May 11, 2021 at 11:30am-1pm ET
Future of Work Part 3:
The Future is Female
2
Future of Work Pt 3 – “The Future is Female”
May 11, 2021: 11:30am to 1pm ET
Susan Payne has spent her career building businesses either focused on or located in global emerging markets, currently Africa over the past decade. Susan’s early work experience included senior management roles over a decade with JP Morgan and Goldman Sachs. Susan was awarded a Shell UK Woman of the Future Award in 2006, and has twice been listed as one of the Top 100 Most Influential Women in European Finance.
Aleksandra Gren is board member with Fiserv Poland, part of US-based fintech and payments processor Fiserv, Inc. and has over 25 years of experience in the banking technology and payments sector in Europe, the Middle East and Africa (EMEA). She’s a public speaker on digital transformation, innovation and the economic empowerment of women.
On May 11, at 11:30am EST, we host our third Deep Dive on the Future of Work “The Future is Female”. For the login, join the FoW Group on the 361Firm App. You can Onboard our App via iOS or Google and invite others via our LinkedIn event
Simon Vine, Ph.D. Advises companies on strategy and SPAC strategy, helps with business development. Simon is a former Co-Head of Commercial & Investment Banking Division at Alfa Bank; former member of the Investment Committee at MFO LetterOne.
Denise Brouder is the Founder at SWAYworkplace; the leading community for people & teams mastering flexible work, together. Skills, techniques, coaching & community. All in one place. SWAY’s mission is to make flexible work the new normal for all. MBA, x-Goldman.
AGENDA:
11:30 Welcome
11:35 Keynotes
12:20 Case Studies
12:40 Q&A
13:00 Breakouts*
*Breakout Rooms will be available for the speakers, plus more rooms for ad hoc meetings between and among participants
Simon
Vine
Yesod Capital
CEO
(Moderator)
Denise
Brouder
SWAYworkplace
Founder
(Moderator)
Susan
Payne
Holistic Agricultural Investments Group
CEO
Aleksandra
Gren
mBank S.A.
Non-Exec
Director
Gary Bolles
Singularity University
Chair for the Future of Work
Gary Bolles is a lecturer, writer, and consultant on the future of work, learning, and the organization. His focus is on helping individuals, organizations, communities, and countries to thrive in the transition to a digital economy, and is helping a variety of stakeholders to develop actionable strategies to deal with what he calls “The Great Reset.”
He currently serves as Chair for the Future of Work for Singularity University.
Valerie Hawley known for my strategic and tactical technology leadership, leveraging my business acumen gathered across many countries and industry sectors (mainly Financial Services/Insurance and Life Sciences) to generate practical solutions to complex issues. 20+ years of experience successfully alternating corporate positions with entrepreneurship and venture capital investment.
Heather Henyon is a venture investor focused on women-led tech companies in the Middle East, US and Europe with 100 direct and fund investments. Key skills include cross-border deal structuring, investment placement, closing, negotiation and portfolio management.
Valerie Hawley
PSUAD
Exec. Director
Heather Henyon
Mindshift Capital
Founding Partner
Future of Work Pt 3 – “The Future is Female”
4
Future of Work Pt 3 – “The Future is Female”
May 11, 2021: 11:30am to 1pm ET
AGENDA:
11:30 Welcome
11:35 Keynotes
12:20 Case Studies
12:40 Q&A
13:00 Breakouts*
*Breakout Rooms will be available for the speakers, plus more rooms for ad hoc meetings between and among participants
Simon
Vine
Yesod Capital
CEO
(Moderator)
Denise
Brouder
SWAY
workplace
Founder
(Moderator)
Susan
Payne
Holistic Agricultural Investments Group
CEO
Aleksandra
Gren
mBank S.A.
Non-Exec
Director
Gary Bolles
Singularity University
Chair for the Future of Work
Valerie Hawley
PSUAD
Exec. Director
Heather Henyon
Mindshift Capital
Founding Partner
INTRO (30 sec.)
| INSIGHTS / IDEAS (1-5 mins.)
|
May 11 Future Is Female “Spotlights”
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
INTRO (30 sec)
| SPOTLIGHT (1-2 min): Your Insights on
|
Philanthropies Spotlight – Human Trafficking
Aug 19, 2021: 11am-12pm ET
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
WEEKLY (all times EST)
Tuesdays 10:30am Town Hall Meeting (Add to Cal.), 11am Briefing (Register)
Wednesdays 10:30am Group/Event Meetups (Add to Calendar)
Thursdays 10:30am Philanthropic Interest Meetups (Register)
ON CALENDAR
ON DECK
IN PROCESS
Calendar of Events
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
Confidential Draft as of March 2019– See Important Notice
Susan Payne’s Slides
A NEW NORMAL
THE FUTURE IS FEMALE
Susan Payne
THE HARVARD BUSINESS REVIEW
BRICS and UAE Women Professionals
The World in Africa
WORLD LEADER IN FEMALE ENTREPENEURS
THE NEW NORMAL: AFRICA
Africa: World Leader in Women on Boards
Slides from
Future of Work Part 1 and
Part 2 (“Aligning Our Kids & Families
with Emerging Trends”)
Aleksandra Gren’s
Slides
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Confidential Draft as of March 2019– See Important Notice
Denise Brouder’s
Slides
The Future of Work is an opportunity to systematically equalize the playing field through our collective action… by co-creating the future, we want to live in
WHY can’t we get there?
U.S. birth rate falls to lowest point in more than a century
The Associated Press
The rate dropped for moms of every major race and ethnicity, and in nearly age group.
Women have been earning the majority of bachelor’s degrees, and more advanced degrees, in the United States since the early 1980s, according to the National Center for Education Statistics. Of those who earned a bachelor’s degree last year, 57.5 percent were women
The skills most prized in the Future of Work are those that are naturally associated with female energy
Elevating Human Capabilities
Compassion
Empathy
Patience
Collaboration
Teamwork
opportunity
majority in labor force
in demand skills
The Future is Female ... on paper only…
SYSTEMS THINKING
“95% of variation in the performance of a system is caused by the system itself; only 5% is caused by the people.”
W. Edwards Deming, Management Consultant
There are these two young fish swimming along and they happen to meet an older fish swimming the other way, who nods at them and says “Morning, boys. How’s the water?” And the two young fish swim on for a bit, and then eventually one of them looks over at the other and says, “What the hell is water?”
We don’t have a supply issue… or a demand issue…
– we have a pipeline issue
So even as hiring and promotion rates improve for women at senior levels, women as a whole can never catch up.
There are simply too few women to advance.
The broken rung has a long-term impact on the talent pipeline. Since men significantly outnumber women at the manager level, there are far fewer women to hire or promote to senior managers. And the number of women decreases at every subsequent level.
Female Potential
Can we afford to not develop the untapped latent female potential in the labor pool?
The Case for Forced Interventions
Solve the Childcare Crisis
Workplace Flexibility
Hiring & Promotion Mandates
Funding for Female Founded/Led Companies
Mentorship & Allyship
WHAT IS YOUR CALL TO ACTION?
46
Dec. 3, 4-6pm ET - Future of Work Pt 2 on NextGens: Aligning Our Families With Emerging Trends
Keynotes
Generations by Erica Orange (Future Hunters). Erica will set the stage with new demarcations on “micro generations” due to exponential rate of tech change) and Millennials vs. Gen Z (“Cybrids" given close relationship with technology, yet with countertrends). She will underscore the era of uncertainty, with multiple potential futures, and the need to be whimsy and imaginative to excel in an increasingly non-linear world.
Unlearning Habitual Thinking by Gary Bolles (Singularity University). Gary is back with another thought-provoking presentation, which also ties to inter-generational issues.
Values and Meaning of Life in the Context of the Future by Denise Brouder (SWAY). She will discuss how the Future of Work is code for the Future of our Values, how human intelligence is being reimagined with the 4th industrial revolution happening now and why
Practitioners
Joe Laranjeiro (Rutgers Adjunct Professor) will discuss his framework for preparing students for a purposeful career
Ronit Avni (Localized, Inc.) will address preparing for the Future of Work in “Emerging” Markets
Barry Kayton (Cognician) will focus on activating behavior change at scale – yielding immediate, measurable and significant impact on global teams.
AGENDA
4:00 Welcome
4:10 3 Keynotes
4:40 Practitioners
5:15 Q&A
On Dec. 3 at 4-6pm, we host our second FoW Deep Dive focused on NextGens with thought-provoking speakers and interactive Q&A
To receive the login, click here join the Future of Work Group on the 361Firm App.
Denise
Brouder
Founder
SWAYworkplace
Erica
Orange
Future Hunters
Partner
Simon
Vine
Yesod Capital
(Moderator)
Gary A.
Bolles
Chair, FoW
Singularity
University
Ronit
Avni
Founder, CEO
Localized, Inc.
Introduction
Simon Vine: author of books including “Success or Happiness” and “Success Is not a Serendipity”; Former Head of an Investment Bank; CEO of Yesod Capital
Joe
Laranjeiro
Adjunct Professor
Rutgers University
Barry
Kayton
Co-Founder, CEO
Cognician
47
Important Notice
We Seek an Open, Respectful Dialogue. Otherwise, you aren’t invited back.
This is NOT the Forum to Pitch Deals or Politics but Discuss and Inter-Connect. These events are designed to share macro-level ideas, strategies, and insights across industries, countries and assets. Don’t discuss specific investment offerings or products here. Rather, have thoughtful discussions and make useful connections.
Make Sure Your Zoom Participant ID shows Your Full Name. If not, you will be removed
Make Sure You’ve Onboarded to the 361Firm App. If not, you will be removed.
Stay on Mute. If you’re a speaker or called upon, unmute (and then mute again).
Chat Messages. Use chat to send messages to one or all participants. To suggest questions for panelists, send a message to Everyone or the Moderator.
Sessions Are Recorded. By participating, you agree to our sharing recordings on the or as part of our “Takeaways” from events (e.g. firm.com/synopses).
360 One Firm Capital LLC (361Firm) may have invested (or may invest) in or alongside some of the funds or companies speaking or referenced in this event or these materials, and/or 361Firm may represent them as clients now or in the future with respect raising capital for them.
361Firm offers securities via Stonehaven, LLC, a Member FINRA / SIPC. Regulatory disclosures: https://stonehaven-llc.com/disclaimer/ and Form CRS: https://stonehaven-llc.com/form-crs/
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
Asset Classes: VC, PE, Public and Private Debt,
Geographic Focus: US, Europe, Emerging Markets
Interests: Impact, Publishing, Mentoring
Personal Bio
Author, Mentor; Investor
10 years on Wall Street in derivatives;
20 years in Russia, the Co-Head Of Commercial-Investment bank. Member of Investment Risk Committee of a large European MFO. Managed most asset classes. Led big teams through a few major crises, managed debt restructurings.
Currently manage own SFO: investor in startups and private debt, mentor, advisor, director.
Columbia MBA ‘89
Overview of Company/Organization
Alfa Bank - the largest privately owned bank in Russia
LetterOne - Luxembourg based MFO
Egar Global - Tech Company ( No-Code Solutions)
Stonehaven
Match Maker Ventures
Accern
Simon Vine
Director, LetterOne
Alumni Groups
-Columbia Business School
-Alfa Bank
-
Asset Classes: Impact Investing
Industries: Education, Digital Work Economy
Geographic Focus: US
Interests:
Personal Bio
Gary leads SU's global activities in the shift to a digital work economy, helping individuals, organizations, and government agencies to navigate disruptive change. An expert on disruptive technologies and advisor to countless startups, he is a frequent lecturer on the future of work, learning, and the organization.
Gary is the co-founder of eParachute.com, helping people around the world with career transitions, using software inspired by the work of What Color Is Your Parachute?, the world’s enduring career manual. He is also a Partner at Charrette LLC, consulting with companies, governments, and communities on strategies for human-centric work.
In 2008, Gary co-founded SoCap, SocialCapitalMarkets, the largest event in America focused on impact investing.
Alumni Groups
Industries: Workplace Strategist, Futurist & Founder
Geographic Focus: Global
Interests: Future of Work
Personal Bio
Denise is the Founder at SWAYworkplace; the leading community for people & teams mastering flexible work, together. Skills, techniques, coaching & community. All in one place. SWAY’s mission is to make flexible work the new normal for all.
Prior to SWAY, Denise was the CFO for several high growth startups, responsible for financial strategy & growth, fundraising, financial modelling & strategic business development. x-Goldman.
Denise holds her MBA in International Finance from Fordham University, and a B.B.A. in Economics & Finance from the University of Limerick.
Denise Brouder
Founder @ SWAYworkplace
Alumni Groups
(Ireland)
Personal Bio
Ronit Avni is a tech and media entrepreneur and Peabody award-winning producer. She is founder and CEO of Localized, a talent tech company that connects university students and recent graduates to industry experts and employers looking for top talent in emerging markets. Ronit was twice named a “New DC Power Woman in Tech”. Previously, Ronit founded the media organization Just Vision and has won dozens of media prizes including the Puma Creative Impact Award. Her team’s work has been viewed by tens of millions of people on TV, online and via the TED stage. Named a Young Global Leader through the World Economic Forum, Ronit sits on the jury of the MacArthur Foundation’s $100M "100 & Change" competition and the Global Teacher Prize.
Originally from Montreal, Ronit began her career at WITNESS.org, advising activists and technology companies on the ethical and strategic uses of video and digital technology for social impact. She co-edited the book, “Video for Change.”
Ronit Avni
Founder & CEO, Localized, Inc.
Alumni Groups
-Vassar College
-Young Global Leaders Network of the World Economic Forum
-Fellowship programs at HBS and Columbia Business School
Industries: Media, TalentTech, EdTech
Geographic Focus: Africa, Asia, LatAm, N. America, EM
Interests: Higher Education, Future of Work, Employability, Social Enterprises,
Personal Bio
Barry Kayton is an edtech entrepreneur. He is CEO of Cognician, which he co-founded with his brother and business partner, Patrick. Barry has been developing and delivering learning, change management and coaching solutions to organizations globally since 1993. Barry and Patrick, began their partnership in 1999 discovering that reflection and self-expression yield higher learning gains than drill-and-kill training. Encouraged by their impact on more than 500,000 students and 20,000 teachers in Southern Africa, they launched Cognician in 2010 in Cape Town. The Cognician platform has helped people to improve their work and lives through programs that drive action and reflection across global organizations. They were invited to join Endeavor in 2013. In 2020 they were invited and inducted into the life-long Unreasonable Fellowship as part of the Unreasonable Future 2020 Cohort. This group is specifically focused on leveraging business and advanced technologies to create a more equitable & just future for all.
Barry Kayton
Co-Founder & CEO, Cognician, Inc.
Alumni Groups
-University of KwaZulu-Natal (South Africa)
-Unreasonable Group, Fellow
-Endeavor
Industries: Pharmaceuticals, Financial Services, Oil & Gas, EdTech
Geographic Focus: N. America, Europe, Australia
Interests: Future of Work, Power of Reflection on Mindset and Behavior, Evidence-Based Transformation, Behavioral Activation
53
Simon
Vine
Yesod Capital
(Moderator)
Carsten
Wortmann
Career Opportunities. Intl
11:30 Welcome
11:35 Keynote Speakers
12:00 Founders
12:15 Panel / Q&A
12.30 Breakouts Q&A
12.50 Town Hall Debrief
13:00 Formal End
Aug. 18 11:30am to 1:00pm ET
Future of Work “Deep Dive” Web Conference
Tom
Jump
Founder, Verite Consulting
Gary A.
Bolles
Singularity University
Denise
Brouder
Founder,
SWAYworkplace
Keynote Speakers
Gary A.Bolles: “FoW: The Five Key Elements of the FoW Focus”
Denise Brouder: “The FoW is creative destruction. Are YOU ready for the emerging opportunity?”
Elliott Poppel: You’re Doing It Wrong: How to really adopt Remote Work at your company
Founders will share their visions on Future of...
...RE, VR, EM, Education, Tourism
Antony Abell (TP): “Property as Liquid Tradable Asset”
Ilya Gorelik (Head of Real Time Computing Lab, EPAM)
Anita Balaraman (Adj. Faculty CMU; Founder, Epixego)
Ronit Avni (Founder, Localized, Inc.) - Preparing for the Future of Work in Emerging Markets
Elliott
Poppel
FoW Product Lead
Ronit
Avni
Founder & CEO, Localized, Inc.
54
by Interests
by Asset Classes
by Region
Groups by Industry
Aug. 18 11:30am to 1:00pm ET
Future of Work “Deep Dive” Web Conference
Public Markets
Ag F&B
Cannabis
Education
Financials
Impact
Healthcare
Future
of Work
Ind. / Energy
Media
Opp Zones
NextGen
Private Equity
Real Estate
Sports
VC Tech
Asia
Ohio
LatAM / EM
EM / LatAM
by Interests
by Asset Classes
by Region
Groups by Industry
SFOs
CEOs
CIOs
CFOs
by Profile
Confidential Draft as of March 2019– See Important Notice
Calendar of Events
WEEKLY
Tuesdays @10:30am: “Co-Leader” Call
Tuesdays @11:00am: Weekly Briefing
Wednesdays @10:30am: “Event Coordination Calls”
ON CALENDAR
(Reg. = Register, Deck = Shared Slides, L-In = LinkedIn event, Cal = Calendar Invite to Event Planning Call)
IN PROCESS
(Deck = Shared Slide Deck, Cal = Calendar Invite to Event Planning Call)
FORMATs
Speakers Slides
.
© 2020 Charrette LLC
Intergenerational Collaboration &
the (Near) Future of Work
Gary A. Bolles
Singularity University
© 2020 Charrette LLC
Summer 2021
© 2020 Charrette LLC
How are Careers different today?
© 2020 Charrette LLC
1
© 2020 Charrette LLC
Education
Work
Leisure
The Old Rules of Careers.
© 2020 Charrette LLC
The Next Rules of Careers:
A Portfolio of Work, and of Life.
What are parents most worried about?
© 2020 Charrette LLC
2
“I want my kid to be happy and successful.”
© 2020 Charrette LLC
© 2020 Charrette LLC
This was reasonably certain.
© 2020 Charrette LLC
This looks scary, to me as a parent.
© 2020 Charrette LLC
Especially this.
© 2020 Charrette LLC
Gap year.
Travel with friends.
Hybrid learning.
Join a startup.
Freelance.
Apprenticeship.
Job sampling.
Trade school.
Gig work.
Community college.
Four-year college - then drop out.
Four-year college.
© 2020 Charrette LLC
Which of these would you be proud to tell your friends about?
Gap year.
Travel with friends.
Hybrid learning.
Join a startup.
Freelance.
Apprenticeship.
Job sampling.
Trade school.
Gig work.
Community college.
Four-year college - then drop out.
Four-year college.
© 2020 Charrette LLC
Prebirth
(Potential)
0
Birth
(Hope)
0-3
Infancy
(Vitality)
3-6
Early
Childhood
(Play)
6-8
Middle
Childhood
(Imagination)
9-11
Late
Childhood
(Ingenuity)
12-20
Adolesc-
ence
(Passion)
20-35
Early Adulthood
(Enterprise)
35-50
“Midlife”
(Contem-
plation)
50-80
Mature
Adulthood
(Benevolence)
80+
Late
Adulthood
(Wisdom)
© 2020 Charrette LLC
Prebirth
(Potential)
0
Birth
(Hope)
0-3
Infancy
(Vitality)
3-6
Early
Childhood
(Play)
6-8
Middle
Childhood
(Imagination)
9-11
Late
Childhood
(Ingenuity)
12-20
Adolesc-
ence
(Passion)
20-35
Early Adulthood
(Enterprise)
35-50
“Midlife”
(Contem-
plation)
50-80
Mature
Adulthood
(Benevolence)
80+
Late
Adulthood
(Wisdom)
Pre-K/
K
Elementary
College
Adult
CAREER
© 2020 Charrette LLC
Prebirth
(Potential)
0
Birth
(Hope)
0-3
Infancy
(Vitality)
3-6
Early
Childhood
(Play)
6-8
Middle
Childhood
(Imagination)
9-11
Late
Childhood
(Ingenuity)
12-20
Adolesc-
ence
(Passion)
20-35
Early Adulthood
(Enterprise)
35-50
“Midlife”
(Contem-
plation)
50-80
Mature
Adulthood
(Benevolence)
80+
Late
Adulthood
(Wisdom)
College
Does it make sense to worry so much about this brief window of life?
How can we prepare our kids for an uncertain and disruptive future?
© 2020 Charrette LLC
3
Teach them to fish.
© 2020 Charrette LLC
P
ROBLEM-
SOLVERS
MPATHY
C
REATIVE
E
© 2020 Charrette LLC
A
GILE
“I want my kid to be happy and successful.”
© 2020 Charrette LLC
“I want my kid to be happy and successful.”
© 2020 Charrette LLC
“I want my kid to
thrive on their own terms.”
© 2020 Charrette LLC
Help Them to
Maximize Their Human Potential.
© 2020 Charrette LLC
© 2020 Charrette LLC
600,000 students
The emerging trend that we see as most dominant, is the move towards work as a lifestyle.
Where work is fundamentally changing from something that we used to do to pay the bills, to being the ultimate source of self-discovery and self-expression. And paying the bills is now a close second.
From Uncertainty to Freedom
My Ask to You
The Future of Work is in fact code for the The Future of our Values
What is the World of Work Asking of All Generations?
How Do We use the Language of Work to Unify the Generational Divide?
Joe Laranjeiro
Adjunct Professor
Career Explorations
School of Arts & Science
FROM A MANUFACTURING ECONOMY �TO AN INFORMATION ECONOMY
AN ONGOING EXPLOSION OF NEW KNOWLEDGE, NEW TECH, NEW PRODUCTS & NEW SERVICES
GLOBAL ECONOMIC COMPETITIVENESS
SELF-STARTING INDIVIDUALS REQUIRED
AT EVERY LEVEL OF AN ORGANIZATION
GROWING AWARENESS OF THE MIND (AND ITS REQUIREMENTS) AS THE CENTRAL AND DOMINANT FACTOR IN ECONOMIC ACTIVITY
WHAT DO COMPANIES ACTUALLY NEED? �ACTIVATION AND AGILITY
WHAT DOES GOOD LOOK LIKE? �
HOW DO WE GET THERE?
EVIDENCE-BASED TRANSFORMATION IN 30 DAYS
Immediate
significant
measurable
mindset & behavior change
A VIRTUAL COACH GUIDES YOU
TO CONNECT WITH TEAMMATES IN SPECIFIC WAYS
THE COACH INSPIRES REFLECTION AND INSIGHTS
SOCIAL LEARNING, CHANGE & DATA!
Thank you
barry@cognician.com
@barrykayton
Background on 361Firm
.
127
ALUMNI MENTORS &
NETWORKING
Launched…
‘80s / EARLY ‘90s
LATE ‘90s
EARLY 2000s
2004-2013
2013-2015
2016-2020
Ohio, Michigan. Paris, Leiden
Moscow,
E. Europe, Turkey, Asia
Global
New York, NY
Denison University
Michigan Law
Leiden Universiteit
INSEAD
Hahn Loeser (M&A)
Price Waterhouse Arthur Andersen (Corp. Fin)
Partner,
Arthur Andersen
Partner, EY
SFO, partnered with funds
alumni networking
Invested in
I-Bank, expanded FO relationships
World Tour
Launch of niche funds
EXPERIENCED GLOBAL,
COLLABORATIVE
CULTURE
LAWYER +
CLIENT SERVICE
MENTALITY
SFO PARTNERSHIP
(BUY SIDE)
+
FOUNDED ALUMNI PLATFORMS
WORLD TOURS
+
ALUMNI EVENTS
+
360 ONE FIRM
PARTNERED
W/ OTHER
FAMILY OFFICES & FUNDS
+
+
+
+
+
361FIRM
&
361FAMILY
+
History of 361Firm
- mentored > law > banking > family office > alumni networking > merged together
Confidential Draft as of November 2019 – See Important Notice
Cleveland
Pittsburgh
Granville
Columbus
Cincinnati
Toronto
Ann Arbor
Detroit
Cleveland
Chicago
Indianapolis
Minneapolis
MIDWEST
3x
1x
3x
5x
2x
2x
1x
1x
4x
2x
1x
1x
NORTHEAST
Boston
New York
Radnor
Philadelphia
Baltimore
Wash. DC
East Hampton
2x
30x
3x
2x
3x
1x
SOUTHEAST
Atlanta
Tampa
Sarasota
Naples
Palm Beach
Miami
Vero Beach
New Orleans
2x
1x
1x
1x
3x
5x
1x
TBA
TEXAS & MEXICO
Austin
Houston
Highland Park
Dallas
Mexico City
San Antonio
1x
1x
3x
3x
1x
TBA
WEST
Vancouver
Portland
LA/SF
Seattle
Denver
Phoenix
Las Vegas
2x
1x
4x
1x
1x
2x
1x
LATIN AMERICA
Bogota
Buenos Aires
Santiago
Sao Paulo
MIDDLE EAST
Abu Dhabi
Dubai
Riyadh
Jeddah
Istanbul
Tel Aviv
1x
1x
TBA
TBA
TBA
TBA
AFRICA
Johannesburg
Cape Town
Lagos
Nairobi
Cairo
TBA
TBA
TBA
TBA
ASIA
AUSTRALIA
Melbourne
Sydney
Perth
TBA
TBA
TBA
TBA
TBA
TBA
TBA
TBA
Seoul
Tokyo
Shanghai
Hong Kong
Singapore
Mumbai
Macau
1x
1x
1x
1x
1x
1x
TBA
EUROPE
Zurich
St. Moritz
Milan
London
Geneva
Wiesbaden
Frankfurt
Hamburg
Paris
1x
1x
1x
7x
2x
1x
1x
TBA
TBA
We have hosted events in 50+ cities, 20 countries
- virtual events since 2017 (now weekly, daily)
Confidential Draft as of February 2020 – See Important Notice
361Firm Ecosystem
361 Firm's ecosystem consists of:
(1) family office principals and their CIOs
(2) institutional investors (CIOs of endowments, pension funds, foundations, insurance companies)
(3) Strategic Advisors (CEOs, entrepreneurs, specialists, thought leaders)
(4) Funds across Asset Classes - can lead deals & provide co-invest to family offices
We strengthen connectivity in our ecosystem with a robust schedule of events, and private App.
Single Family Offices
Talent: CXOs
& Thought Leaders
Institutional Investors
Fund Managers
Family Offices Are Looking for Great….
Portfolio Talent
Investing Talent
Fund Managers
Asia
Ohio
LatAm
Emerging Markets
Space
Ag F&B
Cannabis
Education
Financials /
FinTech
Industrials / Energy
Media
Real Estate
Sports
Healthcare
Tech
Public Markets
Private Credit
Private Equity
Venture
(1)
Investment
Opportunities
(3)
Talent
(4)
Global / Local Networks
(2)
Capital Partners
Impact Investing
Philanthropy
NextGen
(7) Legacies
Future
of Work
(5)
Crystal Balls
Real Estate
Your City
TBA
(6) Experiences
Confidential Draft as of March 2019– See Important Notice
133
Our Global Groups - by shared interests and experiences
Interests
Asset
Classes
Geography
Industries
Profiles
Int’l B-Schools
Universities
Liberal Arts Colleges
Prep Schools
Alumni (shared experience) by School &/or Organization
Others
Global Banks
Consulting
Companies
Big 4
Assocs.
Others
Public Markets
Ag F&B
Cannabis
Education
Financials /
FinTech
Impact Investing
Industrials / Energy
Media
Real Estate
Philanthropy
NextGen
Private Credit
Private Equity
Sports
Venture
Asia
Ohio
LatAm
Emerging Markets
SFOs
CEOs
CIOs
CFOs
Healthcare
Opp Zones
Tech
SPACs
Space
Fund Managers
Future
of Work
Confidential Draft as of March 2019– See Important Notice
134
Penn
Yale
Harvard
Cornell
Univ. of Maryland
Stanford
Columbia
Ohio
State
Case Western
INSEAD
LSE
Denison
University
University of
Michigan
100s
more...
Inter-Connecting Our Global Groups
Public Markets
Agriculture / Food & Beverage
Cannabis
Education
Financials /
FinTech
Impact Investing
Industrials / Energy
Media
Real Estate
Philanthropy
NextGen
Private Credit
Private Equity
Sports
Venture
Asia
Ohio
LatAm
Emerging Markets
SFOs
CEOs
CIOs
CFOs
Healthcare
Opp Zones
Tech
SPACs
Space
Fund Managers
Future
of Work
Confidential Draft as of March 2019– See Important Notice
Upcoming Events
136
Here are links to Decks for Global Breakouts, LinkedIn Groups, 361Firm App Groups
Dec. 10, 11am ET: Business Transformation
Fireside Chat with Rishad Tobaccowala
AGENDA
11:00 Welcome
11:05 Fireside Chat
11:45 Q&A
12:00 Formal End
Rishad Tobaccowala
R Tobaccowala LLC
Strategic Advisor
On Dec. 10, we host our “Fireside Chat” focused on Business Transformation as Tom Jump interviews Rishad Tobaccowala. To receive the login, click to here join the Management Consulting Group on the 361Firm App. You can Onboard our App at 361firm.honeycommb.com or via iOS or Google. You can also invite others via our LinkedIn event.
Tom Jump
Verite Consulting
Founder
(moderator)
Other Recent Events
We will discuss (1) what scares and excites us from countries at different points of recovery and vaccination plus (2) “Scenarios to 2040” per our April 20 Briefing on the NIC 2040 Report (see Briefing Video, Slides). Day 1 starts at 9am ET with the PCI Session, wider at 11am. Day 2 begins at 7am for more input from EurAsia and Africa. Both days have Breakouts & Town Hall Debrief. For login, join our April Conference Group on the 361firm.App
Panelists & Participants include those below:
Stephen
Toy
Broadpeak
Founder
Rob
Garrett
Malaysian
SFO
Partner
Amit
Burman
Westgrove
Partners
Director
Douglas
Van
SFO
Principal
Zakariah
Nasser
GCC FO
Investor
Mark
Shmulevich
TAIGER
Sr. VP
Shiv
Khemka
SFO
Principal
Richard
Sobel
Altai Capital
CIO
Candice
Beaumont
Salsano
Group
Chair
Yinne
Yu
FO
Head
of Inv.
Roberta
Brzezinski
Capital
Works EM
Man. Partner
Anna
Haskell
AVM SFO
Principal
Vatsala Arunachalam
Malaysia SFO
Inv.
Manager
Maurizio
Totta
SFO
Principal
Steve
Rosen
Resilience
Capital
SFO Principal
Brian
Gaister
SFO
Principal
Fred
Greear
Carilion
Clinic
CIO
Chris
Brown
Allstate
Managing
Principal
Todd
Ruppert
Ruppert Int.
Founder
& CEO
Sherry
Witter
Witter FO
Man.
Partner
Ilya
Gertsberg
SFO CIO
Monaco
Bill
Deuchler
CNL SFO
CIO
April 27 (all times EST)
09:00 Principals, CIOs &
Institution Session
11:00 Keynotes, Panel
12:00 Breakouts by Topics
12:30 Town Hall
April 28
07:00 Keynotes + Panel
08:00 Breakouts by Region
08:30 Town Hall
Eric
Lindberg
Knowlton
Found.
CIO
Rich
Nespola
Working Lab Cap, SFO
Principal
Eric
Hoh
SEB
Head of Alt. Investments
Danielle
Baleeiro
Commonfund
Capital
Director
Narges
Zamani
Pactolus
SFO/MFO
Co-CIO
Eddy
van der
Paardt
Marcowicz
SFO
CIO
Nuno
Amado
Mendes
Time FO
CIO
Ari Moses
Fishers
Brothers
CFA
Brian
Johnson Ngan
Pan-Asia
MFO
CIO
Katie
Loeb
Lockstep
ventures
Partner
Nick
Bakish
Tiger21
Member
Kenichi
Gomyo
Nissay
Asset Mgmt
Member
Kevin
Christner
Stealth
Startup
Exec.
Chairman
Kolya
Miller
Private
Inv. Fund
Investment
Advisor
Per
Wimmer
Wimmer
Financia
LLP
CEO
Rakesh
Shah
Tower
Alloys Industries
CEO
Shaun
McDonald
Orangetheory
Advisors
Owner
Simon
Vine
Yesod
Capital
Investor
Manpreet Singh
Singh
Capital Partners
CIO
Steven
Brown
Promus Equity Partners
Partner
Tom
Jump
Verite Consulting
Founder
Erik
Jansen
SENJA Holdings
Man. Member
Marcus Siezing
Dillon Trust
CIO
Samuel
Fried
L Brands
Board
Dir.
Clark
Gillam
Nebari Holdings
Co-Founder
Hyuk-Tae
Kwon
SFO-backed
Pine Venture
Principal
Champ Suthipongchai
Creative
Ventures
GP
Neil
Fong
Sinar Mas
Part of
SFO
Jose
Guzman
Ex-
Pension
PM
Carlisle
Young
SFO
CIO
Tim Barrett
Texas Tech University
CIO
April 27/28, 2021 “Global Spotlights on 2040” Conference
for Family Offices, CIOs & Institutions, Thought Leaders
Mark Wolfington
CarSaver
Sr. VP
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
139
Hamlet Yousef. Managing Partner of Irongate Capital, which invests in early-stage companies and venture funds focused on defense, national security, and dual-use applications of advanced technologies. IronGate is composed of a multidisciplinary team with decades of experience in national security, defense, technology and finance.
Dave Krauthamer, Founder, CEO QuSecure: Dave is an experienced CEO, CIO, CTO, CRO, CMO, CSO and is the Board Member and Chairman of the Digital Disruption Group at the Band of Angels. Dave has founded, built and sold multiple award-winning companies.
Fabio Fischer Aguiar Specialized in Business structuring and International Law, with 22 years performing executive leadership role in the ITO/BPO/Cybersecurity market, focused on business development (Latin America, India, and Europe) and corporate governance.
Bill Deuchler is the CIO of the CNL family office, formerly a Managing Director of Morgan Creek, with degrees from the University of Michigan and UVA.
Mark White Managing Partner at Prairie Crest Capital, an early stage Venture Capital and Venture Studio firm focused on Ag, Food, Health and Educational Technologies, University of Michigan Alum
Register at www.361firm.com/o29. Here are links to Master Decks for Conference Breakouts, LinkedIn Groups, App Groups
On Apr. 22, we host Cybersecurity: Threats and (Investment)"Deep Dive". To register, join the Cybersecurity Group on 361 App. Invite your connections via the LinkedIn event
Cybersecurity: Threats and (Investment) "Deep Dive"
April 22, 11am to 12:30pm ET
Hamlet
Yousef
IronGate Capital
Managing Director
Bill Deuchler
CNL SFO
CIO
(Moderator)
Mark White
Prairie Crest Capital
Man. Partner
(Moderator)
AGENDA:
11:00 Welcome
11:20 Keynotes
12.20 Q&A
12:30 Formal End
Dave
Krauthamer
QuSecure
CEO
Fabio
Fischer Aguiar
SIKUR
CEO
Welcome,
Keynotes &
Opening
Panel
Upstream
Panel
Tech + “Picks &
Shovels” Panel
Downstream
Panel
Breakouts
Town Hall
To register, join the Cannabis group on our 361Firm.App. Invite others via our LinkedIn event
Cannabis Summit: Upstream > Downstream
April 20, 11:30am to 2:30pm ET
Kris Krane
4Front Ventures
President
Paul Beattie
BT Global Growth
Founder
David Engel
Full Moon Inv.
Man. Partner
Mattocks Swenson
L2V
Principal
Kevin O'Brien
Marsh
US Cannabis Leader
Brian Sheng
Asia Horizon
CEO
Matt Barron
12/12 Ventures
Founder
Ben Langley
Grow Group
CEO & Founder
Marty Higgins
Urbana
CEO
Robert Davis
ALT
Co-founder
Kevin Gibbs
3Fifteen Cannabis
Principal at Merida
Tim Seymour
CNBS ETF
Portfolio Manager
Lauri Kibby
Kings Garden
Co-founder
& CFO
Steven
Kemmerling
CRB Monitor
CEO
Shanita Penny
Budding Solutions
Founder
Dasheeda Dawson
City of Portland
Cannabis Program Supervisor
Jeffrey Graham
Pistil Data
CEO
11:30
12:15
12:45
1:35
1:55
2:15
Panel
Tech
Brands
Picks & Shovels
Distribution
& Dispensary
Industrial Hemp
Michael Fields
GFS
Partner
Anand Shahi
Bar Capital
President
John Downs
Asia Horizon
EVP
Breeding,
Cultivation
& Processing
Breakouts and
Moderators
Jim Hawk
Bar Capital
Global
Strategy/Advisory
Scott McIntyre
Root Origins
CEO
Jen Bassuk
Fluence
by Osram
Bus. Dev.
Howard
Schacter
Richard Sobel
Altai Capital
CIO
141
SPAC “Deep Dive” #2
April 6, 11:45am to 1pm ET
Jonathan Rosenzweig is a solutions-driven investment leader with extensive experience, both as a top ranked sell-side Analyst and as Head of Americas Equity Research for a bulge bracket bank. My management role spanned both the U.S. and Latin America.
On April 6, at 11:45am EST, we host our SPAC “Deep Dive” #2. To receive the login, join the SPAC Group on the 361Firm App.You can Onboard our App via iOS or Google and invite others via our LinkedIn event
Simon Vine, Ph.D. advises companies on strategy (including on SPACs) and business development. Former Co-Head of Commercial & Investment Banking at Alfa Bank.Former member of the Investment Committee at MFO LetterOne. Earlier Simon worked at American Express, UBS and Société Générale. He also spearheaded large IT/digitization projects. Simon holds a Ph.D., an MBA from Columbia University, and Series 7 and 63 registrations.
AGENDA:
11:45 Welcome
11:50 Keynotes
12:20 Case Studies
12:40 Q&A
13:10 Breakouts*
*Breakout Rooms will be available for the speakers, plus more rooms for ad hoc meetings between and among participants
Simon Vine
Yesod Capital
CEO
(Co-moderator)
Steven Hellman
Credit
Suisse
MD
Matthew Tuttle
Tuttle Capital Management
CIO
Jonathan Rosenzweig
Home Plate Acquisition Corp.
CFO
Steven Hellman. Mr. Steven Hellman is a Managing Director of Credit Suisse in the Investment Banking and Capital Markets division, based in Los Angeles. He is responsible for coverage of corporate and financial sponsor clients on behalf of the Global Industrials Group.
Matthew Tuttle. Tuttle Capital Management (TCM) focuses on using informed agility to manage portfolios in a more dynamic manner. Being informed is about understanding that no one investment approach is best, and that the optimal approach in our view is to bring about more robust strategies that combine the best methodologies from multiple investment disciplines. Being agile is about being both nimble and flexible enough to be able to stay in harmony with market trends.
Fred Greear
Carilion
Clinic
CIO
Fred Greear, Director of Investment, Carilion Clinic in Roanoke, Virginia. I oversee the investment portfolio of our health system with assets of approximately $2 billion split between a long-term investment pool and defined benefit pension.
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
142
3d Annual Impact / NextGen Summit
March 24, 2021
143
Here are links to Decks for Global Breakouts, LinkedIn Groups, 361Firm App Groups
3rd Annual Impact & NextGen Summit
March 24, 10am to 1pm ET
Tracy Edwards. Leader, fundraiser, event organiser, motivational speaker, and author
Eric Lindberg. 25+ years in PE (Blackstone, Hicks Muse, Lion Capital), now CIO of Knowlton Foundation to support higher education, investing across asset classes
Barry Adams. Leader with a diverse background in marketing alternative investments, derivatives, and hedge funds; inspiring confidence in entrepreneurs to achieve success.
Gigi Lee Chang. Investor in food, health, wellness and sustainability. Founder of Plum Organics, founding MD of FoodFutureCo, CEO of nonprofit Healthy Child Healthy World.
Jonah Blake. Chief Gaming Officer of Game Fund Partners and leader of Global Partnerships / Esports Initiatives at Blake Broadcasting
Catherine Griffin. ImpactableX enables founders to model social and environmental impact, giving them tools to build businesses to execute with engaging reporting
Marina Cvetkovic. NextGen Project provides Board advisory from 25-35 year old change-makers. Marina also provides executive coaching and recruitment.
On March 24, 2021 at 10am-1pm ET we host our 3rd Annual Impact & NextGen Summit. To receive the login, join the Impact Group on the 361Firm App. You can Onboard our App at 361firm.honeycommb.com or via iOS or Google. Invite others via our LinkedIn event
Kim Kolt is an active investor in companies driven by positive impacts for society, including cleantech, biotech, agtech, education and fintech. Formerly at Goldman Sachs TMT.
Valerie Rockefeller’s professional background is as a middle school special ed teacher for adolescents with learning differences and emotional disabilities. She began her teaching career at Central Park East Secondary School in East Harlem, and also taught in Australia.
Nelson Del Rio has over 32 years of experience as an attorney, serial entrepreneur and futurist after being an M&C attorney at the Wall Street law firm of Skadden Arps.
Robert Horwitz. Investing in PE, VC, and Impact via RH Capital Associates. Active in foster care and criminal justice reform via non-profits. Trustee of Redlich Horwitz Foundation.
Toren Kutnick manages a family office that invests (directly and with others) in early stage tech companies globally, including nanotech, 3D printing, solar, and software solutions.
Zak Nasser. After stints in Silicon Valley, Zak is now in Dubai. He is focused on VC investments for family offices across industries and works on opportunistic PE projects.
Kim Kolt
For Good
Ventures
President
Toren
Kutnick
FO
Man. Dir
Valerie
Rockefeller
Rockefeller
Brothers Fund
Board of Dir.
Nelson
Del Rio
Blockable
Co-CEO
Robert
Horwitz
RH Capital
Principal
Zakariah
Nasser
GCC FO
Investor
Tracy Edwards
The Maiden Factor
Founder
Barry Adams
Prairie Crest
Founder
Eric
Lindberg
Knowlton Found.
CIO
Gigi Lee
Chang
BYF Capital
Man. Partner
8:00 Principals Only
10:00 Keynotes
10:30 Opening Panel
11:10 Impact Panel
11:40 NextGen Panel
12:10 Breakouts
12:40 Town Hall
Jonah
Blake
Game Fund
Partners
CGO
Catherine
Griffin
ImpactableX
Founder
Marina Cvetkovic
NextGen Project
CCO
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
5G: New Money Machine!?
Mar. 23, 2021
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
145
5G: the New Money Machine
March 23, 11:30am to 1pm ET
Nitin Sacheti. 15 years of long/short equity experience managing investments in the technology, media, telecom and consumer spaces at Ampere Capital, Tiger Europe Management, Cobalt Capital and Papyrus Capital.
Vani Rao, CFA. Managing Partner and Cofounder of EdgeVenture Group, a VC firm focused on edge innovation tech and its real world application. Vani previously led the buildout of a startup data and analytics platform after investing in dozens of early stage startups at Lighter Capital through their alternative revenue based facility. Previously, Vani spent over a decade in Derivatives working with corporations to hedge risk at BBVA and KeyBank.
Bjoern Schaettgen. More than 15 years of B2B experience in marketing, innovation and business management. Strong drive for entrepreneurship and networking.
On March 23, at 11:30am EST, we host our 5G “Deep Dive”. To receive the login, join the Tech & Telecom Group on the 361Firm App at 361firm.honeycommb.com/groups/tech-1/. You can Onboard our App via iOS or Google and invite others via our LinkedIn event
Simon Vine, Ph.D. Advises companies on strategy and SPAC strategy, helps with business development. Simon is a former Co-Head of Commercial & Investment Banking Division at Alfa Bank; former member of the Investment Committee at MFO LetterOne. Earlier in his career, Simon worked at American Express Bank, UBS and Société Générale. In addition, to broad banking experience, he spearheaded IT/digitization projects. Simon holds a Ph.D., an MBA from Columbia University, and Series 7 and 63 registrations.
Ruediger Koester. Founder and Managing Director of SeTeCo GmbH (www.seteco.at) supporting and advising companies and start-up in telco business. Owner and Managing Director of Hillebrand-CE (www.hillebrand-ce.com) supporting law firms, manufacturers and operators with exclusive subject matter experts on patent and IPR topics. Senior Representative at Match-Maker Ventures (www.match-maker.ventures)
Frank Meywerk has over 28 years in the telecom industry, 21 of which in international senior management and CXO positions for Siemens, Deutsche Telekom, Liberty Global/Unitymedia and others. He’s owner and MD of Northbound Consulting, supporting investors in the telco field incl. infrastructure. Frank is also working with telcos, vendors and start-ups as strategic consultant.
AGENDA:
11:30 Welcome
11:35 Keynotes
12:20 Case Studies
12:40 Q&A
13:00 Formal End
Simon
Vine
Yesod Capital
CEO
(Moderator)
Ruediger
Koester
T-Mobile
ex-CTIO
Bjoern
Schaettgen
Match-Maker Ventures
Chief Growth Officer
Vani
Rao
EdgeVenture Group
Managing Partner
Frank
Meywerk
ex-Deutsche Telekom
Sr. Executive
Nitin
Sacheti
ARS
TMT PM
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
March 16, 2021
Cannabis Investing Across
Asset Classes
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
147
Eddy van der Paardt, 20 years of experience in deal sourcing, commercial due diligence, negotiations, and execution for both financial and corporate investments with a focus on shareholder value creation.
Brian Sheng, CEO of Asia Horizon, a retail CBD distributor in China that has secured a limited license to process Active Pharmaceutical Ingredients for the Asian, European and North American markets.
Cato Felan III. Cato Felán III is a Principal of Parque Green and a CEO of La Hoja Capital Management. He has been working to open investor access to the U.S. Cannabis industry since 2018. Cato has spent his career on the forefront of new access and methods of investing.
Paul Beattie, over 30 years of investment experience, and co-founder of BT Global Growth Fund, a hedge fund focused on Canada, Cannabis and Commodities.
361Firm is a global platform to collaborate on investments and SDGs for family offices, institutional investors and CXOs. www.361firm.com/story
Mattocks Swenson, co-founder of L2V, manages a cannabis focused fund that leverages a proprietary data platform to develop and scale category-defining cannabis companies.
Ben Langley, CEO of Grow Group. Grow is focused on the medical cannabis market in the UK and Europe and is the partner of Tilray in the UK medical distribution deal announced recently.
Kurt Davis leads Fluence Capital, an equipment financing ecosystem within Fluence by Osram. Kurt’s 35 years in technology, his first decade with GE Healthcare in hospital imaging, spans startups as well as other fortune 500 firms.
Anand Shahi, CEO of Bar Capital, a thought leader who invests in, advises, and raises capital for companies across the cannabis industry
Jennifer Bassuk spearheads business development initiatives at Fluence and is responsible for exploring capital markets for cannabis producers and food cultivators. Former attorney, startup maven and 11+ years at Amazon.
�
11:30 Welcome
Intros
11:35 Keynotes
12.30 Q&A
13:00 End
On March 16, we host a Deep Dive to shed light across asset classes in cannabis. To register, join the Cannabis group on our App (361firm.honeycommb.com/groups/cannabis). Invite others via our LinkedIn event
Cato Felan III
Parque
Green Capital
Managing Partner
Jennifer Bassuk
Fluence by Osram
Bus. Dev.
(Moderator)
Ben
Langley
Grow Group
CEO & Founder
Anand Shahi
Bar Capital
President
(Moderator)
Cannabis Investing Across Asset Classes
March 16, 11:30am to 1pm ET
Paul
Beattie
BT Capital
CEO
Mattocks
Swenson
L2V
Principal
Anna Geller
Venture Angel
and Advisor
Principal
Eddy van
der Paardt
SFO
CIO
Brian
Sheng
Asia Horizon
CEO
Kurt
Davis
Fluence Capital
Bus. Dev.
March 11, 2021
Ag Tech Deep Dive
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
149
Ephraim Lindenbaum is an accomplished venture capitalist and MD at Advance Ventures, a Silicon Valley-based VC fund and accelerator that invests in startups across AgTech, CleanTech, FoodTech amongst other sectors. Mr. Lindenbaum also serves as a Board Member of Front Range Biosciences, a vertically integrated biotech company in the cannabis sector.
361Firm is a global platform to collaborate on investments and SDGs for family offices, institutional investors and CXOs. www.361firm.com/story
11:00 Welcome
11:20 Ag-Tech Panel
11:50 Cannabis Ag-Tech Panel
12.20 Q&A
12:30 Formal End
On Mar. 11, we host an AgTech Deep Dive. To register, join the Ag Group on 361 App. Invite your connections via the LinkedIn event
Ephraim
Lindenbaum
Advance Ventures
Managing Director
Andrew Howell
is the Vice President of Sustainable Food & Agriculture for Ceres Partners’ private equity group. His responsibilities on the FAO fund include deal sourcing, financial modeling, new company evaluation, due diligence, and portfolio company operations. He has been heavily involved in the CEA space for 5 years and has led and executed 2 investments, including Pure Green Farms, in the space and actively looking for others.
Andrew
Howell
Ceres
Partners
VP
Jennifer
Bassuk
Fluence by Osram
Bus. Dev.
(Moderator)
Mark White
Prairie Crest Capital
Man. Partner
(Moderator)
AgTech Deep Dive
March 11, 11am to 12:30pm ET
Eddy van der Paardt
Marcowicz SFO
CIO
Eddy van der Paardt
20 years of experience in deal sourcing, commercial due-diligence, negotiations, and execution for both financial and corporate investments with focus on shareholder value creation.�
Richard
Lackey
The World
Food Bank
Chairman
Richard Lackey
The World Food Bank is a unique for profit enterprise that brings together institutional investment, governments, non-governmental organizations, and universities to leverage technologies
Anand
Shani
Bar Capital
President
(Moderator)
March 9, 2021
Early Stage VC, Impact Investing,
and Angel Investor Mixer
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
151
Here are links to Decks for Global Breakouts, LinkedIn Groups, 361Firm App Groups
March 9, 11:30 am ET - Early Stage VC Deep Dive:
Investing and Impact Strategies + Angel Mixer
This conference will cover two main topics:
Kim Kolt invests in technology companies driven by positive impacts for society and the environment. Kim is an active investor in clean tech, biotech, ag tech, education and fintech. Formerly at Goldman Sachs TMT, she left to create a new model of regenerative, impactful wealth management for her family office.
Luni Libes is a 25+ year serial entrepreneur, (co)founder of seven companies, investor, and Angel investor mentor. He works to achieve the highest social impact without forgoing high investment returns. He authored The Pinchot Impact Index, a way to measure, compare, and aggregate impact.
Catherine Griffin ImpactableX enables founders to model, quantify and forecast their social and environmental impact as a derivative of sales, giving them the data to differentiate, tools to build businesses that effectively execute on their mission, and reporting that uniquely engages investors.
Tino Go founded Baru to help revolutionize manufacturing for on-demand, hometown supplied furniture and fixtures. Baru uses technology to solve the $9 Billion dollar problem of shipping, storage, and inventory in the furniture industry. Baru supports local businesses, creates hometown jobs, and saves the environment while generating high profits for investors.
On March 9, 11:30 am EST, we host our Early Stage VC, Impact, & Angel Mixer Event with great keynotes shedding light on a rapidly transforming venture landscape. To receive the login, click here join the Early Venture Group on the 361Firm App. You can Onboard our App at 361firm.honeycommb.com or via iOS or Google. You can also invite others via our LinkedIn event once it’s launched.
Alain Hanover has over 30 years of business experience as a venture capitalist, angel investor,and CEO.
Nisa Amoils invests in early-stage blockchain and AI startups that deliver social and environmental impact. A100X has a Impact and diversity focus with strong ties to Eastern Europe and Israel.
Alain Hanover
Alumni Ventures
Castor Ventures
Luni Libes
Fledge Accelerator
Impact Investor
Catherine Griffin
ImpactableX Analytics
GoodCompany VC
Tino Go (Moderator)
HelloBaru.com
Virtual, Optimized,
Manufacturing
Kim Kolt
For Good Ventures
President
11:30 Welcome
11:35 Keynotes
12:00 Panels & Q&A
13:00 Breakouts Mixer
Nisa Amoils
A100X
Partner
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
152
Jyoti
Bhandari
MFO
Head of
Private Clients
Monisha
Udhani
Sanctum Wealth Management
Vice President
Kuntal
Dave
Nanubhai
Desai & Co.
Owner
AGENDA
9:30am Introduction
9:40am Macro Overview
10:00am Investors Panel on Navigating India
10:40am Opportunities Panel
11:20am Formal End
India “Deep Dive” Conference
March 4, 2021, 9:30-11:20 am ET
Kumaran
Chandrasekaran
Sundaram
Alternates
Fund Manager
Aakash
Agarwal
EarlsField
Capital
Partner
Sanjay
Mehta
Mehta
Family Office
Founder
Jyoti Bhandari. A seasoned private banker and wealth management experience of over two decades managing large investment portfolios for ultra-high net worth individuals and family offices. She holds a degree in Business Economics from the University of Delhi, MBA from Symbiosis Institute of Management Studies.
Monisha Udhani Monisha comes with more than 15+ years of wealth management experience in India and she closely works with HNIs and Family offices in helping them with asset allocation strategies, portfolio construction and investment into alternative asset classes.
Kuntal Dave. Experienced Chartered Accountant with a demonstrated history of working across many industries with specialisation in the financial services industry. Skilled in Tax, International Tax, Due Diligence, Tax Advisory, and Mergers & Acquisitions (cross border and domestic).
Kiran Dutta Kiran is Managing Partner at SoHo Ventures, a Global Family office network focused on alternative asset classes investing in India and SE Asia. He comes from a PE and VC background is an alum of Columbia University.
Sanjay Mehta. Sanjay is the most respected Angel Investor in India and is also the principal of Mehta Family Office. In January 2020, Sanjay was inducted into the “Hall of Fame” as Outstanding Angel Investor by TIE. Awarded Angel Investor Of The Year 2017 by LetsVenture.
Kumaran Chandrasekaran. A seasoned portfolio manager with 15+ years of experience in Indian markets. He managed investments across asset classes, over $1B in private credit. He is currently managing an alternative credit fund of $200M and is an alum of Columbia University.
Ameesh Jalundhwala. Ameesh is a global exec based in NYC since 2000, with 25+ years of diverse experience in institutional capital raising, investment advisory, management consulting & corporate finance. He is now the MD of Conflux Capital, which raises capital as part of Stonehaven, often in the US-India corridor, as a bridge to connect global investors and companies to US/Indian fund managers and companies and help them on their “US/India go-to strategy"
Saket Narang. Saket has 19 years of experience in Indian financial markets. Prior to joining Steinberg India Advisors, he worked as a director with Samara Capital, a growth capital private equity firm based in Mumbai. He holds an MBA from Indian Institute of Management, Ahmedabad and a B.S. degree from Delhi University.
On March 4, we host our India “Deep Dive” with speakers shedding lights on what will soon be the second largest global economy on a PPP basis. For the login, join our App’s India Group: https://361firm.honeycommb.com/groups/india/register. You can also access our App via iOS or Google. You can also invite others to join via our LinkedIn event.
Kiran
Dutta
SoHo Ventures
Managing
Partner
Ameesh
Jalundhwala
Conflux Capital
Managing
Director
Saket
Narang
Steinberg
Capital
Man. Director
Feb. 23-24 Global Conference: “Unique Insights”
from Family Offices, CIOs, and Thought Leaders
Vishal Gulati
Draper Esprit
VC and Angel
Stephen J. Cucchiaro
3EDGE Asset Man.
President & CIO
Glenn Grossman
ex-Novartis
Sr Dir. Outcomes Research
Bill Deuchler
CIO, CNL Family Office
(Moderator)
Ron
Diamond
SFO
Principal
Greg
Schuler
U-Pitt
CIO
Fred
Greear
Carilion
Clinic
CIO
Bill
Deuchler
CNL
SFO
CIO
Zakariah
Nasser
GCC
FO
Investor
Robert
Horwitz
SFO
Principal
Todd
Ruppert
T. Rowe
Price
Ex-CEO
Lisa
Coleman
NYU
SVP
Anna
Haskell
AVM
SFO
Principal
Ilya
Gertsberg
Apolis
SFO
CIO
Eric
Lindberg
Knowlton
Found.
CIO
Richard
Sobel
Altai Capital
CIO
Sherry
Witter
Witter
FO
CIO
Rob
Garrett Malaysian SFO
Partner
Anders
Dahlstrom
Volvo
Pension
Co-CIO
Ahmed Al-Darwish
Noa Capital Partners
Man.Partner
Akshay
Kiran
Pensive
Ibis S.p.A
Man. Partner
Anand
Shani
Bar Capital
Pres.
Brian
Gaister
Pennington Partners (SFO) CEO
Carlisle
Young
SFO
Advisor
Douglas
Van
SFO
Principal
Danielle
Baleeiro
Commonfund
Capital
Director
Daniel
Gottlieb
Southern
Ute Indian Tribe
CIO
Eddy van der
Paardt
Marcowicz
SFO
CIO
Jinkyu
Hong
Python
Partners
Man. Partner
Jose
Guzman
Private Equity Investor
Kolya
Miller
SFO
Investment
Advisor
Michael Fox-Rabinovitz
Chartwell
Capital
Man. Partner
Rainer
Busch
Mercury
Partners Int.
Founder
Robert
Ramsey
Pendyne
Capital
Co-CIO
Simon
Vine
Yesod Capital
Investor
Toren
Kutnick
FO
Man. Dir.
Vishnu
Amble
Saudi Aramco
Investor
Vlad
Zabelin
SFO
CIO
Narges
Zamani
Pactolus
SFO/MFO
Co-CIO
Clark
Gillam
Nebari Holdings
Co-Founder
Doug
Jones
JA
Investments
Principal
Rich
Nespola
Working Lab Cap, SFO
Principal
Neil
Fong
Sinar Mas
Part of SFO
Ralph
Money
Commonfund
Capital
Man. Dir.
Hyuk-Tae
Kwon
SFO-backed
Pine Venture
Principal, CEO
Amit
Burman
Westgrove Partners
Director
Nelson
Del Rio
Blockable
Co-CEO
Per
Wimmer
Wimmer Financial
CEO
Champ Suthipongchai
Creative
Ventures
Gen. Partner
Eric
Hoh
SEB
Head of Alt. Investments
Hans Jochum
Horn
Unicorn
Africa
Founder
Feb 23 (all times EST)
09:30 Principals, CIOs & Institutions (PCIs)
11:00 Keynote, Panel + Breakouts
Feb. 24
08:00 Keynotes + Panel
09:00 Breakouts by Region, Town Hall
Panelists & Participants for the Family Office Principals, CIOs & institutional investor (PCI) Session include those below
154
Anand Shahi, President of Bar Capital, a thought leader that invests in, advises, and raises funding for companies across the cannabis industry.
Jamie Blundell, CEO of Segra International, a Canadian cannabis tissue culture company supplying pest and disease resistant plantlets and genetics to cannabis cultivators globally. Segra is a leader in solving consistency and yield optimization challenges for cannabis cultivators.
361Firm is a global platform to collaborate on investments and SDGs for family offices, institutional investors and CXOs. www.361firm.com/story
Feb. 16 11:30am to 12:30pm ET
International Cannabis/CBD Market “Deep Dive”
Brian Sheng and John Downs, CEO and EVP of Asia Horizon, a retail CBD distributor in China that has secured a limited license to process Active Pharmaceutical Ingredients for the Asian, European and North American markets.
Ben Langley and Kalad Shah, CEO and CFO of Grow Group respectively, and Pierre van Weperen, CEO of Grow Pharma. Grow is focused on the medical cannabis market in the UK and Europe and is the partner of Tilray in the UK medical distribution deal announced recently.
11:30 Welcome & Introductions
11:35 Keynotes
12.30 Q&A
13:00 Formal End
On Feb. 16, 361Firm hosts a Deep Dive on the international cannabis and CBD markets in the wake of GW Pharma's acquisition and Tilray’s UK distribution deal. To register, join the Cannabis group on 361’s App (https://361firm.honeycommb.com/groups/cannabis). Invite others via our LinkedIn event
Vishal Gulati
Draper Esprit
VC and Angel
Stephen J. Cucchiaro
3EDGE Asset Man.
President & CIO
Glenn Grossman
ex-Novartis
Sr Dir. Outcomes Research
Bill Deuchler
CIO, CNL Family Office
(Moderator)
Anand Shani
Bar Capital
President
Jamie Blundell
Segra Int’l
CEO
John Downs
Asia Horizon
EVP
Brian Sheng
Asia Horizon
CEO
Ben Langley
Grow Group
CEO & Founder
Pierre van Weperen
Grow Pharma
CEO
Kalad Shah
Grow Group
CFO
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Vishal
Gulati
VC and Angel
Draper Esprit
Vishal Gulati is a Venture Partner at Draper Esprit investing in healthtech, omics and synthetic bio (e.g. Clue, PushDr, Lifesum, Ieso Digital Health, Fluidic Analytics, Horizon Discovery and Evonetix) - a Rhodes Scholar and former clinical virology researcher at Imperial College
Glenn Grossman (Sr Dir. Outcomes Research at Novartis) is an Epidemiologist with over 20 years of experience involving Epidemiology projects with Medicare, Medicaid, Veterans Health Administration, CDC, and other pharmaceutical, commercial and government healthcare clients in the US and outside of the US
361Firm is a global platform to collaborate on investments and SDGs for family offices, institutional investors and CXOs. www.361firm.com/story
Stephen J.
Cucchiaro
President & CIO
3EDGE Asset Man.
Feb. 11 11:30 am to 1:30 pm ET
Update #4 on C-19 Virus & Vaccine
Stephen J. Cucchiaro began managing investment portfolios in 1994 and was CIO of Windward Investment Management with AUM of $20B. He is currently President and CIO of 3EDGE Asset Management. Steve serves on the Board of Directors of the Institute for Health Metrics and Evaluation (IHME). He has an SB in Mathematics from M.I.T. and a Wharton MBA.
Jonathan Tepper is the CIO of Prevatt Capital, and Founder of Variant Perception. Author of books on Capitalism and Competition, he’s a Rhodes Scholar with degrees from University of North Carolina and Oxford
Bill Deuchler is the CIO of the CNL family office, formerly a Managing Director of Morgan Creek, with degrees from the University of Michigan and UVA.
11:30 Welcome & Introductions
11:35 Keynotes
12.30 Q&A
13:00 Formal End
On Feb. 11, we host our Virus Update #4 with insights from pharma and private/public investors.
To register, join the Healthcare Group on the 361 App (https://361firm.honeycommb.com/groups/healthcare-)
Bill
Deuchler
CIO, CNL Family Office
(Moderator)
Glenn
Grossman
Sr Dir. Outcomes Research
ex-Novartis
Vishal Gulati
Draper Esprit
VC and Angel
Stephen J. Cucchiaro
3EDGE Asset Man.
President & CIO
Glenn Grossman
ex-Novartis
Sr Dir. Outcomes Research
Bill Deuchler
CIO, CNL Family Office
(Moderator)
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Questions To Address:
1. Background – What is unique to your situation that might make it different from other investors?
2. Investment Policy Statement – Do you have an IPS? How often do you adjust? What are the objectives?
3. Target Risk-Adjusted Return Expectation – What time horizon? How often does it change?
4. Asset-Allocation Policy – What is your current policy and how often is it adjusted?
5. Biggest Changes Planned for 2021 – What are the biggest strategy shift planned for this year?
6. Liquidity – How do you think about liquidity within your investment strategy?
7. What was your biggest failure and/or lesson learned in investing? What keeps you up at night now?
8. On the NextGen, how are you preparing for future transitions?
9. Best advice for other investors – What is your best advice for our audience?
We host a special Asset Allocation Summit involving perspectives of a range of family offices around the world as well as endowments, pensions and foundations. To request an invite, join the Asset Allocation Group on the 361Firm App.
Greg
Schuler
U-Pittsburgh
CIO
Fred
Greear
Carilion Clinic
CIO
Eric
Lindberg
Knowlton
CIO
Sean
Lawless
ARS
Partner
(Co-moderator)
AGENDA
11:30 Welcome
11:35 Speakers
12:00 Group Q&A
12:15 Breakouts
12:35 Debrief
13:00 Formal End
Kathleen
Brown
Denison Univ.
CIO
Bill
Deuchler
CNL SFO
CIO
Narges
Zamani
Pactolus
Co-CIO
Jonathan
Dane
Defiant Capital
Founder
Zakariah
Nasser
GCC FO
Investor
Robert
Horwitz
RH Capital
Founder
Asset Allocation Summit - Jan. 21, 2021 11:30am-1pm ET
Mark
Sanor
361Firm
CEO
(Co-moderator)
Douglas
Van
SFO
Principal
Eddy van der
Paardt
Marcowicz SFO
CIO
Invited speakers and participants include:
Chris
Brown
Allstate
Managing
Principal
157
Fintech Deep Dive #3: Institutional Perspectives on Crypto
- Jan. 19 at 11:30 am ET
Keynotes
Josh Deems: Director of BD for Fidelity Digital Assets SM. Extensive experience covering the public and private applications of blockchain and cryptocurrencies, and was previously an Assistant Vice President within State Street’s Emerging Technologies Center. Previously spent six years as a management consultant in asset management.
Swen Werner: Swen Werner joined State Street in 2015 as a Managing Director, responsible for product strategy and now Digital Assets and Market Developments. Over 15 years working in the financial services industry, he has held senior roles in Europe, the USA and Asia with JP Morgan, Deutsche Bank and Deutsche Boerse focusing on product management for custody, clearing and collateral management.
Wilfred Daye: CEO of Enigma Securities. Previously Head of Financial Markets for OKCoin and the CEO for OKCoin Securities LLC, Senior Portfolio Manager and the President at Noble Capital International LLC (NCI) and led a machine-learning research team as a Managing Director at PeerIQ, and was an Executive Director and a Trader for Structured Finance at UBS. Prior to the FinTech space, he worked in capital markets teams at bulge bracket investment banks and hedge funds.
Damien Moser: Head of Global Sales at Napoleon AM, an AMF regulated crypto investment firm. Damien started his career in fixed income trading and brings 15+ years of business development experience at Tier 1 investment banks
AGENDA
11:30 Welcome
11:35 Keynotes
12:15 Q&A
12:30 Formal End
We will host a special Deep Dive on crypto in coordination with Iconic Holdings, involving institutional perspectives.
To register and receive the login, click here join the Fintech Group on the 361Firm App.
Dominic Ward
Managing Director
Iconic Holding
(Co-Moderator)
Introduction by Dominic Ward: Spent the first half of his career assessing default risk and looking for investment opportunities across capital structures. He learned to seek out opportunities with asymmetric risk/reward profiles while on a structured credit trading desk. He has been devising tools and strategies to source investments with high optionality ever since. He is now at the nexus of finance and technology launching the US arm of Iconic Funds, including the firm's multi-manager platform for emerging crypto portfolio managers.
Joe Azzaro
Managing Director
361Firm
(Co-Moderator)
Josh Deems
Dir. of Business Dev.
Fidelity Digital Assets
Swen Werner
Managing Director
State Street
Wilfred Daye
CEO
Enigma Securities
Damien Moser
Head of Sales
Napoleon Asset Management
Mark Sanor
361Firm
CEO
(Co-moderator)
158
Jan. 12, 2021: 361Firm Foundation Kickoff, a Special Event for 8-80 Zones with Steve Young & Jerry Rice
Register at www.361firm.com/kickoff.
You can also join the 361Foundation Group our 361Firm App (via web at 361firm.honeycommb.com or download on iOS / Google App stores).
AGENDA - Pacific Time
2:30pm VIP Screening of In Search of Greatness
3:45pm VIP Room
4:15pm General Event: Steve Interviews Jerry
The 361Firm Foundation in partnership with EdLinks presents a special event and fundraiser for 8 to 80 Zones.
The event consists of a screening of the film In Search of Greatness followed by a live virtual event featuring ex-49ers Jerry Rice and Steve Young.
80% of contributions will fund East Palo Alto 8 to 80 Zone; 20% to 361Firm Foundation.
On registering, a link to view In Search of Greatness will be made available for you to view before the event as convenient.
In Search of Greatness
This award winning film reveals the role that innovation, creativity, and resilience had, as opposed to genes, on the development of such sports greats including Wayne Gretzky, Jerry Rice, and Pele.
8 to 80 Zones
A collaboration between Steve Young and Jerry Rice, the 8 to 80 Zones provide youth living in underserved communities the skills to pursue careers in technology and media.
VIP Event: First 49 people to register at The Huddle ($490) or Luxury Box ($880) levels are invited to a special synchronous screening at 2:30pm PT followed by a VIP Room with Jerry, Steve and film director, Gabe Polsky before the 4:15pm PT general event.
VIPs receive a “Swag Box” by mail.
To register: www.361firm.com/kickoff
159
Turner Smith
IFG
(361Firm)
AGENDA
10:30 361 Town Hall
11:00 Weekly Briefing
11:30am Deep Dive Welcome
11.35am Macro Brief/ARS
11:40am Keynotes
12:15pm Q&A
1 pm End & Next Steps
Fast-paced, action-oriented dive into water infrastructure, mitigation, technology - all ventures with a social impact lens. Opportunities meet the urgency of global water challenges. Strategist Will Sarni (Water Foundry) leads with digital water innovation, Greenbacker Capital creates discussion at interconnected impact energy investments. Ecological Service Partners builds knowledge about impactful mitigation investments (plus environmental capitalism), and Mazarine shares discussion on venture funds, incubator ‘workbench’ and creative tech innovations.
To register, join the Water Group on our 361Firm App (at 361firm.honeycommb.com or via iOS/Google App stores). Invite others via LinkedIn
Tom Jump
Verite Consulting
(361Firm)
Jan. 12, 11:30 am - 1 pm (ET)
“Shape of Water - Part 2” Deep Dive
Will Sarni
Water Foundry
(Speaker)
Will Sarni, is an international water strategy thought leader, prolific author and innovator in digital technology. He is consulting advisor and strategist to multinational companies. He founded the water practice at Deloitte, and kicks off with a focus on innovative digital water technology.
Ely Greenberg, originates, structures, and monitors sustainable investments. He built two water start-ups, and will talk about scalable businesses which focus on efficiency, renewable energy and water.
Jud Hill, is a sustainable impact investor and leads a wetlands mitigation investment firm. He is a guest lecturer of Environmental Capitalism at American University and has decades of experience as both an investor and operating executive in the water and energy sector. He will share large transaction highlights and economically viable success stories. John Robinson, operates at the intersections of technology, venture investing and water/wastewater. With 13 years across many data science areas, he runs seed and growth stage funds. He will focus on emerging projects and water framework: agriculture, buildings, industry & utilities.
Jud Hill
Ecologic Service
(Speaker)
Leslie McCarthy
Postgrad Health
(361Firm)
John Robinson
Mazarine Ventures
(Speaker)
Duncan Riefler
Revere Global
(361Firm)
Tom Jump, Global brand marketer and Venture Capitalist, led growth of hybrid VC/consulting firm that launched Drizly, Ideapaint, Spartan Race, Everybody Fights and others. Led and transformed iconic brands such as McDonald’s, Buick, P&G and Dunkin Donuts.
Leslie McCarthy, environmental advocate, is a health educator. She creates sustainability messages and coaches students to build forward into a sustainable and inspired future.
Duncan Riefler strategic advisor and investor has interests in water-related businesses: Veles, Parabel (plant-based nutrition), and EchoLandCo, which protects wetlands, in conjunction with development. Turner Smith, founded IFG sset management, a boutique investment advisory, and conducts banking in the private Real Assets sector. Strategic emphasis is on impact: ag, natural resources, energy, and infrastructure.
Ely Greenberg
Greenbacker Capital
(Speaker)
+ Weekly Briefings...
Access Content
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Global Conference: Predicting 2021
Dec.15, 2020 11am-1pm ET
361Firm is a global platform to collaborate on investments and philanthropies by shared interests and experiences
for family offices, institutional investors, CXOs and thought leaders
361Firm is a global platform to collaborate on investments and philanthropies, for family offices, institutional investors & thought leaders
Onboard our App at 361firm.honeycomb.com
162
Dec. 10, 11am ET: Fireside Chat with Rishad Tobaccowala, ex-Publicis Chief Strategy Officer
Business Re-invention - The Journey & the Destination.
We talk about business and digital re-invention to the point it has become a cliche.
Key takeaways: understanding what true, holistic business reinvention is and why it is critical to survive. How does a leader /organization drive the re-invention successfully?”
Items we will address:
To register, join the Management Consulting Group on our 361Firm App (at 361firm.honeycommb.com or via iOS/Google). Invite others via LinkedIn
AGENDA
11:00 Welcome
11:05 Keynote
11:25 Fireside Chat
11:45 Q&A
12:00 Formal End
Rishad Tobaccowala
R Tobaccowala LLC
Strategic Advisor
Tom Jump
Verite Consulting
(moderator)
Rishad Tobaccowala is an author, speaker and advisor with four decades of experience specializing in helping people, organizations and teams re-invent themselves. Rishad spent his entire 37 career at the Publicis Groupe, most recently serving as the Chief Growth Officer and Chief Strategist of the Groupe. He was named by BusinessWeek as one of the top business leaders for his pioneering innovation. TIME magazine dubbed him one of five “Marketing Innovators”. Rishad is also the author of “Restoring the Soul of Business: Staying Human in The Age of Data” which helps people think, feel and see differently about how to grow their companies, their teams and themselves to remain relevant. Rishad also chairs The Tobaccowala Foundation which helps 10,000 people in India gain better healthcare and education.
Tom Jump is a Brand Marketer and Venture Capitalist. He recently led and grew a boutique hybrid Venture Capital/Brand Marketing firm that invested and launched Drizly, Ideapaint, Spartan Race, Everybody Fights and others. He has grown, launched and transformed iconic brands such as McDonald’s, Buick, P&G and Dunkin globally. As marketing leader at GM/Buick he transformed and saved Buick from the auto junkyard to the most profitable car division at GM. Tom has built new markets and capabilities across the globe, including a Global Innovation Hub for Leo Burnett Worldwide. He built new offices in New York and Tokyo. He resides in Boston where he leads a consulting business that helps startups launch and grow, and leads established brands through transformations.
361Firm is a global platform for family offices, institutions and CXOs to collaborate on investments and SDGs, by shared interests and alumni experiences
163
Sara is an educational consultant, researcher, TED Talk presenter & author, specializing in resilience. She combines expertise in research, policy & practice to promote success & equity for all. Co-authored a chapter for the book, Wellbeing and Resilience Education: Covid-19 and Impact on Education Systems, soon to be published by Routledge Press.
Leslie is an environmental advocate & supports building a sustainable, inspired future. Her focus is on development of health & education, and on coaching/ mentoring students, forward.
Amit is a family office director
and provides investment and corporate finance advice. He worked with ForFar Education, which manages schools across the world.
AGENDA
11:30am Welcome
11:35 Keynotes
12:30 Q&A
Dec. 1 11:30 am - 12:30 pm ET
Education NEXT: Deep Dive
On Dec.1, we host our “Education Next” Deep Dive, first of a series that takes a strengths-based scaffolding approach to develop an understanding across the spectrum of the education system that exists today. This will share best practices on both teaching and learning, designed for tomorrow, and catalyze action including by showcasing investment opportunities. You can register by joining the Education Group on the 361Firm App. You can later engage on the App upon Onboarding at 361firm.honeycommb.com or via iOS or Google. You can also invite others via our LinkedIn event.
Sara Truebridge
Founder
EdLinks & Educating The New Humanity
Leslie
McCarthy
Consultant
Postgrad Health
Cris
Gulacy-Worrel
VP Development
Oakmont Education
RaShaun, a passionate leader, who is making a difference in community. Throughout his career, he has contributed to major reforms in school policy, as an advocate of charter schools, to impact the lives of children most in need.
Amit Burman
Director
Westgrove Partners
Steve Dackin
Superintendent
Columbus State
Community College
Alejandra Barraza
President
HighScope Educational Research Foundation
Alejandra is committed to providing high-quality, equitable early education for all children. She leads efforts implementing research-based practices in early childhood classrooms, turning theory into meaningful learning. Dr. Barraza taught & held admin. roles in public schools in the San Antonio Independent School District.
Cris has held positions in public & private education. She is dedicated to serving dropout & recovery students. As charter school advocate, she works in policy/legislation, putting students at the forefront.
Steve oversees school and community partnerships to help improve economic development. He provides support for adults & expands access to both advanced degrees and credentials.
164
Vishal
Gulati
VC and Angel
Draper Esprit
Keynote Speakers
Vishal Gulati is a Venture Partner at Draper Esprit investing in healthtech, omics and synthetic bio (e.g. Clue, PushDr, Lifesum, Ieso Digital Health, Fluidic Analytics, Horizon Discovery and Evonetix) - a Rhodes Scholar and former clinical virology researcher at Imperial College
Stephen J.
Cucchiaro
President and CIO
3Edge Asset Management
Dec. 3, 11:30am to 1pm ET
Update #3 on C-19 Virus & Vaccine
Jonathan
Tepper
CIO of Prevatt Capital
(Moderator)
Stephen J. Cucchiaro is is known for his use of proprietary investment research methods including the application of concepts from engineering, system dynamics, and complexity economics.
Jonathan Tepper is Chief Investment Officer of Prevatt Capital, and investment fund.
11:30 Welcome
11:35 Keynotes
12.15 Q&A
13:00 Formal End
On Dec. 3, we host our Virus Update #3 with updates on the vaccine and key data as well as investment themes in healthcare. To receive the login, click here join the Healthcare Group on the 361Firm App. You can Onboard our App at 361firm.honeycommb.com or via iOS or Google. You can also invite others via our LinkedIn event.
Glenn
Grossman
Sr Dir. Outcomes Research
Novartis
Esther
Dyson
Executive Founder
Wellville
165
Dec. 3, 4-6pm ET - Future of Work Pt 2 on NextGens: Aligning Our Families With Emerging Trends
Keynotes
Generations by Erica Orange (Future Hunters). Erica will set the stage with new demarcations on “micro generations” due to exponential rate of tech change) and Millennials vs. Gen Z (“Cybrids" given close relationship with technology, yet with countertrends). She will underscore the era of uncertainty, with multiple potential futures, and the need to be whimsy and imaginative to excel in an increasingly non-linear world.
Unlearning Habitual Thinking by Gary Bolles (Singularity University). Gary is back with another thought-provoking presentation, which also ties to inter-generational issues.
Values and Meaning of Life in the Context of the Future by Denise Brouder (SWAY). She will discuss how the Future of Work is code for the Future of our Values, how human intelligence is being reimagined with the 4th industrial revolution happening now and why
Practitioners
Joe Laranjeiro (Rutgers Adjunct Professor) will discuss his framework for preparing students for a purposeful career
Ronit Avni (Localized, Inc.) will address preparing for the Future of Work in “Emerging” Markets
Barry Kayton (Cognician) will focus on activating behavior change at scale – yielding immediate, measurable and significant impact on global teams.
AGENDA
4:00 Welcome
4:10 3 Keynotes
4:40 Practitioners
5:15 Q&A
On Dec. 3 at 4-6pm, we host our second FoW Deep Dive focused on NextGens with thought-provoking speakers and interactive Q&A
To receive the login, click here join the Future of Work Group on the 361Firm App.
Denise
Brouder
Founder
SWAYworkplace
Erica
Orange
Future Hunters
Partner
Simon
Vine
Yesod Capital
(Moderator)
Gary A.
Bolles
Chair, FoW
Singularity
University
Ronit
Avni
Founder, CEO
Localized, Inc.
Introduction
Simon Vine: author of books including “Success or Happiness” and “Success Is not a Serendipity”; Former Head of an Investment Bank; CEO of Yesod Capital
Joe
Laranjeiro
Adjunct Professor
Rutgers University
Barry
Kayton
Co-Founder, CEO
Cognician
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Lance
Coogan
Veles Water
Lance Coogan, is UK-based CEO of Veles Water. He has invented and established the first-ever water index for pricing water. He will discuss water scarcity in CA and talk about future trading of this new asset class.
Patrick Wolf leads NASDAQ product development in Global Index Group. He manages creation of new indices. He coordinates development, distribution, promotion. He will talk about how/why to put an economic value on water.
11:00 Weekly Briefing
11:30 Welcome
11:35 Keynotes
12:30 Q&A
13:00 End
Global water: Dan Bena leads with ESG stewardship, WAM builds awareness about investments, Sciens explains US infrastructure/storage, and Veles introduces NQH20, a new water index. NASDAQ focuses on optimizing market movement, followed by grassroots advocacy ideas, strategically moderated by advisor Duncan Riefler, who discusses protecting wetlands and efficiencies of plant-based nutrition . Register at 361firm.com/nov17. Onboard App 361firm.honeycommb.com or iOS / Google
Patrick
Wolf
NASDAQ
Tuesday, Nov. 17, 11:30am to 1pm ET
“Shape of Water” - Educational “Deep Dive”
Daniel Bena
ESG Strategist
DanBena.com
Dan Bena is a purpose-driven corporate ESG water strategist for CEOs and forward-thinking organizations. He led Sustainable Development and Food Safety agenda for PepsiCo Global Operations. He will lead discussion on how impact investing partnerships can help solve problems.
Marc Robert is COO, Water Asset Management LLC (WAM), a global investor in water companies and assets. WAM invests to ensure quality and supply of water. He is Board Chairman, WaterAid America, a charity that focuses on safe water and sanitation.
Marc
Robert
WAM
Leslie
McCarthy
Postgrad Health
Alex
Loucopoulos
Sciens
Duncan Riefler
Strategic advisor
E&ACA
Alex Loucopoulos is a partner with Sciens Capital, a dedicated US Water Infrastructure Fund, which creatively tackles investments in infrastructure and wastewater treatment. His focus includes utilities, recycling, decentralization, storage, and reuse.
Leslie McCarthy is an environmental advocate. She supports building forward into a sustainable, civically-engaged and inspired future. Her focus is on grassroots conservation projects and health, with emphasis on creating actionable content and on coaching students.
Duncan Riefler is strategic advisor and investor with Merchant Bank, Revere Global. He has interests in water-related businesses: Veles Water, Parabel which focuses on plant-based and non-GMO nutrition, and EchoLandCo, which protects wetland areas, in conjunction with development.
167
Jennifer Bassuk
Fluence by Osram
Business Development
Moderator
Steve Graves
is the Vice President of Global Business Development at Fluence by OSRAM. He has dedicated his life, his career and his travels to pursuing innovations in LED lighting, exploring advancements in controlled environment agriculture for commercial crops and cannabis. He is responsible for diversifying Fluence’s product and business capabilities on a global scale. When he’s not taking calls from Fluence’s EMEA and APAC teams,Steve spends time with his family exploring Austin’s naturescapes and local food scene.
Register via Zoom here. Here are links to Master Decks for Conference Breakouts, LinkedIn Groups, App Groups
Dr. Jade Stinson
serves as Chief Scientific Officer and Co-founder at Vindara. Dr. Stinson’s professional focus is to discover, launch, and accelerate the scientific foundation of high impact and transformative agricultural technologies. Her AgTech experience includes, doctoral research and publications for the UK’s Department for Environment Food and Rural Affairs.
On Nov. 10 we discuss Capital Opportunities across the CEA Value Chain with panelists from Fluence, Prairie Crest, Vindara, Farm.One, Pure Green Farms. Register via Zoom here. If not already, Onboard our App at 361firm.honeycommb.com or via iOS or Google
Mark White
Prairie Crest Capital
Managing Partner
Moderator
Steve Graves
Fluence by Osram
Vice President
Nov. 10, 11:30am ET: Capital Opportunities
Across the Controlled Environment Ag Value Chain
Dr. Jade Stinson
Vindara
CSO & Co-founder
Andrew Howell
Ceres Partners
Vice President
Joe McGuire
Pure Green Farms
CEO
Rob Laing
Farm.One
CEO & Founder
11:30 Welcome
11:35 Keynotes & Panel
12:30 Discussion / Q&A
13:00 End (continued discussion)
Rob Laing
is the CEO and founder of Farm.One, a radical new kind of farm in the heart of one of the busiest cities in the world. Started in New York in 2016, Farm.One is a vertical farm that grows rare and exotic produce indoors, year-round, pesticide-free, using hydroponics and LED lighting.Rob is an experienced startup founder with a career spanning the UK, Japan and now New York who is passionate about plant-based eating and using technology for clean, accessible food.
Joe McGuire
is a 30-year veteran of the Fresh Produce industry working for such companies as Dole, Bolthouse, Ready Pac and CH Robinson. He has broad experience in fresh produce supply chains He now brings his experience and skills to the next frontier of fresh salad innovation with Pure Green Farms and their highly automated, hands free production of baby lettuces grown and marketed in the Midwest.
Andrew Howell
is the Vice President of Sustainable Food & Agriculture for Ceres Partners’ private equity group. His responsibilities on the FAO fund include deal sourcing, financial modeling, new company evaluation, due diligence, and portfolio company operations. He has been heavily involved in the CEA space for 5 years and has led and executed 2 investments, including Pure Green Farms, in the space and actively looking for others.
168
Jonah Blake
Blake Broadcasting
Moderator
Here are links to Decks for Global Breakouts, LinkedIn Groups, 361Firm App Groups
Nov. 12 12pm to 1:45pm ET: Entertainment Convergence: Gaming, Sports/E-Sports & Media
12:00 Welcome
12:05 Keynotes + Q&A
13:00 Breakouts
13:30 Town Hall
13:45 End
Wim Stocks
Playfly Sports
Chairman/CSL
Grant Johnson
EEG (NASDAQ: GMBL)
CEO
Wim Stocks is now Chairman of Playfly Sports and responsible for leading the esports business, strategy, programming initiatives, partnerships. Wim is an advisor to the Special Olympics Int’l, an Advisor to Maple Leaf Sports & Entertainment (MLSE) and Ryerson University’s ‘Future of Sports Lab’. https://www.playfly.com. Wim is a Trustee and on the Board of the Walker Art Center in Minneapolis. He served on the boards of Allina/Abbott Northwestern Hospital, the Sister Kenny Rehabilitation Institute in Minneapolis.
Grant Johnson is an experienced gaming and consumer products exec, holding senior positions at public and private companies. He is currently the CEO of Esports Ent. Group (NASDAQ: GMBL) esportsentertainmentgroup.com
Angela Dalton has served as a Managing Director for three investment banking firms - UBS, Evercore and Guggenheim Partners, and as a Senior Partner of Technology for Signum Global Advisors, a policy advisory firm. She is also an advisor for Mythical Games
On Nov. 12, we discuss the Future of E-Sports / Gaming with a range of perspectives. Register at 361firm.com/n12. If not already, Onboard our App at 361firm.honeycommb.com or via iOS/Google stores
John Linden is the CEO of Mythical Games, a next-generation game technology studio creating universal economies driven by player ownership. The studio’s first game is Blankos Block Party, an open-world multiplayer game with a focus on player-designed levels. Prior to Mythical, John was the President of Seismic Games (acquired by Niantic Labs), developer of Marvel Strike Force and Magic the Gathering: Valor’s Reach. Prior to Seismic Games, he was a Studio Head at Activision Blizzard on Call of Duty and Skylander franchises. https://mythical.games
John Linden
Mythical Games
CEO
Angela Dalton
Signum Growth Capital
Founder and CEO
Jake Barford
Youtube Creator
500,000+ Subscribers
Lance Mudd
USEF
Director
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Robert Horwitz
Redlich Horwitz Foundation - Trustee
Mamadou Biteye
VISA - VP Social Impact
Ex-Rockefeller Foundation
Keynote Speakers
Robert Horwitz will share his journey of setting up their family foundation and getting highest ROI on social impact. They focus on the foster care system in New York and elsewhere.
Mamadou Biteye has had a breadth of experiences from which to share lessons, as you can see from his World Economic Forum profile: www.weforum.org/people/mamadou-biteye
Register at www.361firm.com/oct27. Here are links to Master Decks for Conference Breakouts, LinkedIn Groups, 361Firm App Groups
Nicole Ver Kuilen
Forrest Stump - Founder
Amputee Athlete
Oct. 27 11:30am to 1:00pm ET
Philanthropy “Deep Dive” Web Conference
Charles McDonald
CEP - Founder
Education
Zak Nasser
Gulf FOs
(Moderator)
Keynote Speakers
Nicole Ver Kuilen is an amputee athlete advocating for equal access to sports for people with disabilities who founded non-profit forreststump.org/. 1500Miles is a film about her nominated for many awards.
Charles McDonald cares about educational justice. He builds the capacity of leaders and organizations to more meaningfully partner with the intended beneficiaries of their work.
11:30 Welcome
11:35 Keynotes + Q&A
12.30 Breakout Rooms
12.50 Town Hall Debrief
13:00 Formal End
170
Greg Valliere
AGF Investments
Chief U.S. Policy Strategist
Greg Valliere joined AGF Investments (AGF) in February 2019 as Chief U.S. Policy Strategist. He is responsible for providing insight into how U.S. politics are shaping global markets. He brings 30+ years of experience analyzing policy and politics providing regular commentary and insight into Washington for financial services and investment management clients globally, including specialized coverage of the Federal Reserve, economic policy and politics.
Register at 361firm.com/nov5. Here are links to Master Decks for Conference Breakouts, LinkedIn Groups, App Groups
Thomas McLoughlin is Head of Americas Fixed Income, focusing on taxable and tax exempt fixed income markets and on areas of public policy. In his current role, Tom works closely with the US capital markets desk to ensure the delivery of timely research on corporate credit, preferred securities and tax exempt bonds to clients.
10:00 Welcome
10:05 Keynotes & Panel
10:35 Discussion / Q&A
11:00 End (continued discussion)
On Nov. 5 we discuss the post-election landscape with panelists from three global financial houses: UBS, Unigestion and AGF. Register via Zoom here. If not already, Onboard our App at 361firm.honeycommb.com or via iOS or Google App stores.
Thomas McLoughlin
UBS
Americas Head of FI
Salman Baig
Unigestion
SVP Cross Asset PM
Nov. 5, 10-11am ET: Post-Election
Panel of Political Analysts & CIOs
Mark Sanor
361Firm
CEO (Moderator)
Salman Baig is a Portfolio Manager within the Cross Asset Solutions team. He joined Unigestion in March 2018. Salman began his career in 2003 in the Advanced Strategies and Policy Division at Microsoft. In 2009, he joined the U. of Washington as a Math Dept. Post-doctorate. In 2012 he joined the Research Staff at the Institute for Defense Analyses. In 2013 Salman joined Bridgewater Associates as an Investment Associate focusing on fundamental macro research, systemization, portfolio construction, and risk management. Salman holds a Bachelor in Mathematics and Master in Finance from Princeton and PhD in Mathematics from the University of Texas
Candice Beaumont
L Investments
Family Office CIO
171
Ben Forman
ParaFi
Managing Partner
Keynote Ben Forman
Managing Partner of ParaFi Capital, an investment firm focused on blockchain and decentralized finance with $100mm+ AUM backed by Galaxy Digital, Bain Capital Ventures and Henry Kravis, Co-CEO and Co-Founder of KKR. Ben was previously an executive at private equity firms KKR and TPG, and holds a B.A. in Philosophy, Politics and Economics from the University of Pennsylvania. ParaFi began investing in DeFi in 2018, deploying capital behind leading protocols such as Compound (lending and interest accrual), Aave (asset borrowing), Uniswap (automated liquidity provision), and Synthetix (synthetic asset trading). In addition to investing in DeFi protocols, ParaFi actively supports its portfolio as a power user, liquidity provider, and governance participant.
Register at www.361firm.com/o29. Here are links to Master Decks for Conference Breakouts, LinkedIn Groups, App Groups
Joe Azzaro
361Firm
Man. Dir. (Moderator)
Keynote Hamlet Yousef
Managing Partner of Irongate Capital, which invests in early-stage companies and venture funds focused on defense, national security, and dual-use applications of advanced technologies. IronGate is composed of a multidisciplinary team with decades of experience in national security, defense, technology and finance. Hamlet has 10+ years of intelligence community service, 10+ years of vetting and analysis of disruptive technologies and trends, 20+ years of government Fortune 100 sales, marketing, and management. He earned his MBA at Pepperdine.
11:00 Welcome
11:05 Keynotes / Q&A
11:35 Discuss / Q&A
12:00 Formal End (but continued discussion)
We continue “Deep Dives” on Fintech, here with fund managers. ParaFi focuses on blockchain and decentralized finance (DeFi). Irongate focuses on Cyber Security. Register at 361firm.com/o29. Onboard our App at https://361firm.honeycommb.com
Hamlet Yousef
IronGate Capital
Managing Director
Mark Sanor
361Firm
CEO (Moderator)
Carole Crawford
fincap360
Managing Partner
Oct. 29 11am to 12pm ET
Fintech “Deep Dive” Part 3
Ben Forman
ParaFi
Managing Partner
Joe Azzaro
361Firm
Man. Dir. (Moderator)
Hamlet Yousef
IronGate Capital
Managing Director
Mark Sanor
361Firm
CEO (Moderator)
Carole Crawford
fincap360
Managing Partner
As a pre-conference bonus, on Oct. 13 after our 11am Weekly Briefing, we host a “fireside chat” with institutional investors actively deploying capital in blockchain and crypto - followed by Q&A
See Important Notice
On Oct. 14 market strategist Edward Yardeni kicks off our Conference with a panel of savvy endowment and family office CIOs. Oct. 15 features CXOs and investors sharing their best/worst deals in 2020. Day 1 Breakouts are by Interests, Day 2 by Alumni Groups who will also compete in our first 361 Investment Trivia Game a range of asset classes, industries, countries and topics. Pre-conference, on Oct. 13 we host a fireside chat with institutional investors active in blockchain and crypto. Register at 361firm.com/oct2020 and onboard our App.
Candice Beaumont
CIO
L Investments
Todd Ruppert
Ex-CEO,
T. Rowe Price
Stephen Burke
CEO, ARS
Oct 14 (all times EST)
10:00 Principals & CIOs Session
11:00 Keynote Edward Yardeni
11:30 CIO Panel
12:00 Breakouts by Interests
13:00 Town Hall Debrief
Oct. 15
11:00 Welcome, Keynotes & Panel
12:00 Alumni Group Breakouts
13:00 Town Hall Debrief
Day 1 Panel Discussion to include:
Day 2 Panel Discussion to include:
Edward Yardeni
Pres., Yardeni Research
Andrew Chen
Alternative Investments, Lockheed Martin
Marcos Veremis
Man. Director, Evanston Capital Management LLC
Oct. 14-15 Family Office & CIO Conference: Inter-Connect to navigate global investment landscapes
Greg Schuler
CIO, Univ. of Pittsburgh
Mark Sanor
CEO, 361Firm
(Moderator)
173
On Day 2 (Oct. 15) panelists share “war stories” of best/worst 2020 deals/decisions and lessons learned. In Alumni Breakouts, we share ASKs and discuss how to help. Speakers share insights on an industry, asset or region. We end with an Alumni vs. Alumni Investment Trivia game. In our “Town Hall” Debrief, moderators note takeaways of ASKs, INSIGHTS and future EVENTS participants want to see or create together. Register at 361firm.com/oct2020 and onboard our App.
See Important Notice
11:00 Welcome, Opening Panel
12:00 Alumni Breakouts
ASKs, Insights, Events
12:45 Alumni vs. Alumni Game
13:00 Town Hall Debrief
Oct. 14-15 Family Office & CIO Conference: Regroup & Inter-Connect to navigate investment landscapes
Mark Shmulevich
ZImin Institute
INSEAD
Singapore
Vladimir Gidirim
Saudi Tax Auth.
Andersen
Riyadh
Chris Mayo
Velvetwire
Penn
SF
Opening Panelists and Breakout Speakers include:
Candice Beaumont
SFO CIO
Harvard
Florida
Mark Jarvis
ex-EY Group CFO
EY
London
Bill Healy
Silver
Spike
GWU
New York
Dr. Michael
Spaeth
Equitas
Andersen
Dusseldorf
Ilya Gertsberg
Apolis
(SFO)
Columbia
Monaco
Liubym Gerasymenko
Symbion Power
LBS
Charlotte NC
Richard De Villier
UBS
LSE
New York
Kolya Miller
VC-focused SFO
Yeshiva
New York
Jeff Seo
ELA Partners
NYU
Seoul
Byron Alsberg
Prefix Capital
U-Wisconsin
Palo Alto
Charles Way
Purple Bridge, Ex-NFL
UVA
New York
Chris Curtin
Visa, CMO
Denison
SF
Jack Wyant
Blue Chip Ventures
Denison
Cincinnati
Jonathan
Barnes
Star Mountain
Capital
New York
Narges Zamani
CEO at Global
Wonks
Virginia
Alumni Breakouts
include:
Arthur Andersen
Berkeley
Boston College
Columbia
Cornell
Denison
EY
Georgetown
GW
Harvard
Hobart
LBS / LSE
MIT
Northwestern
NYU
Ohio State
Oxford
QMUL
Seton Hall
St.Lawrence
Stanford
Temple
UPenn
U Michigan
U Wisconsin
UVA
Yale
Rest of World
Oct 6, 11:30am SPAC & Pre-IPO market Fireside Chat
Steve Burns
Lordstown Motors
David Weisburd
10X Capital
Christophe Charlier
International Financier
Scott Gordon
Silver Spike
Herren Project is a national nonprofit organization providing free resources and support for the treatment, recovery and prevention of substance use disorder. Herren Project was founded in 2011 by former professional basketball player, Chris Herren, who has been in long-term recovery since Aug. 1, 2008.
Rock to Recovery helps people heal and transform their lives through the powerful experience of writing, playing, and performing music as a group. Founded in 2012 by Wesley Geer, former touring guitarist from legendary band Korn
The Loosid App is an interactive digital platform providing support and resources for those in the addiction and recovery communities across the U.S. Awarded #5 Fast Company Most Innovative Companies (Social Media Category). Co-founded by MJ Gottlieb, in recovery since March, 2012.
Keynotes (ex-NBA Chris Herren & Korn guitarist Wesley Geer) shine lights on mental health, a key area for society and investing. Register at 361firm.com/s29 & onboard our App at 361firm.honeycommb.com
11:30 Intro by MJ Gottlieb
11:35 Chris Herren & Kevin Mikolazyk on creating Herren Project
11:50 Wes Geer & Constance Sharff on Rock to Recovery story
12:05 Panelists: Fighting Stigmas of Addiction and #GetLoosidChallenge
12:15 Biggest challenges and what recovery & non-recovery community can do to help
12:20 Town Hall Q&A
MJ Gottlieb
Loosid App (Co- Moderator)
Chris Herren
Herren Project
Kevin Mikolazyk
Herren Project
Wesley Geer
Rock To Recovery
Constance Scharff, PHD
Rock To Recovery
Joe Azzaro
361Firm (Co- Moderator)
Sept. 29, 11:30am: Impact Investing “Deep Dive” Conference on Mental Health & Addiction
176
Register on our App via web (361firm.honeycommb.com) iOS, Android & Sept. 16-17 Group.
Mark
Sanor
CEO, 361Firm
(Moderator)
Christopher Charlier
Independent
Director
Jason Draho
Head of Asset Allocation, UBS
See Important Notice
Candice
Beaumont
CIO
L Investments
Sept. 16-17 Family Office & CIO Conference: Adjusting Our Game Plans
Sept 16 (all times EST)
09:00 Private Principals & CIO Session
11:00 Welcome, Keynotes, Panel
12:00 Breakouts by Interests
13:00 Town Hall Debrief
Sept. 17
06:00 Pan-Asia Panel & Breakouts
08:00 Welcome, Keynotes & Panel
09:00 Alumni Group Breakouts
10:00 Town Hall Debrief
Day 1 Panel Discussion:
Day 2 Panel Discussion includes:
Kathleen
Brown
CIO, Denison University
Richard
Sobel
CIO, Altai Capital
Todd
Ruppert
Ex-CEO,
T. Rowe Price
Eric
Lindberg
CIO, Knowlton Foundation
Greg
Schuler
CIO, Univ. of Pittsburgh
Erica
Orange
Future Hunters
On Sept. 16-17, economists and futurists share data and frameworks, and family office principals & CIOs insights as we discuss how best to “play as a team on offense and defense” to navigate today’s investment landscapes and adjusting your game plans
Stephen Burke
CEO, ARS
177
Day 2 (Sept. 17) focuses on the Future with Alumni Breakouts. At 8am ET Erica Orange shares (1) update on “macro forces” presented July 30 and (2) a new Competencies Framework aimed at being competitive in today’s “accelerated change” environment. At 9am, we move to breakouts by schools & companies (some below, many others), then our traditional “Town Hall” Debrief.
Breakouts Discussion:
See Important Notice
Sept. 16-17 Family Office & CIO Conference: Adjusting Our Game Plans
08:00 Keynote & Panel
09:00 Alumni Breakouts
Welcome
Kickoff Speakers
Intros & ASKs
Discuss Macro Forces
09:30 Town Hall Debrief
10:00 End of Session
“Macro Forces”:
Penn
Yale
Harvard
Cornell
Univ. of Maryland
Stanford
Columbia
Ohio
State
Case Western
INSEAD
LSE
Denison
University
University of
Michigan
178
Simon
Vine
Yesod Capital
(Moderator)
Carsten
Wortmann
Career Opportunities. Intl
11:30 Welcome
11:35 Keynote Speakers
12:00 Founders
12:15 Panel / Q&A
12.30 Breakouts Q&A
12.50 Town Hall Debrief
13:00 Formal End
Aug. 18 11:30am to 1:00pm ET
Future of Work “Deep Dive” Web Conference
Tom
Jump
Founder, Verite Consulting
Gary A.
Bolles
Singularity University
Denise
Brouder
Founder,
SWAYworkplace
Keynote Speakers
Gary A.Bolles: “FoW: The Five Key Elements of the FoW Focus”
Denise Brouder: “The FoW is creative destruction. Are YOU ready for the emerging opportunity?”
Elliott Poppel: You’re Doing It Wrong: How to really adopt Remote Work at your company
Founders will share their visions on Future of...
...RE, VR, EM, Education, Tourism
Antony Abell (TP): “Property as Liquid Tradable Asset”
Ilya Gorelik (Head of Real Time Computing Lab, EPAM)
Anita Balaraman (Adj. Faculty CMU; Founder, Epixego)
Ronit Avni (Founder, Localized, Inc.) - Preparing for the Future of Work in Emerging Markets
Elliott
Poppel
FoW Product Lead
Ronit
Avni
Founder & CEO, Localized, Inc.
8:00am Principals, CIO Session
9:00 Welcome, Keynotes
9:30 Opening Panel
10:00 Breakouts by Interests
10:30 Town Hall Debrief
10:45 Alumni Roundtables
11:00 Town Hall Debrief
11:30 End, Optional Modules
Ag,
F&B
Cannabis
Financial
Fintech
Health
Care
Impact
Industrials
/ Energy
Opp
Zones
PE &
Credit
Pub
Markets
Real
Estate
Sports
FOW &
Talent
VC
Tech
Next
Gen
Media
Education
Asia
LatAm
We invited a “futurist" to co-keynote and co-lead breakouts – to provoke our thinking on scenarios in light of C19 and “extreme acceleration” of AI, “proxyism”, robotics, etc. in context of other trends. Then we “Inter-Connect” in Roundtables to discuss 3 questions to help us reposition our portfolios and companies to optimize the future.
Register on the App via web, iOS or Android, and join the July 30 Group.
July 30 “Global Inter-Connecting” Conference: reimagining to reposition in investment landscapes
Mark Sanor
361Firm
CEO
Erica Orange
Future Hunters
EVP & COO
Adam Weinberg
Denison U.
President
Stephen Burke
ARS
CEO
Lisa Coleman
NYU SVP Inclusion
& Innovation
Oscar Decotelli
DXA Investments
Man. Partner
Brett Hickey
Star Mountain
CEO
Candice Beaumont
L Investments
CIO
180
Alumni Breakouts enable you to connect with others with a “shared experience”, and share ASKs and perspectives. At 10:45am, we move into these moderated breakouts (for schools and companies shown below, and others), followed by a “Town Hall” debrief at 11:15am.
8:00am Principals & Members Session
9:00am Welcome, Keynotes
9:30am Opening Panel
10:00am Breakouts by Interests
10:30am Town Hall Debrief
10:45am Alumni Roundtables
11:15am Town Hall Debrief
11:30am End, Optional Modules
Penn
Yale
Harvard
Cornell
Univ. of Maryland
Stanford
Columbia
Ohio
State
Case Western
INSEAD
LSE
Denison
University
University of
Michigan
Discussion themes include:
See Important Notice
July 30 “Global Inter-Connecting” Conference: reimagining to reposition in investment landscapes
For this gathering of family offices, institutional investors and entrepreneurs, the theme is “Recovery”, and we ask these panelists (and all Roundtable participants) to share perspectives on what scares and excites us most today in the short and long term.
Register at www.361firm.com/june25
June 25 Global Conference on Recovery
Navigating New Investment Landscapes
9:00am Welcome
9:10am Mini Breakouts
9:20am Opening Panel
10:10am Panel Track 1:
Industries
Panel Track 2:
Asset Allocation
Panel Track 3:
Asia
Panel Track 4:
Impact
11:00am Roundtable Breakouts
12:00pm Town Hall Debrief
12:15pm Transition to Alumni Connecting
12:25pm Panel of Notables Across Alumni Groups (see next slide)
12:45pm Breakouts by School & Other Alumni Groups
13:15pm Town Hall Debrief
Ag,
F&B
Cannabis
Financial
Fintech
Health
Care
Impact
Industrials
/ Energy
Opp
Zones
PE &
Credit
Pub
Markets
Real
Estate
Sports
FOW &
Talent
VC
Tech
Next
Gen
Media
Ohio
Asia
LatAm
182
June 25 Global Conference on Recovery
Navigating New Investment Landscapes
Alumni Connecting Breakouts by several schools including those shown here. At 12:15pm, we start with an Opening Panel and move to breakouts, followed by a “Town Hall” debrief
9:00 Welcome
9:10 Keynotes, Opening Panel
10:00 Mini Breakouts
10:10 Panels
1: Asset Allocation
2: Industries
3: Asia
4: Impact
11:00 Roundtable Breakouts
11:30 1:1 Meetings; Roundtables
12:00 Town Hall Debrief
12:15 Alumni Connecting! Panel
12:45 Breakouts by Alumni Group
Penn
Yale
Harvard
Cornell
Univ. of Maryland
Stanford
Columbia
Ohio
State
Case Western
INSEAD
LSE
Denison
University
University of
Michigan
Discussion themes include:
See Important Notice
183
July 7: Weekly Briefing:
Focus on Education + Alumni Breakouts
Join fellow alumni in the investment and education worlds on July 7 for a discussion on the future of education. We will share macro views, and hear from a panel of leaders in higher education and K-12.
We then transition to our Alumni Connecting! Roundtables
11:00 Welcome / Kickoff
11:10 Panel of Education Experts
11:25 Q&A
11:30 Alumni & Other Breakouts*
12:00 Town Hall Debrief
Eric
Lindberg
Knowlton Foundation
Lisa
Coleman
SVP NYU
John
Stack
Oakmont Education
Stephen
Burke
ARS Investments
Cris
Gulacy-Worrel
Oakmont Education
Gregg
Betheil
PENCIL
Sara
Truebridge
EdLinks
Per our series of “Deep Dive” webcasts on today’s challenges and opportunities this 90-minute webcast focuses on Secondaries, with insider perspectives. Register at www.361firm.com/june11
June 11 Secondaries
Deep Dive Webcast
Discussion themes include:
Paul Cohn
Tail End Capital
Alex Gerson
Pomona Capital
Katherine Hill-Ritchie
Family Office
Thomas Wright Jr.
Rosetta Capital
Ben Topor
Catalyst
Bradley Fishman
Manhattan Ventures
Chris Mayo
Investor
11:00 Welcome
11:05 Presentations
11:30 Panel
12:00 Q&A
12:30 End
After our April 2 and 30 Conferences, we gather to share updated perspectives, focused on Restarts. Register your interest to join at www.361firm.com/may28.
Stephen Burke
ARS
Andrew Deye
JobsOhio
Nancy Lazar
Cornerstone Macro
Joanne Lu
SFO
Eric Lindberg
Knowlton Foundation
Narges Zamani
Pactolus
Valentina Isakina
JobsOhio
Katherine Hill Ritchie
Nottingham Spirk
Charles Way
ex-NFL Player Dev.
Christophe Charlier
Indep. Director
Matthew Friedman
Bear Diversified
Cornerstone Macro - Nancy Lazar
ARS - Stephen Burke
Global Perspectives
Europe/Africa - Christophe Charlier (ex-Chair RenCap)
China - Francis Bassolino
China - Joanne Lu, SFO
Valentina Isakina, JobsOhio
9:15am Keynotes - Updates on Macro & Virus Perspectives
Andrew Deye, Managing Director
JobsOhio will provide insights in how they are leading Restarts for Ohio, paving the way in many ways for the Midwest (and US) response
9:00am Welcome
11:15am Breakouts
10:15am Industry Restarts
Jonathan Bridges
Automotive Stops and Starts
Bear Diversified - CEO Matthew Friedman
Large-scale Brownfield Re-start
Lordstown Motors - CEO Steve Burns
Fintech
Valentina Isakina, JobsOhio
10:00am Keynote - JobsOhio on Supporting Restarts
1) Agriculture / F&B / Consumer
2) Cannabis / Hemp
3) Financials and FinTech
4) Healthcare & Virus Perspectives
5) Impact & NextGen
6) Industrials/Energy
7) Opportunity Zones
8) PE & Credit Markets
9) Public Equities
10) Real Estate
11) Secondaries
12) Sports & Entertainment
13) Talent / Education & Workforce Dev.
14) VC / Tech / Innovation
12:45pm Town Hall DeBrief
11:45am Town Hall Debrief
12:00pm Transition to Alumni Connecting
12:05pm Summary of Morning Session (Burke + JobsOhio)
12:15pm Breakouts by School & Other Alumni Groups
Arthur Andersen
Columbia
Denison
EY
INSEAD
Leiden Universiteit
Northwestern University
Ohio State University
Seton Hall
University of Michigan
Other Alumni Groups*
May 28 9am Global Conference on Restarts
Navigating New Investment Landscapes
*networking + sharing how to bring Alumni Connecting! to your alumni groups
Preliminary Agenda as of May 27, 2020
Jeff Anderson
Manus Bio
Amit Aysola
Wanxiang
Fabrizio Arengi
SFO
Aaron Desatnik
Ceres Partners
John Backus
Proof VC
Christophe Charlier
Indep. Director
Paul Bodnar
CM Wealth
Barry Adams
Prairie Crest
Bill Deuchler
Morgan Creek
Clodagh Bourke
Old Mutual Alt.
Ken Halsband
Territory Pictures
Oscar Decotelli
DXA
Stephen Burke
ARS
Matthew Friedman
Bear Diversified
Clark Gillam
Nebari
Gail Page
Chem Bio
Adam Weinberg
Denison University
Ashley Grosh
3P Partners
Alison Smith
Cornerstone Capital
9:00am Welcome & Keynotes
9:15am Panel - CIOs and Investment Gurus: Macro Views
9:45am Panel - Healthcare Experts: Virus Updates
10:10am Panel - Family Offices Perspectives on Pandemic
Panelists & Moderators include:
Anna Haskell
AVM
Cathy Do
Ben Zayed Group
Caroline Pugh
Oya Partners
Preliminary Agenda as of April 12, 2020
Daniel Klienmann
Adi Family Office
Bryan Turley
JonesTrading
Following our April 2 Conference, we gather to share updated perspectives. Register your interest to join at www.361firm.com/april30.
Chris Brown
Allstate Investments
Eric Lindberg
Knowlton Foundation
Joanne Lu
SFO
Candice Beaumont
L Investments
Wendy Craft
Swig SFO
Esther Dyson
Wellsville
Katherine Hill Ritchie
Nottingham Spirk
Shawn Matthews
Hondius
Richard Sobel
SFO
Sonja Elmquist
TellTale
Dominik Steiner
650
Will Sternlicht
SH Hotels
Jonathan Dane
The Coury Firm
Ilya Gertsberg
CIO
Paul Hylbert
Kodiak Building
Vadim Tarasov
SFO
Narges Zamani
Pactolus
April 30 C-19 Update Web Conference
on New Global Investment Landscape
10:40am Panels - Fears & Opportunities by Industries, and by Asset Classes
11:20am Break
11:30am Moderated Roundtables
12:00pm Town Hall Debrief
Following our Deep Dive Webcasts on the challenges and opportunities in areas arising from C-19, this 90-minute webcast focuses on the VC/Tech Industry. Register at www.361firm.com/april23
.
Toren Kutnick
SFO
Ben Topor
Catalyst
Paul Yook
LifeSci
John Backus
PROOF VC
Jeff Anderson
ManusBio
April 23 11am: VC & Tech Deep Dive
Nisa Amolis Grasshopper Cap
Agenda:
11:00am – Welcome
11:10am – Presentation on VC Today by John Backus of Proof VC (ex Dir. of NVCA)
11:20am – Opening Panel, incl. Toren Kutnick, Kolya Miller (SFO), Paul Yook, Sean Lawless (ARS)
11:45am – Panel on Emerging Tech, incl. Jeff Anderson (Manus Bio), Nisa Amoils (Grasshopper)
12:00pm – Group Discussion on Relative Value by Stage
Q&A
Topics of Discussion Include:
April 16, 11am ET - Deep Dive Webcast: Agriculture as a Safe Haven
COVID-19 highlighted weaknesses in how we grow and process food, so we wanted to share insights into investment strategies and new technologies that are forward thinking and resilient in these volatile times. Register at www.361firm.com/april16ag.
Andrew Howell
Ceres Partners
Joe McGuire
Pure Green Farms
Hunt Stookey
Ceres Partners
Brandon Zick
Ceres Farms Fund
Sean Lawless
Multi-Family Office
Eric Lindberg
Knowlton Foundation
Topics of Discussion:
Brandon Zick, CIO of Ceres Partners will share data on Midwest demand and prices for quality farmland
Sean Lawless, CIO of a MFO will share how agriculture assets fit within client portfolios.
Eric Lindberg invests across all asset classes, including both real assets and PE.
Joe McGuire, CEO of Pure Green Farms a fully automated indoor lettuce grower, will discuss rising customer demand for indoor production, and Pure Green’s fully automated system.
202
Confidential Draft as of November 2019 – See Important Notice
Cleveland
Pittsburgh
Granville
Columbus
Cincinnati
Toronto
Ann Arbor
Detroit
Cleveland
Chicago
Indianapolis
Minneapolis
MIDWEST
3x
1x
3x
5x
2x
2x
1x
1x
4x
2x
1x
1x
NORTHEAST
Boston
New York
Radnor
Philadelphia
Baltimore
Wash. DC
East Hampton
2x
30x
3x
2x
3x
1x
SOUTHEAST
Atlanta
Tampa
Sarasota
Naples
Palm Beach
Miami
Vero Beach
New Orleans
2x
1x
1x
1x
3x
5x
1x
TBA
TEXAS & MEXICO
Austin
Houston
Highland Park
Dallas
Mexico City
San Antonio
1x
1x
3x
3x
1x
TBA
WEST
Vancouver
Portland
LA/SF
Seattle
Denver
Phoenix
Las Vegas
2x
1x
4x
1x
1x
2x
1x
LATIN AMERICA
Bogota
Buenos Aires
Santiago
Sao Paulo
MIDDLE EAST
Abu Dhabi
Dubai
Riyadh
Jeddah
Istanbul
Tel Aviv
1x
1x
TBA
TBA
TBA
TBA
AFRICA
Johannesburg
Cape Town
Lagos
Nairobi
Cairo
TBA
TBA
TBA
TBA
ASIA
AUSTRALIA
Melbourne
Sydney
Perth
TBA
TBA
TBA
TBA
TBA
TBA
TBA
TBA
Seoul
Tokyo
Shanghai
Hong Kong
Singapore
Mumbai
Macau
1x
1x
1x
1x
1x
1x
TBA
EUROPE
Zurich
St. Moritz
Milan
London
Geneva
Wiesbaden
Frankfurt
Hamburg
Paris
1x
1x
1x
7x
2x
1x
1x
TBA
TBA
We have hosted events in 50+ cities, 20 countries
- virtual events since 2017 (now weekly, daily)
Confidential Draft as of February 2020 – See Important Notice
204
Keynotes
Generations by Erica Orange (Future Hunters). Erica will set the stage with new demarcations on “micro generations” due to exponential rate of tech change) and Millennials vs. Gen Z (“Cybrids" given close relationship with technology, yet with countertrends). She will underscore the era of uncertainty, with multiple potential futures, and the need to be whimsy and imaginative to excel in an increasingly non-linear world.
Unlearning Habitual Thinking by Gary Bolles (Singularity University). Gary is back with another thought-provoking presentation, which also ties to inter-generational issues.
Values and Meaning of Life in the Context of the Future by Denise Brouder (SWAY). She will discuss how the Future of Work is code for the Future of our Values, how human intelligence is being reimagined with the 4th industrial revolution happening now and why
Practitioners
Joe Laranjeiro (Rutgers Adjunct Professor) will discuss his framework for preparing students for a purposeful career
Ronit Avni (Localized, Inc.) will address preparing for the Future of Work in “Emerging” Markets
Barry Kayton (Cognician) will focus on activating behavior change at scale – yielding immediate, measurable and significant impact on global teams.
Denise
Brouder
Founder
SWAYworkplace
Erica
Orange
Future Hunters
Partner
Simon
Vine
Yesod Capital
(Moderator)
Gary A.
Bolles
Chair, FoW
Singularity
University
Ronit
Avni
Founder, CEO
Localized, Inc.
Introduction
Simon Vine: author of books including “Success or Happiness” and “Success Is not a Serendipity”; Former Head of an Investment Bank; CEO of Yesod Capital
Joe
Laranjeiro
Adjunct Professor
Rutgers University
Barry
Kayton
Co-Founder, CEO
Cognician
Dec. 3, 4-6pm ET - Future of Work Pt 2 on NextGen: Aligning Our Families With Emerging Trends
4:00 Welcome
4:10 3 Keynotes
4:40 3 Practitioners
5:15 Q&A
205
To receive the login, click here join the Future of Work Group on the 361Firm App.
Dec. 3, 4-6pm ET - Future of Work Pt 2 on NextGen: Aligning Our Families With Emerging Trends
Keynotes
Generations by Erica Orange (Future Hunters). Erica will set the stage with new demarcations on “micro generations” due to exponential rate of tech change) and Millennials vs. Gen Z (“Cybrids" given close relationship with technology, yet with countertrends). She will underscore the era of uncertainty, with multiple potential futures, and the need to be whimsy and imaginative to excel in an increasingly non-linear world.
Unlearning Habitual Thinking by Gary Bolles (Singularity University). Gary is back with another thought-provoking presentation, which also ties to inter-generational issues.
Values and Meaning of Life in the Context of the Future by Denise Brouder (SWAY). She will discuss how the Future of Work is code for the Future of our Values, how human intelligence is being reimagined with the 4th industrial revolution happening now and why
Practitioners
Joe Laranjeiro (Rutgers Adjunct Professor) will discuss his framework for preparing students for a purposeful career
Ronit Avni (Localized, Inc.) will address preparing for the Future of Work in “Emerging” Markets
Barry Kayton (Cognician) will focus on activating behavior change at scale – yielding immediate, measurable and significant impact on global teams.
Denise Brouder
Founder
SWAYworkplace
Erica Orange
Future Hunters
Partner
Simon Vine
Yesod Capital
(Moderator)
Gary A. Bolles
Chair, FoW
Singularity
University
Ronit Avni
Founder, CEO
Localized, Inc.
Introduction
Simon Vine: author of books including “Success or Happiness” and “Success Is not a Serendipity”; Former Head of an Investment Bank; CEO of Yesod Capital
Joe Laranjeiro
Adjunct Professor
Rutgers University
Barry Kayton
Co-Founder, CEO
Cognician
4:00 Welcome
4:10 3 Keynotes
4:40 3 Practitioners
5:15 Q&A
206
Important Notice
We Seek an Open, Respectful Dialogue. Otherwise, you aren’t invited back.
This is NOT the Forum to Pitch Deals or Politics but Discuss and Inter-Connect. These events are designed to share macro-level ideas, strategies, and insights across industries, countries and assets. Don’t discuss specific investment offerings or products here. Rather, have thoughtful discussions and make useful connections.
Make Sure Your Zoom Participant ID shows Your Full Name. If not, you will be removed
Make Sure You’ve Onboarded to the 361Firm App. If not, you will be removed.
Stay on Mute. If you’re a speaker or called upon, unmute (and then mute again).
Chat Messages. Use chat to send messages to one or all participants. To suggest questions for panelists, send a message to Everyone or the Moderator.
Sessions Are Recorded. By participating, you agree to our sharing recordings on the or as part of our “Takeaways” from events (e.g. firm.com/synopses).
360 One Firm Capital LLC (361Firm) may have invested (or may invest) in or alongside some of the funds or companies speaking or referenced in this event or these materials, and/or 361Firm may represent them as clients now or in the future with respect raising capital for them.
361Firm offers securities via Stonehaven, LLC, a Member FINRA / SIPC. Regulatory disclosures: https://stonehaven-llc.com/disclaimer/ and Form CRS: https://stonehaven-llc.com/form-crs/
Confidential Draft - Please see the “Important Notice” and refer to any important disclosures in the materials
361Firm / Stonehaven, LLC Disclaimer & Disclosure
Stonehaven, LLC (“Stonehaven”) is a SEC Registered Broker Dealer and FINRA Member Firm. Stonehaven provides institutional placement agent services and is compensated for referred investors which allocate to investment vehicles that are managed by investment managers which are contractually engaged by Stonehaven. The compensatory parameters set forth between Stonehaven and the investment managers which are contractually engaged by the firm generally range between 15% and 30% of the management and incentive fees charged by open-end vehicles or between 50 and 300 basis points of the aggregate capital raised for closed-end vehicles contingent upon the transactional situation. There may be variances to these ranges. These compensatory parameters do not have any impact on the net fees that the investor would be accountable for by the investment manager if the investor had made a direct investment in the investment vehicle without the introduction of Stonehaven, LLC. The foregoing material is provided for informational purposes only as of the date hereof, is not complete, may not contain certain material information about an investment manager or product, including important disclosures and risk factors associated with an investment in a private placement, and is subject to change without notice. This information is not intended to be, nor should it be construed or used as, financial, legal, tax or investment advice or an offer to sell, or a solicitation of any offer to buy or sell an interest in any private placement. No offer or solicitation may be made prior to the delivery of appropriate private placement offering documents to qualified prospective investors. This information does not take into account the particular investment objectives or financial circumstances of any specific person who may receive it. More complete disclosures and the terms and conditions relating to an investment in a particular private placement is contained in the proper set of offering documents. Before making any investment, prospective investors should thoroughly and carefully review offering documents with their financial, legal and tax advisor to determine whether an investment is suitable for them. An investment in any particular private placement is not suitable for all investors. Although Stonehaven may provide this summary information, Stonehaven doesn’t provide “due diligence” on an investor’s behalf and is not responsible for an investor’s investment decisions. Performance results are generally net of applicable fees and reflect reinvestment of profits. No representation is made that any investment manager or product will or is likely to achieve its objectives or that any investor will or is likely to achieve results comparable to those shown or will make any profit at all or will be able to avoid incurring substantial losses. Past performance is no guarantee of future results. Some or all of the information contained herein, including investment returns, valuations, fund targets and strategies, has been supplied by third party sources, including the investment products and their managers or other representatives, and, although believed to be reliable, this information has not been independently verified and cannot be guaranteed. Stonehaven makes no representations or warranties, written or expressed, as to the accuracy, timeliness or completeness of such information. Financial indicators and benchmarks are unmanaged, do not reflect any management fees, assume reinvestment of income, are for illustration purposes only, and have limitations when used for such purposes because they may have volatility, credit, or other material characteristics that are different from a particular private placement investment opportunity. This material is confidential, is intended only for the person to whom it has been sent and under no circumstance may a copy be shown, copied, transmitted, or otherwise given to any person other than the authorized recipient.
Alternative Investment Risk Disclosure: Interests in any alternative investment vehicle are offered only pursuant to the terms of a Confidential Private Placement Memorandum (the “Memorandum”), which is furnished only to qualified investors on a confidential basis for their consideration in connection with the private offering of limited partnership interests. The Information contained on this website may not be reproduced or redistributed without the written approval of Stonehaven. No person has been authorized to make any statement concerning any private placement other than as set forth in the Memorandum, and such statements, if made, may not be relied upon. The information contained on this website is qualified in its entirety by the more complete information contained in the Memoranda. This website is not an offer to sell or a solicitation of any interests in any private fund offered through Stonehaven. Stonehaven and its affiliates make no representation as to the accuracy or completeness of the information contained on this website or that is received by Stonehaven. Investors should note the following regarding alternative investments:
The list set forth here is not a complete list of the risks and other important disclosures associated with such investments and is subject to the more complete risk and disclosures contained in the applicable confidential offering documents. For a more complete discussion of risks relating to these types of investments, qualified prospective investors should consult the Memorandum.
Any opinions expressed in this document may be subject to change without notice. Stonehaven is not soliciting or recommending any action based on this material.
Readership: This document is intended solely for the addressee(s) and may not be redistributed without the prior permission of Stonehaven. Its content may be confidential. Stonehaven and its subsidiaries are not responsible for any unlawful distribution of this document to any third parties, in whole or in part.
Risk Warning:Past performance is not indicative of future results. Our investment management services relate to a variety of investments, each of which can fluctuate in value. The value of portfolios we manage may fall as well as rise, and the investor may not get back the full amount originally invested. The investment risks vary between different types of instruments. For example, for investments involving exposure to a currency other than that in which the portfolio is denominated, changes in the rate of exchange may cause the value of investments, and consequently the value of the portfolio, to go up or down. In the case of a higher volatility portfolio the loss on realization or cancellation may be very high (including total loss of investment), as the value of such an investment may fall suddenly and substantially. In making an investment decision, prospective investors must rely on their own examination of the merits and risks involved. Parts of this presentation may be based on information received from sources we consider reliable. We do not represent that all of this information is accurate or complete, however, and it may not be relied upon as suc
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Form CRS - STONEHAVEN LLC / CUSTOMER RELATIONSHIP SUMMARY 06-30-2020
Item 1. Introduction: Stonehaven, LLC is registered with the Securities and Exchange Commission as a broker-dealer and is a member of the Financial Industry Regulatory Authority and the Securities Investor Protection Corporation. We are not a registered investment adviser. Brokerage and investment advisory services and fees differ, and it is important for you to understand these differences and how they may be applicable to you. Free and simple tools are available to research firms and financial professionals at Investor.gov/CRS, which also provides educational materials about broker-dealers, investment advisers, and investing. Additionally, free and simple tools are available to research broker-dealers and registered representatives at Brokercheck.FINRA.org.
Item 2. Relationships and Services – What investment services and advice can you provide me?: Conversation starters: Given my financial situation, should I choose a brokerage service? Why or why not? How will you choose investments recommended to me? What is your relevant experience, including your licenses, education, and other qualifications? What do these qualifications mean?
We engage as a registered broker-dealer in the private placement of securities on behalf of issuers. We introduce our private issuer clients to investors who are qualified to buy their respective offering, such as accredited investors. We also represent companies in corporate acquisitions, restructurings, asset sales, reorganizations and other transactions involving private placements of securities. We provide non-broker-dealer advisory services, on a select basis, in connection with these transactions. We do not facilitate transactions in any publicly listed securities.
We neither carry customer accounts nor maintain any clearing arrangement with any clearing firm. We introduce our private issuer clients to qualified investors who independently consider each investment opportunity. Our clients are the private issuers that we represent. Any transactions that happen because of our introduction to you will be defined through a direct engagement between you and our private issuer client. The private issuers that we represent have sole discretion as to whether they accept capital from you. We will not monitor your account. The illustration below explains how we typically engage private issuer clients: It’s important to understand that Stonehaven’s registered representatives are independently branded capital raising agents. We refer to these agents as Affiliate Partners. Affiliate Partners hold securities licenses (such as the Series 7 and Series 63) that enable the Affiliate Partner to engage in regulated activities like selling private placement securities. On average, our Affiliate Partners have several years of experience within the financial industry, have undergraduate and in some cases post-graduate degrees, and hold industry designations such as the Chartered Financial Analyst (CFA), and Chartered Alternative Investment Analyst (CAIA). These qualifications merely demonstrate that the holder of the license and or designation met the testing standards set forth by the sponsor of the license and or the sponsor of the designation. These qualifications do not mean that any individual holder is an expert in any of the content.
Item 3. Fees, Costs, Conflicts, and Standards of Conduct – What fees will I pay? You will pay fees and costs whether you make or lose money on your investments. Fees and costs will reduce any amount of money you make on your investments over time. Please make sure you understand what commissions and expenses you will be paying. We typically get paid if you purchase a private offering that we have introduced you to on behalf of our private issuer client. We typically get paid a commission which equates to a minority percentage of the fees that the private issuer charges you. This arrangement creates a conflict of interest that you should be aware of. Only when you invest in an offering that we bring to you, do we get paid a commission.
How do you financial professionals make money? Stonehaven will take a minority percentage of the commission generated by our Affiliate Partners. This arrangement creates a conflict of interest that you should be aware of. Affiliate Partners consider their fees when selecting private issuers to represent. Only when you invest in an offering, will the Affiliate Partner get paid a commission. In some cases, our Affiliate Partners will collaborate with each other and share commissions. You should understand that we will only introduce you to the private issuers who have engaged us as clients. You can find other private issuers elsewhere who might be better suited to your investment needs or goals. Conversation Starter: Help me understand how these fees and costs might affect my investments. If I give you $10,000 to invest, how much will go to fees and costs, and how much will be invested for me? We do not carry customer accounts, and thus we cannot accept your capital to invest. It is important to understand that most private issuers manage investment vehicles that charge fees to the investors who have invested in these vehicles – these fees are referred to as entity-level fees. Stonehaven and its Affiliate Partners typically get paid a commission which can take several forms. First, if an issuer is a private “open-ended” fund, then you will normally pay management and performance fees to the fund over the course of your investment, and typically the fund will pay us a small percentage of the entity-level fees charged to you. Second, if an issuer is a “closed-end” fund, then you will normally pay fees to the fund over the course of the investment timeline for the fund, and typically the fund will pay us a small percentage of the entity-level fees charged to you. Third, if an issuer is a private company, then we are paid a commission relating to a direct transaction. Sometimes the buyer pays this type of commission, and sometimes the seller pays it, and sometimes the buyer and the seller split it. An issuer sometimes pays us in its warrants or equity interests, rather than only in cash. An issuer sometimes pays us a monthly retainer that is an advance, forgivable by the issuer, against future commissions. Each of these arrangements creates conflicts of interest. We invite you to contact us to discuss conflicts and how they specifically apply to your scenario.
What are your legal obligations to me when providing recommendations? How else does your firm make money and what conflicts of interest do you have? We are external capital raising agents acting on behalf of our clients, the private issuers. Because of this simple intermediary construct and because we will have no access to your portfolio, you must independently determine if an investment opportunity is suitable in light of your investment goals, risk tolerance, portfolio or similar considerations for sub-advised accounts for which you act as fiduciary.
Conversation Starter: How might your conflicts of interest affect me, and how will you address them? We only get paid if you invest in an opportunity that we have brought to you. This arrangement creates a conflict of interest. Moreover, we are paid a transactional commission whether your investment appreciates or depreciates. We have an incentive to present certain investments because the manager or sponsor of those investments shares with us revenue it earns on those investments.
Item 4. Disciplinary History – Do you or financial professionals have legal or disciplinary history? Yes, we have legal and disciplinary events. Visit Investor.gov/CRS for a free and simple search tool to research our firm and our financial professionals. Conversation Starter: As a financial professional, do you have any disciplinary history? For what type of conduct?
Item 5. Additional Information – We encourage you to seek additional information For additional information about our brokers and services, visit Investor.gov, or FINRA BrokerCheck (BrokerCheck.Finra.org). To report a problem to the SEC, visit Investor.gov or call the SEC’s toll‐free investor assistance line at (800) 732‐0330. To report a problem to FINRA, please call (301) 590-6500. If you would like receive a copy of this relationship summary or if you have any problems with any of our registered representatives or would like to contact us directly, please contact us in writing at compliance@stonehaven-llc.com. We do not have a general line to call into. Conversation Starter: Who is the primary contact person? Is he or she a representative of an investment adviser or a broker-dealer? Who can I talk to if I have concerns about how this person is treating me?
209
Future of Work Pt 3 – “The Future is Female”
May 11, 2021: 11:30am to 1pm ET
AGENDA:
11:30 Welcome
11:35 Keynotes
12:20 Case Studies
12:40 Q&A
13:00 Breakouts*
*Breakout Rooms will be available for the speakers, plus more rooms for ad hoc meetings between and among participants
Simon
Vine
Yesod Capital
CEO
(Moderator)
Denise
Brouder
SWAYworkplace
Founder
(Moderator)
Susan
Payne
Holistic Agricultural Investments Group
CEO
Aleksandra
Gren
mBank S.A.
Non-Exec
Director
Gary Bolles
Singularity University
Chair for the Future of Work
Valerie Hawley
PSUAD
Exec. Director
Heather
Henyon
Mindshift Capital
Founding Partner
210
Future of Work Pt 3 – “The Future is Female”
May 11, 2021: 11:30am to 1pm ET
AGENDA:
11:30 Welcome
11:35 Keynotes
12:20 Case Studies
12:40 Q&A
13:00 Breakouts*
*Breakout Rooms will be available for the speakers, plus more rooms for ad hoc meetings between and among participants
Simon Vine
Yesod Capital
CEO
(Moderator)
Denise Brouder
SWAYworkplace
Founder
(Moderator)
Susan Payne
Holistic Agricultural Investments Group
CEO
Aleksandra Gren
mBank S.A.
Non-Exec
Director
Gary Bolles
Singularity University
Chair for the Future of Work
Valerie Hawley
PSUAD
Exec. Director
Heather Henyon
Mindshift Capital
Founding Partner