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Strategic Compass

FINAL REVISED FOR BOARD APPROVAL

December 2023

 

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This Deck

This deck presents updates to the Strategic Compass based on feedback from member foundations at the regional meetings and the retreats and from learnings from Initiative teams using the Strategic Compass to guide the development of the Initiative Impact Plans (IIPs). It begins by summarizing the feedback and learnings and then presents a revised Strategic Compass Theory of Change for consideration and approval by CLUA’s Board at its December 2023 meeting.

Questions on this document can be directed to Carolina Zambrano-Barragan, Director of Programs.

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What has changed in the

STRATEGIC COMPASS?

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What has changed in the Strategic Compass? (1 of 3)

What we heard

Changes we made

Include ‘climate’ in the goal of the Strategic Compass (and initiative plans also should ensure the goal speaks to Climate)

Added ‘climate-resilience’ to the Strategic Compass goal:

By 2030, tropical forest systems are sustainably conserved and restored, rights are secured and exercised, and equity, well-being, and climate- resilience advanced.

Protect and Restore forests, Equity and Justice, and Climate-resilience should infuse all of our work. We will ensure that they are integrated across the goal, scope, and outcomes in the Strategic Compass TOC and in each IIP.

Recognizing that ‘Protect & Restore forests’, ‘Equity and Justice’, and ‘Advancing Climate-resilience’ are fully integrated into the TOC scope, goal, and overarching outcomes - and therefore influencing all our work - these will be considered in the Initiative Impact Plans in:

i. the scope (at a high level);

ii. at IIP the outcome level; and,

iii. mainstreamed across the Strategic Lines of Action.

Gender, Equity, and Justice will also be a core element of our Operations Plan (including actions around grantmaking practices and team capacities).

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What we heard

Changes we made

Need for more focus and simplification of the TOC, including the definition of CLUA’s niche, role and priority interventions

Consolidated the original set of 8 SLAs to 5 core SLAs (see working descriptions of each here):

  • Just and Sustainable Technologies approached as a crosscutting theme.
  • The original SLA of ‘Expand Civic Space and Strengthen Movements’ has been consolidated such that Civic Space is now captured under the SLA of ‘Advance Governance, Policy and Accountability’, and Strengthen Movements is captured by what is now called ‘Strengthen Movements, Narratives and Collective Action’.
  • Because ‘Protect and restore forests’ is integrated in all of the TOC and in the scope, outcomes and SLAs of the IIPs, the specific SLA on ‘Protect and restore forests' was removed to ensure its higher-level prioritization is emphasized.

Given the consolidated number of SLAs, eliminated the Impact Areas which are no longer needed to categorize the 5 SLAs.

We are asking teams to prioritize results within every SLA, so that initiatives identify what each will: CONTINUE (Existing priorities); START (New priorities); POTENTIAL (With more funding) and STOP (Reduced priorities).

What has changed in the Strategic Compass? (2 of 3)

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What we heard

Changes we made

Define where extractives, infrastructure and the energy transition fall within the TOC

  • Extractives, mining and the energy transition added under the ‘Improve production, consumption and trade’ SLA.
  • Extractives and infrastructure (including strong standards) added to the ‘Advance governance, policy and accountability’ SLA.
  • IIP land use outcomes will also specify desired changes to critical drivers of forest loss/degradation.

To the extent possible, the Strategic Compass and the IIPs should enable us to measure our progress and impact.

We continue to develop CLUA’s approach to Reflection, Evidence, Adaptation, and Learning (REAL) within the IIPs and via thinking around an integrated capability to support both CLUA and FPC. Additionally, the December iteration of the IIPs will include somewhat sharper (although not yet fully “SMART”) goals and outcomes, as well as prioritized results under each SLA, all of which will move us a step closer to measurability. In 2024, each initiative and CLUA as a whole will more fully elaborate approaches to tracking and assessing progress/impact and capturing learning, and using these to strengthen our work and the field overall.

What has changed in the Strategic Compass? (3 of 3)

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Revised Strategic Compass Theory of Change for Board Approval

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MISSION To amplify the power of people and the potential of forests to achieve a just and climate-resilient world.

WE FOCUS ON Tropical forest systems with significant potential for addressing the climate crisis and preserving cultural and biological diversity. (Priority geographies as of 2023 are Brazil, Colombia & Peru, Mexico & C. Am., Indonesia, Global)

WHERE OUR GOAL IS By 2030, tropical forest systems are sustainably conserved and restored, rights are secured and exercised, and equity, well-being, and climate-resilience advanced.

TO ACHIEVE OUTCOMES TARGETING

SYSTEMS

TROPICAL FOREST SYSTEMS, upon which life and climate regulation depend, revert from declining to regenerative & resilient.

ECONOMIC SYSTEMS become centered in justice,equity, and ecological health �and resilience.

SOCIETIES are built, organized, and driven by equality, diversity and inclusion, economic justice, and good governance.

Those who ultimately decide the fate of forest systems have and leverage the necessary opportunity (power, rights, ability), will (want to/have to), and means (know-how, resources, capacity) to consistently make decisions and take actions in support of thriving forest systems.

Often, this requires changing power dynamics, securing rights, and addressing conflict in order to shift the ability and right to decide.

LAND USEThe matrix of land uses within and around tropical forest systems mitigates environmental and social risks, strengthens equity and climate-resilience, and enables a just economic transition.

SUPPORTING

STRATEGIC LINES OF ACTION

ENHANCE JUST & SUSTAINABLE TECHNOLOGIES

ULTIMATE DECISION-MAKERS

WE WORK TO ACHIEVE THIS GOAL BY

ADVANCE GOVERNANCE, POLICY & ACCOUNTABILITY

SUPPORT FOREST COMMUNITIES’ RIGHTS & LIVELIHOODS

STRENGTHEN MOVEMENTS, NARRATIVES & COLLECTIVE ACTION

SHIFT FINANCIAL SYSTEMS

IMPROVE PRODUCTION, CONSUMPTION & TRADE

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Annex: Visual summary of changes to the Strategic Compass from June to December

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OVERARCHING SYSTEMS CHANGE OUTCOMES:

Economic systems become centered in justice, equity, and ecological health and resilience.

Societies are built, organized, and driven by equality, diversity and inclusion, economic justice, and good governance.

Tropical forest systems, upon which life and climate regulation depend, revert from declining to regenerative & resilient.

ULTIMATE DECISION-MAKER OUTCOME: Those who ultimately decide the fate of forest systems have and leverage the necessary opportunity (power, rights, ability), will (want to/have to), and means (know-how, resources, capacity) to consistently make decisions and take actions in support of thriving forest systems. This outcome often requires shifting power dynamics, securing rights, and addressing conflict regarding who has the ability and right to decide.

CLUA’s MISSION is to amplify the power of people and the potential of forests to achieve a just and climate-resilient world.

SCOPE: tropical forest systems with significant potential for addressing the climate crisis and preserving cultural and biological diversity.

LAND USE OUTCOME: The �matrix of land uses within and around tropical forest systems mitigates environmental and �social risks, strengthens equity �and climate-resilience, and �enables a just economic transition.

The array of land uses that occur within and around forest systems largely determines their extent and health, depending on the nature of the land uses and where and how they are conducted.

GOAL: By 2030, tropical forest systems are sustainably conserved and restored, rights are secured and exercised, and equity and human well-being and climate- resilience advanced improved.

WHAT WE SEEK TO ACHIEVE

WHAT WE WILL DO

WHAT WE AIM TO AFFECT

TECH SYSTEM

POLITICAL SYSTEM

ECOLOGICAL SYSTEM

ECONOMIC SYSTEM

SOCIAL SYSTEM

Whether the matrix of land uses conserves or degrades forest systems ultimately depends on decisions of people who hold the rights to, directly utilize, depend on, and/or manage forests, including IPLCs, the private sector, land owners, government/ the state, and illegal actors.

Forest systems exist within broader systems that comprise our social-ecological world. These systems include countless actors with the power to influence ultimate decisions regarding the fate of forests. Systems-level changes are required to change the overall power dynamics and calculus that drive and constrain the thinking, behavior, and decisions of both influencers and ultimate deciders.

STRATEGIC IMPACT AREAS AND LINES OF ACTION

Interdependent IMPACT AREAS & STRATEGIC LINES OF ACTION

SUPPORT FOREST COMMUNITIES’ RIGHTS AND LIVELIHOODS

PROTECT & RESTORE TROPICAL FOREST SYSTEMS

VIBRANT FOREST SYSTEMS & COMMUNITIES

SHIFT FINANCIAL SYSTEMS

IMPROVE PRODUCTION, CONSUMPTION & TRADE

ENHANCE JUST & SUSTAINABLE TECHNOLOGIES

SUSTAINABLE & EQUITABLE ECONOMIES

BUILD NARRATIVES & SUPPORT FOR ACTION

EXPAND CIVIC SPACE & STRENGTHEN MOVEMENTS

JUST & RESILIENT SOCIETIES

ADVANCE POLICY, GOVERNANCE & ACCOUNTABILITY

STRENGTHEN MOVEMENTS, NARRATIVES & COLLECTIVE ACTION

Work to develop the IIPs has demonstrated that Protection & Restoration of forests, Centering Equity & Justice, and Advancing Climate-Resilience must permeate our work (versus sit as separate SLAs or principles). In fact, these critical concepts appear throughout our Scope, Goal, and Outcome. Efforts to refine the IIPs will ensure that both are given explicit emphasis within IIP Goals and Outcomes and the suite of prioritized SLAs.

Visual summary of what has changed between the June and December versions of the Strategic Compass.

Expand Civic Space & Strengthen Movements has been consolidated within the SLAs of Policy & Governance...(which now captures Civic Space) and Narratives (which now also captures Movements).