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Charities Amendment Bill 169-1 – its impact and risks

27 April 2023

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utline

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Focus on Purpose –

What Does a World-Leading Framework of Charities Law Look Like?

10 April 2022�by S Barker

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Government

For purpose sector

Government

Civil society

Business

Family

Charitable sector

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the charitable sector is:

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“the invisible subcontinent on the social landscape of most countries, poorly understood by policymakers and the public at large, often encumbered by legal limitations, and inadequately utilised as a mechanism for addressing public problems

- Dr Lester M Salamon

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Government

For purpose sector

Government

Civil society

Business

Family

Charitable sector: $73 billion assets under management

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Civil society is essential to building a strong society and economy and I believe that all of us, regardless of political persuasion, should passionately, explicitly and unashamedly support people getting involved in their community, coming together in clubs, groups and societies, starting charities, social enterprises or community businesses. Doing things for the wider public benefit, not simply private gain.

We know that a better future is about more than growing the economy. In a famous speech of more than 45 years ago, Robert Kennedy said that GDP “does not allow for the health of our children, the quality of their education, or the joy of their play. It measures neither our wisdom nor our learning; neither our compassion nor our devotion to our country; it measures everything, in short, except that which makes life worthwhile.” For many, the answer instead lies in civil society. It is charity and volunteering that allow them to find identity, meaning and purpose, a sense of autonomy, pride and utility. It is often how we find balance in our lives, pursue our passions, or fight for change. And for society at large, it is often how we build stronger communities, give people a say in what happens to them. It is how we provide services that people depend upon, develop new ways of doing things, and nurture the people who will lead our future.”  

- Sir Stuart Etherington, former chief executive, National Council of Voluntary Organisations, January 2019

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Government

For purpose sector

Government

Civil society

Business

Family

Charitable sector: private organisations for public purposes

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International “wave” of charities legislation:

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  • New Zealand – 2005 / 2012
  • Scotland - 2005
  • England and Wales – 2006 / 2011
  • Japan - 2006
  • Singapore - 2007
  • Northern Ireland – 2008 / 2013
  • Guernsey - 2008 / 2021
  • Zambia – 2009

  • Ireland – 2009 / 2013
  • Australia - 2012
  • Jamaica – 2013
  • Jersey - 2014
  • China - 2016
  • Uganda - 2016
  • Isle of Man – 2019
  • Pakistan - 2019

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Is all this “regulation” working?

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Surveys of public trust and confidence:

2008

6.6

2012

5.9

2016

5.9

2019

5.9

2021

6.5

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Tax expenditure analysis

  • Tax Working Group Te Awheawhe Tāke:
    • “The Group recommends the Government periodically review the charitable sector’s use of what would otherwise be tax revenue, to verify that the intended social outcomes are actually being achieved”.
    • “The Government should consider whether to apply a distinction between privately controlled foundations and other charitable organisations, with a view to removing concessions for privately controlled foundations or trusts that do not have arm’s length governance or distribution policies.”

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Tax expenditure analysis (cont’d)

  • structurally ignores the benefits provided by charities
    • Australian Productivity Commission 2010 report:
      • wider benefits may be intangible and difficult to measure
      • but the reason for the tax privileges in the first place
  • leads to a negative narrative about charities:
    • “fiscal cost”
    • “tax loophole”
  • “underfunded service delivery arm of government”

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“Modernisation” strategies

  • “More third sector, less civil society”
  • Threat to independence
  • Spread of bureaucratic risk aversion

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Underlying clash of paradigms

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Restrictive

Enabling

Tax privileges for charities seen as a subsidy, equivalent to a direct grant, awarded based on government perceptions of what is worth subsidising out of public funds, rather than ‘public benefit’

Tax privileges seen as an investment in an overall system that manifests liberal democratic values, such as pluralism, diversity, tolerance and human flourishing

Third sector - charities seen as an (underfunded) service delivery arm of government

Civil society - charities’ traditional advocacy and watchdog roles celebrated and protected

Public organisations

Private organisations (for public purposes)

Bureaucratic risk aversion – focus on measurable inputs and outputs (neoliberalism) and the perception of the public interest to which the government of the day seeks to give effect in its policies

Independent - focus on outcomes and impact, charities able to experiment and innovate, self-determination: ‘communities know best what communities need’

Efficiency

Effectiveness (even if messy and ‘inefficient’)

Charitable funds seen as government funds: state control through command and control ‘regulation

Charities accountable for expending their own funds as they see fit in furtherance of their stated charitable purposes (subject to the general law)

Suspicion

Trust

Autocracy

Liberal democracy

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Underlying clash of paradigms (cont’d)

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Restrictive

Enabling

Narrow, deficits-based – paternalistic, colonialist, Victorian concept of handouts to the poor – “assuaging need”

Wide, strengths-based - supports innovation and prevention – communities know best what communities need – human flourishing

Focus on direct benefits

Indirect benefits taken into account

Focus on granular assessments of activities, in isolation from the purposes in furtherance of which they are carried out

Focus on fidelity to purpose

Equitable principles ‘crowded out’ by black letter ‘ex ante’ rules

Equitable principles (such as duty of loyalty to purpose) recognised and enforced, obviating the need for additional rules

Ever-increasing complexity – distract charities from their purposes and enliven a culture of regulatory gaming

Simplicity – flexibility within clear boundaries

‘Fiscal consequences’ – lack of transparency in decision-making

Public benefit, a question of fact as established before an independent judicial adjudicator operating as a trier of fact on the basis of established rules of evidence

Subjectivity

Objectivity / rule of law

Regulation as an end in itself

Regulation as a means to an end: intervention limited to cases of impropriety or illegality

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Review of the Charities Act

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  • Pre-Charities Act:
    • high levels of public trust and confidence
    • lack of information
  • Charities Bill 2004 – 16+ years in gestation
    • but widely regarded to be fundamentally flawed
      • “conceived … in Treasury, and … designed by the Ministry of Economic Development”
      • a “Trojan horse” that could allow government to “colonise and control” the charitable sector
    • almost completely rewritten at Select Committee stage
    • rushed through under urgency without proper consultation:
      • “we do not really know what we are passing tonight, or what the implications are”
    • promise of post-implementation review
      • almost 20 years later, that is the review we are still waiting for
  • Charities Act 2005
    • many unintended consequences
    • exacerbated by a series of piecemeal amendments

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Labour party policy 2017

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    • consult with the community and voluntary sector on whether the disestablishment of the Charities Commission and transfer of its functions … to the DIA has resulted in effectiveness and improved services and information for the sector
    • prioritise the long-promised review of the Charities Act … beginning with a first principles review of the legislation, including examining, updating and widening rather than narrowing the definition of charitable purpose
    • ensure that community and voluntary organisations can engage in advocacy without fear of losing government contracts or their charitable status

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Charities Amendment Bill 169-1

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  • Review commenced May 2018
  • Bill introduced 21 September 2022
  • First reading 28 September – referred to Social Services and Community Select Committee
    • Angie Warren-Clark, Emily Henderson, Liz Craig, Anahila Kanongata’a-Suisuiki, Teresa Ngobi (Labour);
    • Maureen Pugh, Louise Upston (National); Ricardo Menéndez March (Green); Karen Chhour (ACT)
  • Submissions closed 9 December 2022
    • 95 submissions
    • submissions overwhelmingly call for the Bill to be withdrawn, and for the Government to honour its 2017 manifesto commitment to carry out a proper, independent, first principles, post-implementation review of the Charities Act
  • Report due 4 May 2023

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Links:

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