1 of 65

Dear Teachers,

These slides have been prepared based on the NCERT syllabus to support you in teaching Plus One and Plus Two Accountancy and Computerised Accounting.

Please review and verify the content before using it in your classrooms. If you find any errors or have feedback, please let me know.

Mujeeb Rahiman C

HSST Commerce

GHSS Pattikkad

Malappuram Dt.

✉️ mujeebchemmala@gmail.com

9995983075 �

2 of 65

Chapter - 2

Theory Base of Accounting

(അക്കൗണ്ടിംഗിന്റെ സൈദ്ധാന്തിക അടിത്തറ)

3 of 65

Generally Accepted Accounting Principles (GAAP) refers to the rules or guidelines adopted for recording and reporting of business transactions, in order to bring uniformity in the preparation and the presentation of financial statements

Generally Accepted Accounting Principles

GAAP

4 of 65

GAAP

Generally Accepted Accounting

GAAP

Generally Accepted Accounting Principles

1. Accounting

Assumptions or Concepts

2. Accounting

Principles or conventions

3. Modifying

Principles

4. Accounting

Standards

5 of 65

From the practicability view point, it is observed that the various terms such as assumptions, concepts, principles, conventions, modifying principles etc. have been used inter-changeably and are referred to as Basic Accounting Concepts.

Basic Accounting Concepts

6 of 65

Basic Accounting Concepts

1. Business Entity Concept

2. Money Measurement Concept

3. Going Concern Concept

4. Accounting Period Concept

5. Cost Concept

6. Dual Aspect Concept

7. Revenue Recognition Concept

8. Matching Concept

9. Full Disclosure Concept

10. Consistency Concept

11. Conservatism / Prudence Concept

12. Materiality Concept

13. Objectivity Concept

7 of 65

1. Business entity concept

or Accounting entity concept

8 of 65

9 of 65

It means that for the purposes of accounting, the business and its owners are to be treated as two separate entities.

when a person brings in some money as capital into his business, in accounting records, it is treated as liability of the business to the owner.

when the owner withdraws any money from the business for his personal use (drawings), it is treated as reduction in the liabilities of the business.

1. Business Entity Concept

10 of 65

2. Money measurement concept

11 of 65

2. Money Measurement Concept

This concept states that only those transactions which can be expressed in terms of money are to be recorded in the book of accounts.

Sale of goods or payment of expenses or receipt of income, etc. are recorded.

Appointment of a manager, capabilities of its human resources etc. are do not find a place in the accounting records of a firm.

12 of 65

3. Going concern concept

13 of 65

Asset Value

Rs. 50,000

Asset Value

Rs. 40,000

Asset Value

Rs. 30,000

Asset Value

Rs. 20,000

Asset Value

Rs. 10,000

Depreciation

14 of 65

3. Going Concern Concept

The concept of going concern assumes that a business firm would continue to carry out its operations for a long period of time.

This assumption allows us to charge depreciation on fixed assets and carry forward the remaining amount to the next years.

It is also because of the going concern concept that outside parties enter into long term contracts with the business, give loans etc.

Also without this concept the classification of current and fixed assets and short and long term liabilities cannot be made.

15 of 65

4. Accounting period

April 1, 2019 to March 31, 2020

16 of 65

4. Accounting Period Concept

No firm can wait for long to know its financial results as various decisions are to be taken on the basis of such information.

The financial statements are, therefore, prepared at regular interval, normally after a period of one year, so that timely information is made available to the users.

This interval of time is called accounting period.

17 of 65

Basic Accounting Concepts

1. Business Entity Concept

2. Money Measurement Concept

3. Going Concern Concept

4. Accounting Period Concept

18 of 65

MUJEEB RAHIMAN C

HSST COMMERCE

GHSS PATTIKKAD

MALAPPURAM DT

19 of 65

Basic Accounting Concepts

1. Business Entity Concept

2. Money Measurement Concept

3. Going Concern Concept

4. Accounting Period Concept

5. Cost Concept

6. Dual Aspect Concept

7. Revenue Recognition Concept

8. Matching Concept

20 of 65

5. Cost Concept

Or Historical Cost Concept

21 of 65

5. Cost Concept

The cost concept requires that all assets are recorded in the book of accounts at their purchase price, which includes cost of acquisition, transportation and installation.

A machinery was purchased for ₹ 2,00,000. An amount of ₹ 5,000 was spent on transporting the machinery to the factory site. In addition, ₹ 3,000 was spent on its installation. The total amount at which the machinery will be recorded in the books of account would be the sum of all these, that is ₹ 2,08,000.

22 of 65

6. Dual Aspect Concept

Giving aspect

Receiving aspect

Debit

Credit

Example :- Sold goods to a customer for cash ₹ 10,000

23 of 65

6. Dual Aspect Concept

Dual aspect is the basic principle of accounting. This concept states that every transaction has a dual effect and should therefore be recorded at two places.

In other words, at least two accounts will be involved in recording a transaction.

eg. 1) Purchased furniture worth Rs. 10,000/- on credit from

Royal Furniture Mart

2) Mohan invested Rs. 1,00,000/- to his business.

Double Entry System of Accounting

24 of 65

The duality principle is commonly expressed in terms of fundamental Accounting Equation, which is as follows

Assets = Liabilities + Capital

The equation states that the assets of a business are always equal to the claims of owners (owners’ equity) and the outsiders (creditors equity). The two-fold effect of each transaction affects in such a manner that the equality of both sides of equation is maintained.

25 of 65

Assets = Liabilities + Capital

For example Sunil Commences a business with ₹ 10,00,000 in cash and takes a loan of ₹ 5,00,000 from the bank and these 15 lakhs used to buy some assets.

The equation will be as follows

₹ 10 lakh

₹ 15 lakh

=

₹ 5 lakh

+

26 of 65

7. Revenue Recognition (Realisation) Concept

27 of 65

7. Revenue Recognition Concept

This concept requires that the revenue for a business transaction should be included in the accounting records only when it is realised.

Revenue is assumed to be realised when goods have been sold or service has been rendered.

For example, if a firm gets an order of goods on 1st Jan 2020, supplies the goods on 5th January and receives the cash on 15th January, the revenue will be deemed to have been earned on 5th January as the goods was transferred that day.

28 of 65

Revenues in case of incomes such as rent, interest, commission etc are recognised on a time basis

If commission for April 2020 is received in advance in March 2020, it will be treated as revenue of the Month of April 2020.

For example, rent for the month of March 2020, even if received in April 2020 will be treated as revenue of the Month of March 2020.

29 of 65

8. Matching Concept

Same

Accounting Period

30 of 65

To Calculate Profit/Loss

Revenue (December)

Expenses (December)

December

Revenue (2020)

Expenses (2020)

Year 2020

Compare / Match

31 of 65

8. Matching Concept

It states that expenses incurred in an accounting period should be matched with revenues during that period.

Revenue is recognised when a sale is complete or service is rendered rather when cash is received. Similarly, an expense is recognised not when cash is paid but when an asset or service has been used to generate revenue.

32 of 65

Basic Accounting Concepts

5. Cost Concept

6. Dual Aspect Concept

7. Revenue Recognition Concept

8. Matching Concept

33 of 65

MUJEEB RAHIMAN C

HSST COMMERCE

GHSS PATTIKKAD

MALAPPURAM DT

34 of 65

Basic Accounting Concepts

1. Business Entity Concept

2. Money Measurement Concept

3. Going Concern Concept

4. Accounting Period Concept

5. Cost Concept

6. Dual Aspect Concept

7. Revenue Recognition Concept

8. Matching Concept

9. Full Disclosure Concept

10. Consistency Concept

11. Conservatism / Prudence Concept

12. Materiality Concept

13. Objectivity Concept

35 of 65

9. Full disclosure concept

36 of 65

9. Full Disclosure Concept

The concept requires that all material and relevant facts concerning financial performance of an enterprise must be completely disclosed in the financial statements and their accompanying footnotes.

This is to enable the users to make correct assessment about the profitability and financial soundness of the enterprise and help them to take correct decisions.

37 of 65

10. Consistency concept

38 of 65

10. Consistency Concept

Inter-firm and inter-period comparisons are required. This can be possible only when accounting policies and practices followed by enterprises are uniform and are consistent over the period of time.

39 of 65

11. Prudence or conservatism concept

COST

PRICE

MARKET

PRICE

40 of 65

11. Conservatism / Prudence Concept

The concept of conservatism requires that profits should not to be recorded until realised. But all losses, even those which may have a remote possibility, are to be provided for in the books of account.

eg. 1) valuing closing stock at cost or market value

whichever is lower;

2) creating provision for doubtful debts

41 of 65

12. Materiality concept

42 of 65

12. Materiality Concept

The concept of materiality requires that accounting should focus on material facts. The materiality of a fact depends on its nature and the amount involved.

A difference of ₹ 500 in the valuation of stock may be regarded as immaterial, but the difference of ₹ 500 in cash should be termed as material.

When the amount involved is very small, strict adherence to accounting principles is not required. For example, stock of erasers, pencils, scales, etc. are not shown as assets

43 of 65

13. Objectivity Concept

44 of 65

13. Objectivity Concept

The concept of objectivity requires that accounting transaction should be recorded in an objective manner, free from the bias of accountants and others. This can be possible when each of the transaction is supported by verifiable documents or vouchers.

45 of 65

Basic Accounting Concepts

9. Full Disclosure Concept

10. Consistency Concept

11. Conservatism / Prudence Concept

12. Materiality Concept

13. Objectivity Concept

46 of 65

MUJEEB RAHIMAN C

HSST COMMERCE

GHSS PATTIKKAD

MALAPPURAM DT

47 of 65

Systems of Accounting

1. Double entry system

1. Double entry system

2. Single entry system

2. Single entry system

48 of 65

1. Double entry system

1. Double entry system

For example :- Purchased Computer for cash Rs. 40,000

49 of 65

50 of 65

1. Double entry system

1. Double entry system

This system is based on the 'Dual Aspect Concept' which states that for every transaction, there are two aspects. One receiving (Debit) aspect and one giving (Credit) aspect. Both aspects are recorded.

51 of 65

2. Single entry system

2. Single entry system

52 of 65

2. Single entry system

2. Single entry system

Single entry system is incomplete since under this method there is no particular system which has to be followed.

53 of 65

Basis of Accounting

Cash Basis

Accrual Basis

54 of 65

Cash Basis

Recording of transaction is made only when cash received or paid

55 of 65

For example,

If Rent for the month of December 2019, is paid in January 2020, it would be recorded in the book of account only in January 2020.

Similarly sale of goods on credit in the month of January 2020 would not be recorded in January but recorded when the payment for the same is received.

Thus profit is merely the excess of actual cash receipts over payments.

56 of 65

Accrual Basis

Recording of transaction in the same period whether paid or not

57 of 65

For example,

Sale of goods on credit in the month of January 2020 would be recorded in January. Rent payable for an accounting period is recorded in the same accounting period.

Under this system, the monitory effect of a transaction is taken into account in the period in which they are earned rather than in the period in which cash is actually received or paid by the enterprise.

This is a more appropriate basis for the calculation of profits as expenses are matched against revenue earned in relation thereto.

58 of 65

Accounting Standards

Accounting standard is an authoritative statement issued by ICAI (Institute of Chartered Accountants of India), a professional body of accounting in our country.

The objective of accounting standard is to bring uniformity in different accounting policies in order to eliminate non comparability of financial statements for enhancing reliability of financial statements.

59 of 65

International Financial Reporting System (IFRS)

IFRS are a set of accounting standards developed by International Accounting Standards Board (IASB) on the basis of which financial statements of enterprises are prepared and presented to its users.

  • Helps to bring uniformity
  • Helps to prevent errors in financial statements
  • Contributes to the free flow of global investments

60 of 65

Goods and Services Tax (GST)

It is a nation wide tax seeking to unify several indirect taxes and is based on the principle of ‘One Nation one Tax’

GST Act was passed in the Parliament on 24th March, 2017 and came into effect from 1st July, 2017.

61 of 65

Taxes Merged into GST

Central Level Taxes

Excise Duty

Service Tax

Central Sales Tax

State Level Taxes

Octroi and Entry Tax

Entertainment Tax

Value Added Tax (VAT)

Luxury Tax

62 of 65

Characteristics of Goods and Services Tax (GST)

1. GST is a common law and procedure throughout the country

2. GST is a destination based tax and levied at a single point at the

time of consumption of goods and services by the end consumer.

3. There is no multiple levy of tax on goods and services, such as

sales tax, entry tax, octroi, entertainment tax or luxury tax etc.

63 of 65

Advantages of Goods and Services Tax (GST)

1. Introduction of GST has resulted in the abolition of multiple

types of taxes

2. GST has removed the cascading effect on taxation

3. GST widens the tax base and increased revenue to Centre and

State Government

64 of 65

Goods and Services Tax (GST)

Intra-State Movement

Inter-State Movement

CGST

SGST

IGST

GST levied by the Centre

GST levied by the State

GST levied

by the State and Centre Concurrently

CGST – Central Goods and Services Tax

SGST – State Goods and Services Tax

IGST – Integrated Goods and Services Tax

65 of 65

MUJEEB RAHIMAN C

HSST COMMERCE

GHSS PATTIKKAD

MALAPPURAM DT