TOPIC: STOCK EXCHANGES AND STOCK MARKET

PARTICIPANTS

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TOPIC: STOCK EXCHANGES AND PARTICIPANTS OF THE STOCK MARKET

PLAN

1

Fund stock exchange functions and organizational structure

Functions and Organizational Structure of the Stock Exchange

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Fund stock exchange infrastructure and stock exchange sales participants

Infrastructure of the Stock Exchange and Participants of Exchange Trading

Uzbekistan Stock exchange in the Republic activity on 12.09.2014 acceptance " Exchanges " No. UzRQ -375 and stock exchange " about the activities " of the law new edit through order This is​ law

of the stock exchanges organization to be and activity with related relationships order puts .

This to the law

appropriate

stock exchange – in advance designated place and certain at the time ,

designated rules based on stock exchange trades organization

provider legal person​

An exchange is a legal entity that organizes exchange trading at a predetermined place and time based on established rules.

According

stock exchanges designated in order

license from what he received then stock exchange

activity done increase

the right to capture entered and own

from the word " stock exchange " in the name

uses necessary was

legal are individuals .

Exchanges are legal entities that, after obtaining a license in the prescribed manner, acquire the right to carry out exchange activities and are required to use the word "exchange" in their name.

In accordance with this law

Stock exchange own charter to the documents has to be need and this documents

of the following consists of :

stock exchange complete and Abbreviated company name , location earth , electronic mail address ;

stock exchange charter fund quantity ;

stock exchange by removable of shares number , face value , types ;

Stock exchange own activity done in increasing one row to rights has

stock exchange management structure , stock exchange observation board , audit commission and executive organ

members number , this organs formation order , their powers .

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quotation ;

arbitration ;

listing;

control and other stock exchange commissions organization to grow ;

stock exchange goods prices stock exchange by designated borderline from quantity changed if it goes , the stock market trades stop ; law to the documents appropriate competition , auction , exhibition-fair trade , state purchases and corporate

purchases organization to grow and transfer ; exchange newsletters , information and other information and

advertisement materials issue ; stock exchange trades organization to sell ; stock exchange to goods was demand and of the offer ratio

based on them quotation​

A stock exchange has a number of rights in carrying out its activities.

Quotation

Arbitrage

Listing

To establish supervisory and other exchange commissions .

to suspend exchange trading if the prices of exchange goods change beyond the limits established by the exchange; to organize and conduct tenders, auctions, exhibitions, and fairs, as well as public procurement and corporate purchases in accordance with the legislation; to publish exchange bulletins, directories, and other informational and advertising materials;

to organize exchange trading;

to quote exchange goods based on the ratio of supply and demand.

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Stock exchange own They also have obligations .

the following our input possible :

trade on the grounds and in sections stock exchange sales transfer place and time about stock exchange

members own on time aware to do ;

on the stock exchange structured of transactions execution provision for condition conditions create ;

stock exchange members and they of customers mutual obligations designation ,

clarification and into account to take ,

also at the bank opened special accounts through they between mutual account books

done increase ;

stock exchange , stock exchange members and their customers money of funds separately account to conduct ;

regular accordingly own official on the website stock exchange of goods quotes placement

also stock exchange members every one stock exchange of trade results about aware as to

Principles of the Stock Exchange�

- Conducting exchange trading in an open and public manner

- Free formation of prices in exchange trading

- Voluntary conclusion of exchange transactions

- Equal conditions for all members to participate in exchange trading

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Uzbekistan Stock exchange in the Republic is the Republican Stock Exchange "Tashkent"

is considered and this stock exchange Uzbekistan Republic The President's " Economic reforms further deepening , private property interests protection to do and entrepreneurship

develop measure events Decree No. 745 " On according to April

formed . Its activity in the republic take going reforms with and shareholder

societies open policy with closely related .

Today Today, RFB "Tashkent" is 100

more than brokerage

organizations and the most

new to equipment has was It is a stock exchange .

Stock exchange – commercial organization is , its main purpose financial -

economy from the activity benefit Stock exchange​ main to the purpose achieve

for activity and service to show following types done increase possible : in advance assigned place and certain on time , scheduled rules based on public and openly stock exchange trades organization to grow and transfer ;

demand and of the offer real ratio determination based on valuable

of papers price formation through valuable papers market

create and they about information designated in order reveal

to do way with valuable of papers free behavior for necessary conditions to create supply , stock exchange to its members stock exchange in transactions and stock exchange

in the activity participation to grow the right giver stock exchange place ( brokerage) place )

to give , to exchange in trade equal legality based on participation to be able for trade to the system remotely connection opportunity create

Stock exchange main tasks the following :

stock exchange trade

rules mark , on your

placement ;

stock exchange quotation

to the sheet included valuable papers

trade organization

to grow ;

valuable on papers was demand and

of the offer ratio

based on their

price release ;

regular accordingly on their website and public information in the means

valuable of papers quotation

prices announcement to do , stock exchange members

stock exchange trade results about

aware to do ;

stock exchange own members and their valuable

papers with bought and sold processes directly done increasing traders for qualification requirements working exit and confirmation , their right and

obligations to mark ;

current legislation , stock exchange charter and stock exchange internal norm in the documents designated in order new members acceptance to do and

from membership release ;;

stock exchange members

accreditation

done increase ;

stock exchange activity done

increase for necessary was price determination , arbitration ,

listing, control and other

stock exchange commissions to compile ;

Stock exchange main tasks the following :

valuable papers market of the participants demand and needs into account received without current

to the legislation appropriate stock exchange transactions done increaseable special sections organization to grow ;

valuable papers stock exchange to the listing input and delisting​ events done increase and

valuable of papers quotation to be done order and rules working exit ;

if the stock exchange of transactions price during the day stock exchange by designated more than worth changed if it goes , the stock market trade stop ;

stock exchange by displayed services for payable right amount to mark ;

stock exchange trade rules violation for fines and penalties designation and to collect ;

stock exchange newsletters , information and other information and advertisement publications release ;

stock exchange trades done increase for usable of documents standard forms working exit ;

legislation based on stock exchange activity effective provision with related was other tasks done increase​

Precious papers professional activity in the market with practitioner

participants wider see we go out :

Investment intermediary – the client to the task according to , customer on behalf of and his/her at the expense of valuable

on papers circle transactions and operations done increasing valuable papers market

professional participant in the investment intermediary of customers valuable papers and money

funds investment intermediary own from their accounts separately in the accounts stands .

Investment intermediary every one customer's valuable papers and money funds account runs ,

valuable on papers circle transactions and operations customer with structured to the contract appropriate done increases , structured transactions and done increased operations about to him/her report gives .

Investment advisor – valuable papers release , placement and their behavior

issues , valuable papers market and his/her participants status analysis to grow and perspective

designation according to advice services shows , as well as valuable papers market

experts again prepares and their qualification increase done increasing legal is a person .

Investment fund – investors money funds and investments investment to assets attraction

to do for the purpose stocks releasing legal person - joint-stock company society investment is a fund .

Investment fund own right and obligations has . This rights investment

fund in the charter is determined . However, the investment fund in the activity some to rights has

that it is not our view possible . For example :

corporate and infrastructure bonds , as well as privileged shares release ;

fund net 10 percent of its assets the rest one issuer valuable on their papers or

responsibility limited society to the share investment ;

payment necessary was debt total size credit and ( or ) debt transaction to be signed on the date

to the situation according to investment fund pure assets 15 percent of the value exceed gone in case credit and

( or ) debt funds attraction Credit​​ and ( or ) debt deadline three from the month exceed not leaving need ;

organizational and legal shape own of the participants additional responsibility in mind catchy

legal of individuals valuable on their papers investments done increase ;

other investment funds shares to take and to them has to be ;

Transfer agent – valuable on papers was rights into account to take to the system relevant

of documents acceptance to be done , to them processing to be given and their transfer according to services

indicative legal is a person .

Dealer – stock exchange transactions own on behalf of and own at the expense of compiler stock exchange is a member of .

Market - maker – stock exchange goods prices , demand and of the offer level save stand for

own on behalf of stock exchange transactions to compose obligation received dealer .

Broker – client to the task according to him at the expense of stock exchange transactions compiler stock exchange is a member of .

Meaning of Listing: �Listing is the procedure of including an issuer's securities in the quotation list of the Republican Stock Exchange "Tashkent".

After successfully completing the listing procedure, information about the issuer's securities is entered into the EPTS Trading System, and a stock ticker is assigned.

To learn more about the listing procedure and review important information necessary for a company to be listed on the Republican Stock Exchange "Tashkent", including deadlines, required documents, listing requirements, and fees, please refer to the Regulation here.

Listing Procedure: �How to get listed?

Submit an application

Provide the required set of documents

Sign the agreement

Pay the listing fee

Congratulations — you are now listed!

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Advantages of Listing:

�Completing the listing procedure and including a company's securities in the exchange's quotation list is undoubtedly an important and integral stage in the life of any company. Obtaining a stock exchange listing allows the issuer to significantly expand its circle of investors, grant its securities an investment status, and provide the issuer itself with the status of a "public company."

Stock exchanges types :

In the world major stock exchanges :