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“FORGOTTEN SIGNALS IN FISHERIES MANAGEMENT”

Supervisors

Emer Rogan

(Department of ZEPS, University College Cork, Ireland)

Ciaran Kelly

(Fisheries Science Services, Marine Institute, Ireland)

Edward Codling

(Lecturer in Mathematical Biology, University of Essex, UK)

By, Deepak George Pazhayamadom

Department of Zoology, Ecology and Plant Science (ZEPS)

University College Cork (UCC), Cork, Ireland

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Systems – Indicators - Signals

This guy happy or not?

Hey dude,

How are you?

Not good at all

No

a) Not good

b) Not so good

c) Not so bad

d) Ok

e) Good

f) Very good

g) Great

a) Relationship

b) Environment

c) Physical health

Ok

a) Response

b) Expressions

c) Movement

d) Interactions

1.Not Good� (Hit)

2. Good� (False Alarm)�3. No answer� (Miss)

OC

Probability

Distribution

a) Variability

b) Environment

c) Interactions

Response

Indicators

1. OC� (Hit)

2. IC� (False Alarm)�3. No signal� (Miss)

Fisheries

In-control�or�Out-control

SYSTEM

SIGNAL

PROBABILITY

NOISE

SIGNAL

+

NOISE

SIGNAL

DETECTION

DECISION

OBSERVATION ERROR

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Fisheries Management

(Traditional approach)

Fishery Dependent Data:

Catch (BIAS, NOISE)

Fishery Independent Data:

Survey (BIAS, NOISE)

Fisheries Management

(Alternative approach)

SSB, F

[Estimated Indicators]

(Stock abundance and Exploitation)

Population models with assumptions

Monitor with Reference Limits

(Acceptable, Precautionary, Limit)

Regulate with output controls

HCR (Eg: TAC)

Other measures (Eg: Effort)

Next Year

Limit 1000 1.5

Precautionary 1500 0.8

Acceptable 2000 0.5

F

SSB

Statistical Process Control�[Signal Detection Method]

Statistical Signals

[Stock Indicators]

Maximize Yield

Stabilize Yield

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SPC

(Statistical Process Control)

  • Data and process analysis
  • Making inferences about process behaviour
  • Decision making

Data for time = n

Monitor Parameter

In Control ?

YES

NO

Corrective Action

Product

START

(For days = 30)

Monitor pH

8.1>pH>8.4 ?

YES

NO

Correct Cause

END

(Fish lives)

MARINE AQUARIUM

Parameters:

1. pH (8.1 – 8.4), µ = 8.25

2. Temperature (72 – 78oF), µ = 75oF

3. Nitrate (< 1.0 ppm), µ = Zero

For pH:

Upper Control Limit (UCL) = 8.4

Mean = 8.25

Lower Control Limit (LCL) = 8.1

Whether pH is 8.4 > x > 8.1 ? OR

If not, What to do ?

YES

Fish dies

NO

d = d+1

If

d = 30

d = 0

YES

NO

If

d = 30

END

(Fish lives)

YES

NO

SPC is a statistical technique concerned with stabilizing processes to fixed targets

Fisheries Management

Parameters:

1. Indicator 1

2. Indicator 2

3. Indicator 3

For Indicator 1:

Upper Control Limit (UCL) =

Mean =

Lower Control Limit (LCL) =

Whether Indicator 1 is UCL> x > LCL ?

If not, What to do ?

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Control Charts

Pictorial representation of SPC

  1. Shewhart Control Chart (Detect transient changes)

µ = Reference Mean (Target)

h = Reference Limit

2. CUSUM : Cumulative Sum Control Chart (Detect persistent changes)

[zt=(D-µ)/σ] D = Indicator(Time Series)

µ = Reference Mean (Target)

σ = Standard Deviation (Permissible)� k = Allowance Parameter� h = Reference Limit

Lower CUSUM : Ф-n = min (0, Ф -n-1 + zn + k), Ф-0 = 0

Upper CUSUM : Ф+n = max (0, Ф +n-1 + zn - k), Ф+0 = 0�

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Monitor a process using indicator/s and stabilize the system using corrective action if the control chart signals an “Out of Control” situation.

UPPER CONTROL LIMIT (UCL)

CONTROL MEAN (Cµ)

LOWER CONTROL LIMIT (LCL)

First OC

UPPER CONTROL LIMIT (UCL)

Allowance Parameter (‘K’)

First OC

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UCL

LCL

K

Fisheries Management

σ

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CUSUM parameters

Objective: Whether performance of CUSUM is consistent with the current traffic light approach� of traditional stock management ?

Precautionary SSB limit (Bpa) was used to define the shift of detection

Fisheries used : Irish Sea cod� Celtic Sea & Bay of Biscay Megrim� North East Atlantic Mackerel

Reference Period : All years for which SSB was above Bpa

Allowance Parameter (k) : ½ [ ( µ– Bpa ) / σ ]

Decision limit (h) : Tuned using R-scripts provided by FISBOAT project � (Mesnil and Petitgas, 2009)

Indicators : Age-based catch numbers, catch weights and their proportions�� Indicators highly correlated with SSB were considered good

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CN6

r= 0.09310228

CN11

r= 0.90395651

Indicator Correlation

Greenland Halibut in Subareas I and II (1964-2006)

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YEAR

SSB

F

Advice� (Predicted catch)

TAC

CN4

CW4

CWABOVE

CNABOVE

1968

13444

0.83

1969

12241

0.96

1970

9785

0.62

1971

11271

0.72

1972

15873

0.56

1973

20227

0.68

1974

18121

0.58

1975

17886

0.64

1976

13647

0.73

1977

12673

0.75

1978

8662

0.59

1979

10426

0.63

1980

12310

0.70

1981

18317

0.70

1982

20249

0.74

1983

15260

0.74

1984

11249

0.71

1985

12055

0.81

1986

12026

0.75

1987

12995

0.84

10300

15000

1988

13492

0.93

10100

15000

1989

14300

OC

13400

15000

1990

8725

0.95

15300

15300

1991

6531

0.99

6000

10000

1992

7231

OC

10000

10000

OC

OC

1993

6295

OC

10200

11000

OC

OC

OC

1994

5995

OC

3700

6200

OC

OC

OC

OC

1995

4575

0.96

3900

5800

OC

OC

OC

OC

1996

5747

0.90

5400

6200

OC

OC

OC

OC

1997

5614

OC

5900

6200

OC

OC

OC

OC

1998

4809

OC

6200

7100

OC

OC

OC

OC

1999

4912

OC

4900

5500

OC

OC

OC

OC

2000

2025

OC

0

2100

OC

OC

OC

OC

2001

3237

OC

0

2100

OC

OC

OC

OC

2002

6197

OC

Recovery Plan

3200

OC

OC

OC

OC

2003

4365

OC

1950

OC

OC

OC

OC

2004

5022

OC

2150

OC

OC

OC

OC

2005

2524

0.93

2150

OC

OC

OC

OC

2006

2563

OC

OC

OC

OC

OC

In-Control

Increased

No change

Decreased

Exceeded Limits/

Negative signals

Irish Sea Cod

(Division VIIa)

CUSUM Parameters

k�h�ARL (I)�ARL(O)

= 0.72

= 1.6

= 45.5

= 2.9

Reference Limits

Bpa

Blim

Fpa

Flim

= 10,000t

= 5000t

= 0.72

= 1.0

Indicator Correlations

CN4

CW4

CWABOVE

CNABOVE

= 0.80

= 0.79

= 0.78

= 0.77

Recruitment

Age Group 1

CN4

= Catch number from age group 4

CW4

= Catch weight from age group 4

CWABOVE

= Catch weight above age group 4

CNABOVE

= Catch numbers above age group 4

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Irish Sea Cod

(Division VIIa)

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In-Control

Increased

No change

Decreased

Exceeded Limits/

Negative signals

YEAR

SSB

F

Advice� (Predicted catch)

TAC

CN8

CNPP6

CNPP7

CNPP8

1984

80202

0.19

1985

76328

0.21

1986

79513

0.20

1987

81415

0.24

16460

1988

75314

0.25

18100

1989

59943

0.29

18100

1990

50442

0.35

18100

1991

51140

OC

18100

1992

54575

0.37

18100

1993

57047

0.36

21460

1994

57825

0.30

20330

1995

64478

0.33

22590

OC

1996

62176

0.30

16600

21200

1997

68199

0.26

14300

25000

1998

70223

0.28

15200

25000

1999

62100

0.28

14600

25000

2000

60945

0.26

14200

20000

2001

63634

0.29

14100

16800

2002

59247

OC

13000

14900

2003

59088

0.43

16100

16000

2004

54698

0.53

20200

20200

OC

OC

2005

58995

0.32

22600

21500

OC

2006

74582

0.27

13600

20400

OC

OC

OC

OC

Celtic Sea and Bay of Biscay Megrim(Sub-area VII and Divisions VIIIa,b,d,e)

CUSUM Parameters

k�h�ARL (I)�ARL(O)

= 0.69

= 1.4

= 33.3

= 2.7

Reference Limits

Bpa

Blim

Fpa

Flim

= 55,000t

= Not defined

= 0.30

= 0.44

Indicator Correlations

(Delayed 2 years)

CN8

CNPP6

CNPP7

CNPP8

= 0.82

= 0.84

= 0.84

= 0.82

Recruitment

Age Group 1

M50 = AG 3

CN8

= Catch number from age group 8

CNPP6

= Positive proportions of catch

numbers from age group 6 onwards

CNPP7

= Positive proportions of catch

numbers from age group 7 onwards

CNPP8

= Positive proportions of catch

numbers from age group 8 onwards

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Celtic Sea and Bay of Biscay Megrim(Sub-area VII and Divisions VIIIa,b,d,e)

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In-Control

Increased

No change

Decreased

Exceeded Limits/

Negative signals

YEAR

SSB

F

Advice� (Predicted catch)

TAC

CNPP8

CNPP9

CWPP7

CWPP8

1972

3931319

1973

3995311

0.16

1974

3821699

0.20

1975

3550090

0.19

1976

3219315

0.20

1977

3046995

0.17

1978

3000593

0.23

1979

2544495

OC

1980

2126354

OC

1981

2154732

OC

1982

2073565

0.25

1983

2365522

0.23

1984

2382131

0.22

1985

2330761

0.20

OC

1986

2345404

0.19

OC

1987

2334078

0.22

4420000

OC

1988

2341143

0.24

6100000

1989

2414519

0.21

5320000

1990

2275442

0.20

5620000

OC

1991

2521380

0.22

6120000

OC

1992

2525257

OC

7070000

1993

2341188

OC

7670000

1994

2127203

OC

8370000

1995

2272166

OC

6450000

1996

2304222

OC

4520000

1997

2437513

0.22

4700000

OC

1998

2378369

OC

498000

5490000

OC

OC

OC

OC

1999

2419912

OC

437000

5620000

OC

OC

OC

OC

2000

2167192

OC

642000

6120000

OC

OC

OC

OC

2001

2096858

OC

665000

6700000

OC

OC

OC

OC

2002

1680112

OC

694000

6830000

OC

OC

OC

OC

2003

1672164

OC

542000

5830000

OC

OC

OC

OC

2004

1827839

OC

545000

5320000

OC

OC

OC

OC

2005

2251789

OC

320000-420000

4220000

OC

OC

OC

OC

2006

2231941

0.24

390000-509000

4440000

OC

OC

OC

OC

North East Atlantic Mackerel(Southern, Western and North Sea)

CUSUM Parameters

k�h�ARL (I)�ARL(O)

= 0.39

= 2.0

= 27.2

= 5.0

Reference Limits

Bpa

Blim

Fpa

Flim

= 23,00,000t

= Not defined

= 0.17

= 0.26

Indicator Correlations

(Delayed 3 years)

CNPP8

CNPP9

CWPP7

CWPP8

= 0.78

= 0.73

= 0.79

= 0.75

Recruitment

AG 0

M50 = AG 3

CNPP8

= Positive proportions of catch

numbers from age group 8 onwards

CNPP9

= Positive proportions of catch

numbers from age group 9 onwards

CWPP7

= Positive proportions of catch

weights from age group 7 onwards

CWPP8

= Positive proportions of catch

weights from age group 8 onwards

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North East Atlantic Mackerel(Southern, Western and North Sea)

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Discussion

  • CUSUM for real time qualitative assessments

  • Performance of CUSUM was found consistent with traditional traffic light approach

  • Delayed signals might happen when recruitment to the fishery occur before maturity

  • Performance of CUSUM with species having different life histories

  • Role of CUSUM in a fisheries management framework with Harvest Control Rules (HCRs)

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Irish Sea Cod

(Division VIIa)