteria should be modernized to recognize a broader variety of accomplishments and contributions

To promote diversity, equity, and inclusion, the promotion process should be consistently applied and based upon merits and not set by specific timelines.

To provide clear and consistent advancement criteria, a uniformly-applied �promotion readiness panel should review all scientific staff at regular intervals �to assess their readiness for promotion

To maintain scientific excellence ,a modernized promotion review board should be used to promote scientists into upper levels

Overarching principle: Ensure a consistent, merit-based promotion process for all scientists to achieve scientific excellence

Promotion Process Theme ➡ Recommendations

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  • The ability to hire LT positions is limited based upon requirements in NCAR Policy 7.1 requiring a fraction of base funds to support the position�

  • LT positions are funded with a majority of NSF base and PS and AS are majority non-base supported, but there is a lot of variability such that current funding profiles do not always clearly distinguish job tracks. �

  • Listening session data revealed soft-funded staff feel vulnerable and desire more job security�

  • Managers expressed concerns with the financial risk in long-term support for soft-funded employees

  • 30% of peer institution respondents had a bridge funding program for soft-funded scientists providing between 3-9 months of support

Funding Theme ➡ Findings

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To provide organizational agility and more hiring flexibility, the source of funding should be decoupled from requirements for specific job tracks

To provide better continuity of funds/job security for well-performing scientists, a strategy for gap funding for primarily soft-funded scientific staff should be identified

To support more mobility and agility for scientific staff opportunities, new ways to manage scientific staff across a variety of funding sources, projects, programs, entities, and organizations should be adopted

Overarching principle: Remove limiting barriers that may exist in providing career opportunities and more continuity to scientific staff.

Funding Theme ➡ Recommendations

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  • Listening session data states there is confusion about what distinguishes the scientist categories, and the job duties survey indicates LT and PS are often playing similar roles. �
  • Culture survey data quantified perceived inequities between LT and non-LT positions.��
  • Workforce of the future needs to focus on people, not jobs��
  • Peer organizations have a variety of appointment structures, from 1-, 2-, and 3-track models, as well as hybrid or branched models

Appointment Structure Theme ➡ Findings

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PROS

CONCERNS

Appointment Structure Theme ➡ Findings

Listening session survey regarding…

SINGLE TRACK �appointment idea

2-TRACK �appointment idea

PROS

CONCERNS

Help address equity issues, including salary and benefit disparities, and improve morale.

Addresses equity while accommodating ambitions and preferences and providing flexibility

Difficult to implement and could change our culture (not necessarily a bad thing). Could lower the prestige and benefits of a LT position.

AS would be excluded from reforms if only PS/LT combined, supports current culture of hierarchy between PhD and non-PhD scientists, would not correct problems of current 3-track system

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To develop a system that is adaptable and extensible and that promotes equity, a single track appointment structure should be adopted

  • Provides more possibilities for more scientific staff including equitable opportunities and benefits, uniformly-applied merit-based promotion process, decoupled funding source from track requirements

Overarching principle: The SAM objectives and recommendations indicate improvements need to be made to the appointment structure

Appointment Structure Theme ➡ Recommendations

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To develop a system that is adaptable and extensible and that promotes equity, a single track appointment structure should be adopted

  • Provides more possibilities for more scientific staff including equitable opportunities and benefits, uniformly-applied merit-based promotion process, decoupled funding source from track requirements

Overarching principle: The SAM objectives and recommendations indicate improvements need to be made to the appointment structure

How are staff mapped into a single track from the existing structure?

How many levels should be in this single track?

How would all the various roles and/or career paths a scientist may take be reflected under this single track structure?

What would the job matrix for this single track look like?

Appointment Structure Theme ➡ Recommendations

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A Single Track System is a Big Change

  • We recognize the recommendation for a single track system is a big change that will be challenging to implement

  • This is also why it would likely have the longest implementation timeline compared to the other recommendations.

  • It would accomplish the SAM objectives and recommendations in a comprehensive way

Make a Bigger Leap

“Don’t be constrained by your starting point. You might need a more radical change than just a small step away from where you are today.”

PWC Workforce of the Future 2017 report

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SAM Outcomes

The SAM objectives and recommendations will:

  • Create a system in which our scientific staff have opportunity to succeed and thrive
  • Increase staff morale, productivity, and innovation
  • Facilitate a team-oriented approach needed to tackle increasingly complex scientific problems
  • Ensure scientific excellence of our organization now and into the future

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Recommendations summary

provide equitable access to UCAR-provided benefits

increase opportunities for scientific staff mobility

adopt new ways to manage scientific staff across a variety of funding sources

modernize promotion criteria

promotion process based upon merits and not specific timelines

modern promotion review board for upper levels

decouple the funding source from requirements for specific job tracks

identify a strategy for gap funding for primarily soft-funded staff

adopt a single track appointment structure

uniformly applied promotion readiness panel

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Next steps

Survey: https://tinyurl.com/SAMRecommendationsSurvey

Your feedback

First we will collect your feedback on these recommendations via the SAM recommendations survey

Final report

Next the SAM Co-Design Team will meet again to consider your feedback and begin assembling final report

At the end of October the Co-Design Team will deliver the final report to NCAR and UCP leadership

Deliver to leadership

Feasibility + Implementation

Then work on feasibility assessment along with implementation will begin

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Thanks

Co Design Team

Core Team

Kristen Aponte

LuAnna Allapowa

Tracey Baldwin

Cam Brinkworth

Cindy Bruyere

Veronica Burris

Chelsea Castellano

Tom Cordova

Michelle Darveau

Jeff Dykstra

Joanne Graham

Julie Kramer

Joel Lampe

Hanne Mauriello

Scott McIntosh

Charlie Mitchell

Heidi Perman

Konnie Philips

Ben Neeser

Glen Romine

Eric Apel

Mausumi Dikpati

Ben Johnson

Amy Knack

Paul Kucera

Scott Landolt

Maria Molina

Matthew Paulus

Roy Rasmussen

May Wong

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Audience Q&A Session

Start presenting to display the audience questions on this slide.

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Recommendations summary

To promote equity and inclusion, scientific staff should have equitable access to UCAR-provided benefits, such as PTO, sabbatical leave, severance pay, and emeritus status

To provide opportunities for growth, mobility, and leadership, the organization should increase opportunities for staff mobility, both internally and externally

To support more mobility and agility for staff opportunities, new ways to manage staff across a variety of funding sources, projects, programs, entities, and organizations should be adopted

To reward a wide array of contributions, promotion criteria should be modernized to recognize a broader variety of accomplishments and contributions

To promote diversity, equity, and inclusion, the promotion process should be consistently applied and based upon merits and not set by specific timelines.

To maintain scientific excellence, a modernized promotion review board should be used to promote scientists into upper levels

To provide clear and consistent advancement criteria, a uniformly-applied promotion readiness panel should review when staff are ready for promotion (at all levels) at certain time intervals

To provide organizational agility and more hiring �flexibility, the source of funding should be decoupled �from requirements for specific job tracks

To provide better continuity of funds/job security for well-performing scientists, a strategy for gap funding for primarily soft-funded staff should be identified

To develop a system that is adaptable and extensible, a single track appointment structure should be adopted