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Title IX Coordinator Training

WHAT IS YOUR ROLE?

DARIN GOFF

ASSISTANT UTAH ATTORNEY GENERAL

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Overview

CHOOSING A TITLE IX COORDINATOR

WHAT ARE THE RESPONSIBILITIES OF THE TITLE IX COORDINATOR?

WHERE CAN I GET HELP?

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How many Title IX Coordinators can I have?

As many as you want—but you need to have at least one who will not be a decision-maker or an individual designated to hear appeals.

Remember, you must train your Title IX Coordinator (TIXC), so only designate as many TIXCs as you are willing to invest the time and resources into training.

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Widespread Notification of Designated Title IX Coordinators

  • You must notify all applicants (for admission or employment), students, parents or legal guardians, employees, and any recognized employee associations of the name or title, office address, e-mail address, and telephone number of the designated TIXC.

This information must be:

    • on your website, and
    • in each handbook or catalog that you make available to the individuals identified above

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How do I choose a Title IX Coordinator?

  • Your TIXC needs to:

    • be independent and unbiased;
    • be able to communicate and coordinate effectively;
    • be able to prepare written reports and documentation on Title IX compliance activities as well as make recommendations for action;
    • be able to diagnose, clarify, and mediate differences of opinion; and
    • have the authority or access necessary to enforce compliance requirements.

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What are the responsibilities�of the Title IX�Coordinator?

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Title IX Coordinator

  • “The Title IX Coordinator has a responsibility to coordinate the recipient's efforts to comply with its obligations under Title IX and the Title IX regulations. These responsibilities include coordinating any investigations of complaints received pursuant to Title IX and the implementing regulations.”
  • —Department of Justice

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Responsibilities of Title IX Coordinators

  • Ensure that the LEA’s grievance process is current, published, and accessible
  • Ensure that the LEA has assigned individuals to each Title IX role and that they are appropriately trained
  • Publish the training each individual has received
  • Ensure reports of sex discrimination/sexual harassment can be made at any time (24/7)
  • Provide consultation, information, and grievance forms to potential complainants/respondents—especially about supportive measures
  • Oversee implementation of grievance procedures, e.g., provide notices, monitor timelines, schedule various meetings, make initial assessment of applicability of Title IX to situation

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Responsibilities of Title IX Coordinators (continued)

  • Notify all parties regarding decisions, and ensure implementation of any remedies/consequences
  • Notify complainants of the right and procedures of appeal
  • Maintain grievance and compliance records and files
  • Provide ongoing training, consultation, technical assistance, and information services regarding Title IX requirements, grievance issues, and compliance programs

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Let’s take these �one at a time…

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Ensure your process and procedures are compliant!

Written grievance procedures for dealing with sexual harassment must abide by the new regulations.

These must already be in place.

The grievance process cannot discriminate against a Complainant or a Respondent on the basis of sex or status.

Practices must apply equally to both parties.

The remedies for a Complainant must be designed to restore or preserve equal access to the school’s education program or activity.

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Ten Requirements of Grievance Process

    • Treat parties equitably
    • Objectively evaluate credibility and all relevant evidence
    • Train staff and ensure there is no conflict of interest/bias
    • Include a presumption that the Respondent is not responsible for alleged conduct
    • Establish reasonably prompt timeframes

    • Describe/list the range of possible disciplinary sanctions/remedies
    • State the standard of evidence (POE or CCE)
    • Include the procedures and permissible bases for the parties to appeal
    • Describe the range of supportive measures
    • Clarify that privileged information will not be used/sought without individual’s consent

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Quiz Time

TELL ME WHAT MUST BE IN YOUR GRIEVANCE PROCESS

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Title IX Process Flowchart

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Who can make a report of sexual harassment?

  • Anyone can report sexual harassment within a school’s education program or activity, triggering the Title IX Coordinator’s responsibility to act.

  • Remember, the reporter is not necessarily the Complainant.

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Actual Knowledge �When are you on actual notice and what should you do?

  • K-12 schools are deemed to be on notice when any employee has notice of allegations of sexual harassment (as defined in §106.30). Such notice triggers the LEA's response obligations and liability if the LEA does not act appropriately.

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Obligations Upon Notice

  • Once a school has “actual knowledge” of sexual harassment or allegations of sexual harassment, that activates the LEA’s legal obligation to respond promptly in a manner that is not deliberately indifferent.

  • A school must treat a person as a Complainant any time the school has notice that the person is alleged to be the victim of conduct that could constitute sexual harassment (regardless of whether that person or a third party reported the sexual harassment), and irrespective of whether the Complainant chooses to file a formal complaint.

  • There is no time limit or statute of limitations on a Complainant’s decision to file a formal complaint.

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What is the definition of sexual harassment?

  • Conduct on the basis of sex that satisfies one or more of the following:

  • An employee of the LEA conditioning the provision of an aid, benefit, or service of the district on an individual’s participation in unwelcome sexual conduct (quid pro quo);
  • Unwelcome conduct determined by a reasonable person to be so severe, pervasive, AND objectively offensive that it effectively denies a person equal access to the school’s education program or activity; and
  • Conduct that could be considered sexual assault, dating violence, domestic violence, and/or stalking.

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Quiz Time

WHAT CONSTITUTES SEXUAL HARASSMENT?

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Intake

  • An intake interview should be conducted with the Complainant to determine if the allegations fall under the purview of Title IX:

  • Did the alleged incident occur within the school’s educational program or activity?
  • Is the individual who was alleged to have been harmed participating in/trying to participate in the school’s educational program or activity?
  • Does the alleged behavior (if true) fall within the definition of sexual harassment in §106.30?
  • Did the alleged behavior occur within the United States?

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Inform

  • The Title IX Coordinator must promptly contact the Complainant (if the report was made by someone else) to discuss the availability of supportive measures, which are available with or without the filing of a formal complaint;

    • Consider the Complainant’s wishes with respect to supportive measures.

  • Explain to the Complainant the process for filing a formal complaint and the grievance process.

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Information given to the Complainant about the process should include:

    • the policies/procedures containing the Title IX grievance process;
    • explanation of behaviors that would constitute sexual harassment and/or any code of conduct violations;
    • that the Respondent is presumed not responsible and that both parties have equal rights and protections;
    • that the parties are entitled to an advisor of their choice;
    • that both parties will have an opportunity to inspect and review evidence;
    • that retaliation for participating in the Title IX grievance process is prohibited;
    • an explanation that the parties can choose to engage in informal resolution instead of a formal grievance process;
    • the range of possible remedies and/or disciplinary sanctions following a determination of responsibility; and
    • the standard of evidence that will be used to reach a determination.

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Examples of supportive measures

Requirements

  • Non-disciplinary, non-punitive, individualized
  • Not unreasonably burdensome to other party
  • Free of charge
  • Protect safety of parties and educational environment
  • Confidential to extent possible

Examples

  • No contact orders 
  • Academic accommodations 
  • Schedule modifications
  • Counseling
  • Health and mental health services
  • Disability services

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Who can file a formal complaint?

Complainant (alleged victim)

Parent/guardian of a minor Complainant

The Tile IX Coordinator

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Things Title IX Coordinators should consider when determining whether to sign a complaint

  • If the Complainant refuses to sign a formal complaint, the TIXC has the authority to sign a formal complaint (remember, the TIXC does not become the Complainant in this instance).

  • The following circumstances might justify the TIXC taking this step:

    • The LEA has actual knowledge of a pattern of alleged sexual harassment by an individual in a position of authority;
    • The TIXC receives multiple reports of sexual harassment against the same individual; and
    • The report involves violence, weapons, and other similar factors that heightens the level of severity.

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Informal v. Formal Grievance Processes

Informal Process (no signed complaint)

  • Supportive measures
  • Title IX Coordinator is responsible to ensure supportive measures are implemented as agreed

Formal Process (with signed complaint)

  • Investigation, determination, and appeal
  • Informal resolution
  • Supportive measures
  • Title IX Coordinator is responsible for ensuring that the resolution (either through informal resolution, supportive measures, or a decision by a decision maker(s)) is enforced.

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Formal Grievance Process

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Process must be “reasonably prompt” ���What does this mean?

The Department believes that recipients (LEAs) are in the best position to designate “reasonably prompt time frames” that balance the need to conclude Title IX grievance processes promptly with providing the fairness and accuracy that these final regulations require.

This provision does not permit a recipient to conduct a grievance process without a “set” time frame. You are thus required to designate and include in your grievance process what the set time frame will be for each phase of the grievance process (including appeals and any informal resolution process).

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Appropriate delays

    • Whether a delay should be granted must be determined on a case-by-case basis.
    • USDOE determined categorically prohibiting delays based on concurrent law enforcement investigations would deprive recipients of flexibility to work effectively and appropriately with law enforcement.
    • Delay or extension needs to be “temporary” or “limited” and for good cause, e.g., absence of indispensable individual or a need for accommodations.
    • USDOE declined to specify a number of days that constitute “temporary” delays or “limited” extensions of time frames.
    • Regulations allow but do not require a recipient to implement short-term delays even for good cause.
    • TIXC must notify all parties of the delay or extension.

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Grounds for Mandatory Dismissal

Do not describe conduct that meets the definition of sexual harassment

Allege sexual harassment that did not occur in the school’s education program or activity

Allege sexual harassment that did not occur in the United States

The Title IX Coordinator must dismiss complaints that:

Complaints can still be addressed under the school’s code of conduct.

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Grounds for Discretionary Dismissal

  • The Title IX Coordinator may dismiss a complaint if:

  • The Complainant notifies the Title IX Coordinator in writing that the Complainant wishes to withdraw the formal complaint or some of the allegations;
  • The Respondent is no longer enrolled or employed by the LEA; or
  • Specific circumstances prevent the school from gathering evidence sufficient to reach a determination about the allegations.

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Quiz Time

WHAT ARE THE GROUNDS FOR (1) MANDATORY DISMISSAL, AND (2) DISCRETIONARY DISMISSAL?

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Upon dismissal…

  • The Title IX Coordinator must promptly send written notice of the dismissal and the reason(s) thereof simultaneously to the parties.

  • The dismissal can be appealed by either party.

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Emergency Removals

A school can remove a student Respondent from the school’s education programs/activities if the student Respondent poses an immediate threat to anyone's physical health or safety.

In order to remove a student Respondent, the LEA must:

  • perform a risk analysis;
  • comply with IDEA/504/ADA (manifestation determination); and
  • refer to LEA policy and consult administration to determine what qualifies as an immediate threat.

The student Respondent must be provided with notice and opportunity to appeal the decision immediately following removal. Removal decision should be reviewed if circumstances change.

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Investigations

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Coordinating an Investigation

  • Provide written notice to the parties.
  • Assemble trained investigation team (TIXC can be investigator).
  • Meet with investigator regularly to ensure process is being followed, e.g., all notices sent, evidence sent, draft report sent, etc.
  • Assign trained decision maker (or panel of decision makers) to determine responsibility.
  • Ensure that the decision makers’ written determination of responsibility is sent to both parties simultaneously.
  • Ensure that all remedies included in decision makers’ written determination are implemented.

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Record Keeping

TIXC is responsible to ensure that records are kept for seven years, including:

  • Records of a school’s actions, including any investigation, determinations of responsibility, disciplinary sanctions imposed, and remedies provided to Complainant
  • Records of any appeals and materials associated with an appeal
  • Records of any informal resolution process
  • All materials used to train Title IX coordinators, investigators, decision-makers, and any person who facilitates an informal resolution
  • Records of the supportive measures that were provided (or why not)

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Scenarios

NOW THAT YOU ARE AN EXPERT

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Scenario 1

  • One of our high school students was attending a female volleyball game on our school campus. This student was allegedly yelling inappropriate sexist and sexual things at the opposing teams’ players. In addition, they were yelling inappropriate things of a non-sexual nature at the coaches of the opposing team. After receiving multiple emails and calls from the parents and administration of the opposing team’s school, our high school athletic director wants to ban this student from attending all future games. 
  • Does this situation fall under the definition of sexual harassment? If so, can the student be barred from attending games without a signed complaint and a formal investigation?

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Scenario 2

  • The TIXC received an anonymous email alleging that there was a sexual assault after our team’s home baseball game last Friday. The individual alleges that the sexual assault involved two students, the Respondent is a baseball player, and the other student is a friend who drove the Respondent to a party and then brought the Respondent back to the school parking lot to drop the player off at his car. The alleged assault occurred inside the car, while it was parked in the student parking lot. The email named the students involved and indicated that they have several classes together.
  • What steps must the TIXC take upon receiving this email? Does the school have jurisdiction when an assault occurs in the school’s parking lot, after everyone else is gone and the school is locked up? Can the school find the baseball player responsible and discipline the player when the assault occurred outside of regular school hours?

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Scenario 3

  • Last week a student reported alleged sexual misconduct by a teacher in a classroom. This student indicated that they were not the person who the misconduct was targeted toward and that they didn’t feel they had been personally sexually harassed, but they felt that another student had been. The TIX office did their due diligence, and the targeted student filed a formal complaint. As a result, the teacher was placed on paid administrative leave. Now, the student reporter alleges that the teacher retaliated against them by deleting all their homework and test scores before being placed on leave. Unless the student can prove they had scores for each assignment and test, the student will be receiving a failing grade when the term ends next week.
  • What is the TIXC’s obligation to the student reporter? Could the teacher’s alleged behavior be considered retaliation under the new regulations?

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Scenario 4

  • A male student reported to the TIXC that a female student he had formerly dated has been stalking him around campus, on social media, and near his home. He provided a picture of damage done to the frame of his bedroom window and a note he found in his locker that was apparently written by the female student. In the note, the female student admits to trying to get into his bedroom through the window and threatens to “hurt him while he sleeps,” damage his car, and lie about him to his friends if he won’t agree to date her again.
  • What is the TIXC obligated to do in this scenario?

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Scenario 5

  • The School Resource Officer (SRO) reported to the TIXC that a sexual assault occurred on a high school campus last night and that the victim was a student at the school. The SRO stated that the Respondent is not a student nor employee of the school nor the district. The sexual assault was reported to local police by the victim’s parents, and the investigation was assigned to the SRO because of his connection to the school.

  • What is the TIXC obligated to do in this scenario?

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Forms and Resources

  • Western Educational Equity Assistance Center – https://temp.msudenver.edu/weeac/

  • Association of Title IX Administrators – https://atixa.org

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Informal Resolution*

Once a formal complaint has been filed, the Title IX Coordinator may offer both parties the opportunity to participate in an informal resolution process.

*Not available if the complainant is a student, and the respondent is an employee.

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Is this a good case for Informal Resolution?

  • Safety
  • Self-determination
  • Facilitators are multi-partial – committed to the process and the success of the parties
  • Can you offer a flexible process?
  • Can you maintain confidentiality?
  • Can you maintain a high-quality process?

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Informal Resolution

  • At any time prior to reaching a determination regarding responsibility, the district/school may facilitate an informal resolution process, such as mediation, that does not involve a full investigation and adjudication, provided that the district/school: 
  • Provides to the parties a written notice disclosing: 
    • the allegations, the requirements of the informal resolution process including the circumstances under which it precludes the parties from resuming a formal complaint arising from the same allegations, provided, however, that at any time prior to agreeing to a resolution, any party has the right to withdraw from the informal resolution process and resume the grievance process with respect to the formal complaint, and any consequences resulting from participating in the informal resolution process, including the records that will be maintained or could be shared;
  • Obtains the parties’ voluntary, written consent to the informal resolution process; and
  • Does not offer nor facilitate an informal resolution process to resolve allegations that an employee sexually harassed a student.

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Informal Resolution (continued)

  • Offering informal resolution is not a requirement under the new regulations
  • May only be attempted if each party enters the process voluntarily
  • A school can never force, threaten, nor require any party into going through formal resolution
  • Must provide a facilitator who is free from conflicts of interest or bias and who has received special training
  • The school needs to provide both parties notices of allegations, notices of rights, information about whether the informal process is confidential, and information about withdrawing from the process

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Informal Resolution (continued)

  •  Either party may withdraw, without penalty, from the informal resolution process up until a written resolution agreement is signed by both parties. If either party withdraws from informal resolution, the formal grievance process will resume.
  •  A signed resolution agreement is binding on both parties.
  •  The facilitator(s) has the authority to end the resolution process if the facilitator(s) believes that one or both parties are not operating in good faith. If this happens, the formal grievance process will resume.

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What does informal resolution look like?

SUPPORTIVE MEASURES

RESPONDENT ACCEPTING RESPONSIBILITY

ALTERNATIVE RESOLUTION

The process is flexible and could take many forms, with the ultimate goal of preserving the Complainant’s access to the district/school’s education programs or activities.

Informal resolution may result in:

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What does informal resolution not look like?

  • Informal resolution should not require the parties to confront each other or even be present in the same room.
  • It is not couple’s counseling.
  • It is not arbitration.
  • It is not a soapbox.

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Informal Resolution Facilitators DO

  •  Assist parties in developing an approach to solving the problem
  •  Help keep discussions on point and focused
  •  Help the parties understand each other better
  •  Make sure the parties consider the probable results and the process involved in completing the investigation, and encourage reaching agreement through mediation
  •  Encourage solutions-seeking in ways which might not have been considered earlier in the process
  •  Help parties draft a valid negotiation agreement if an agreement is reached, and possibly help the parties implement their agreement

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Informal Resolution Facilitators DON’T

  •  Dictate to parties how the informal resolution will proceed without their authorization
  •  Cut parties off simply because the Facilitator has heard enough
  •  Speak on behalf of either side or introduce new points into the negotiation in favor of either party
  •  Force the parties to come to an agreement or prevent a party from excluding him/herself from the informal resolution process
  •  Limit the realm of solutions available to the parties

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Scenarios to Test Your Knowledge

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What has been your experience?

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FAQs

  • Determining when a claim reaches level of definition
  • When they can follow through on a complaint (regulations about terminating investigation)
  • When law enforcement is involved
  • Training for team (where, who, creative ways to meet requirements)
  • Emergency removals (student and staff, online school?, what is disciplinary, live streaming in school)
  • Supportive measures (online school?, get creative)
  • Policies and procedures (model policies)
  • Situations that do not apply to Title IX. For example, things that happen off-campus. Using other LEA policies (bullying, Title VII, contacting legal counsel first, etc.) to resolve situations.

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Forms and Resources

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Training

  • Risk Management