1 of 64

2 of 64

Click the Left mouse button to advance,

click the Right mouse button and select “Previous” to go back.

3 of 64

PERFORMANCE MANAGEMENT

“Improving Employee Performance One Behavior at a Time”

4 of 64

COURSE OBJECTIVES

Identify performance management as a continuous cycle.

Define Performance appraisal.

Understand obstacles to completing performance appraisals.

5 of 64

COURSE OBJECTIVES

Identify the benefits of performance appraisals.

Define performance objective.

Develop “SMAC” objectives and employee performance objectives

6 of 64

COURSE OBJECTIVES

Be able to create a common view of excellence

Be able to evaluate behavior

Identify the performance evaluation process.

7 of 64

SECTION 1: OVERVIEW

Maintaining Motivation

Performance Appraisal Discussion

Define Performance Appraisal

What is the Point of Performing Appraisals?

Why are Appraisals not Completed Frequently Enough?

8 of 64

WHAT IS A PERFORMANCE APPRAISAL?�

Discussion Questions

    • How do you set performance expectations?
    • How do you manage the appraisal process?
    • What do you do during the appraisal?
    • What documentation/notes do you keep?
    • Have you been effective at improving performance?

9 of 64

10 of 64

MAINTAINING MOTIVATION

Equity – respect and fair treatment

Achievement – pride in accomplishments and employer

Camaraderie – good productive work relationships

11 of 64

EQUITY

    • Helps get work done
    • Sign of respect

Communicate fully

    • Remove obstacles to other employees’ performance

Face up to poor performance

    • Individual circumstances

Personalize

12 of 64

ACHIEVEMENT

Instill an inspiring purpose

Help them understand their “reason for being”

Stating a mission is a powerful tool

Provide Recognition

Fulfills important human need

Strengthens perceptions of achievement and pride

13 of 64

ACHIEVEMENT (CONT.)

Be an expediter for your team

Facilitate them getting their job done

They become your customers

Coach your team for improvement

Use consistent, constant feedback

14 of 64

CAMARADERIE

  • Promote teamwork
  • Teams are more effective than individuals
  • Most workers get motivation boost from teams

15 of 64

ALL THREE

Listen and involve.

Show your interest in your teams’ ideas.

Give your team freedom within defined task boundaries.

16 of 64

PERFORMANCE APPRAISAL OVERVIEW

Performance appraisals permit you and your employee to review the employee’s accomplishments of the prior year.

Performance appraisal sets the foundation of the goals and objectives for your employee for the upcoming year.

17 of 64

SO, WHAT IS THE POINT?

The point is to improve performance…�and not just for the employee.

    • Leaders can get valuable information from employees to help them make employee's jobs more productive.�
    • Work units and organizations can identify problems that interfere with everyone's work.

18 of 64

WHY ARE APPRAISALS NOT DONE FREQUENTLY ENOUGH?

Fear

Barriers

Lack of Common Goals

19 of 64

REASON 1: FEAR!�

Removing

Barriers

If we shift from affixing blame, to identifying barriers to performance we begin to remove the fear and dread people have about these "appraisals".

Blame

20 of 64

REASON 2: BARRIERS

Learn to identify what is better performance

Learn how leader and employee can work together in the future to improve

21 of 64

REASON 2: BARRIERS (CONT.)

An appraisal that works involves several things, but first and foremost is the process of:

    • Identifying what has gotten in the way of better performance

    • Identify how the leader and employee can work together in the future, to improve it.

It's really that simple!

22 of 64

REASON 3: LACK OF COMMON GOALS

Put away the "blaming stick" and move to a cooperative, dialogue approach.

The whole process can become more comfortable and effective if the leader and employee are on the same side, and working towards the same goals, getting better and better!

23 of 64

SECTION 1: SUMMARY

Performance Appraisals set the foundation for the year.

Performance Appraisals improve everyone’s performance.

Performance Appraisals are usually not completed because of fear, barriers and a lack of common goals.

24 of 64

SECTION 2: OVERVIEW

The Performance Cycle

Benefits of Performance Evaluation

Writing Performance Objectives

Managing Performance Objectives

Defining a common view of excellence

25 of 64

PERFORMANCE MANAGEMENT IS A CONTINUOUS CYCLE. . .

26 of 64

Provide on-going coaching and feedback.

Assess performance. Communicate assessment.

Link performance to development and rewards.

Set objectives, performance standards, expectations.

Performance Management

Cycle

27 of 64

BENEFITS OF A PERFORMANCE MANAGEMENT PROCESS FOR EMPLOYEES:

Helps understand what a “good” job is

Highlights accomplishments

Pinpoints ways to improve performance

Clarifies career goals

28 of 64

BENEFITS OF A PERFORMANCE MANAGEMENT PROCESS FOR ORGANIZATIONS:

Provides a forum for communicating organizational objectives.

Opportunity to discuss management expectations.

Opportunity to provide positive and constructive feedback and guidance.

29 of 64

PERFORMANCE OBJECTIVES

A specific description

of an end result to be achieved (not an activity),

including what will be achieved and when it will be achieved.

30 of 64

SMAC TEST

Test the objective on four components:

    • Specific
    • Measurable
    • Achievable
    • Compatible

31 of 64

THINKING ABOUT OBJECTIVES

FOCUS ON EMPLOYEE’S ABILITY TO CONTRIBUTE TO ORGANIZATIONAL SUCCESS.

CREATE A “BLUEPRINT” FOR EXPECTED RESULTS.

RECOGNIZE EMPLOYEE’S BOUNDARIES OF RESPONSIBILITY AND AUTHORITY.

32 of 64

WRITING GOOD OBJECTIVES

Create

Create a contingency position.

Plan

Plan how to measure success.

Be

Be as explicit as possible.

Create

Create of vision of success.

33 of 64

MANAGING OBJECTIVES

Link individual objectives to organizational objectives.

Develop jointly with employee.

Review and update objectives periodically.

34 of 64

ASK:

HOW CAN CUSTOMER SATISFACTION BE INCREASED?

HOW CAN OUTPUT QUALITY BE IMPROVED?

HOW CAN PROCESS QUALITY BE IMPROVED?

HOW CAN THINGS BE MADE MORE EFFICIENT OR EFFECTIVE?

HOW CAN BETTER RELATIONSHIPS BE FOSTERED?

35 of 64

OBJECTIVE EXAMPLE #1

Objective:

“Attend computer training to improve office efficiency.”

Standards:

“Attend two 5 hour classes on using Microsoft Access to create databases and developing queries for efficient data storage and retrieval by June 1, 2005. Develop new database, implement into office procedures, and train all staff on proper use by December 1, 2005.”

36 of 64

OBJECTIVE EXAMPLE #2

Objective:

“Develop a new filing system.”

Standards:

“By June 1, 2005, develop a user-friendly filing system that can be implemented in no more than two weeks. Users will be able to find documents the first time they look, 98% of the time.”

37 of 64

CREATE A COMMON VIEW OF EXCELLENCE

Create accountability for “How” and “What” gets done

Create a system to provide employee with a baseline of performance.

38 of 64

CREATE A COMMON VIEW OF EXCELLENCE

Use this view to accurately reflect the employee’s behavior and performance

Ensure people are viewed and treated as our most valued asset

39 of 64

SECTION 2: SUMMARY

Performance Management is Continuous

Performance Objectives are a specific description of an end result. They should be specific, measurable, achievable & compatible.

The supervisor and the employee must agree on a performance baseline so performance can be measured.

The employee is our most valuable asset.

40 of 64

SECTION 3: OVERVIEW

EVALUATING BEHAVIOR

MAKING APPRAISALS WORK

THE PERFORMANCE EVALUATION PROCESS

41 of 64

BEHAVIOR IS OBSERVABLE ACTIONS, NOT LABELS.

Evaluating Behavior

42 of 64

EVALUATING BEHAVIOR

“Troy has a bad attitude.”

Vs.

“Customers complain about Troy’s tone and impatience”

43 of 64

EVALUATING BEHAVIOR

“Michael is Lazy.”

Vs.

“Michael completes less work than his teammates.”

44 of 64

WHY EVALUATE BEHAVIOR?

FOCUSES PEOPLE ON HOW THEY GET RESULTS

CREATES A CULTURE WHICH VALUES BEHAVIOR

45 of 64

MAKING IT WORK

Performance development is your job.

    • Personal excellence leads to organizational excellence
    • Organizations get better one person at a time

46 of 64

MAKING IT WORK

Performance management must be a partnership.

    • Someone must want to improve.
    • Someone must have the desire and ability to help them improve.

47 of 64

MAKING IT WORK

This is a system to build long-term performance.

Be honest, be committed, and take time to give it a chance.

48 of 64

THE PERFORMANCE EVALUATION PROCESS OVERVIEW

Employee Preparation

Supervisor Preparation

Evaluation Discussion

Finalize the Evaluation

Ratings & Discussions

49 of 64

EMPLOYEE PREPARATION

Job Description

Personal Accomplishments

Input Sources

Next Year’s Objectives

50 of 64

SUPERVISOR PREPARATION

Job Description

Obtain Employee’s Input Sources list

Contact all Relevant Sources

Review employee’s performance according to job description and objectives

Draft Performance Evaluation

51 of 64

EVALUATION DISCUSSION

MEET TO DISCUSS THE EVALUATION

OPENLY DISCUSS ALL DIFFERENCES OF OPINION

PROVIDE MANY EXAMPLES

REVIEW EMPLOYEE’S PERFORMANCE ACCORDING TO JOB DESCRIPTION AND OBJECTIVES

RE-DRAFT PERFORMANCE EVALUATION IF NECESSARY

52 of 64

FINALIZE THE EVALUATION

SUPERVISOR REVIEWS AND FINALIZES EVALUATION IN LIGHT OF DISCUSSION

SUPERVISOR AND EMPLOYEE SIGN EVALUATION TO CONFIRM DISCUSSION ON RECEIPT

OBTAIN NEXT LEVEL SIGN-OFF IF NECESSARY

SEND EVALUATION TO HR

53 of 64

RATINGS AND DISCUSSIONS

Supervisors should rate the performance for the past year.

Performance Management is not a science, overall ratings can be subjective

54 of 64

RATINGS AND DISCUSSIONS

Subjectivity is a matter of opinion, and those opinions should be clearly explained in the performance evaluation discussion.

    • Don’t become defensive
    • Try to work from the other person’s point of view
    • Be patient, but not condescending
    • Provide supporting examples

55 of 64

SBCC EMPLOYEE EVALUATION FORMS

  • Located online at:

56 of 64

SUMMARY SECTION 3

Evaluate only observable behavior to improve performance.

It is the supervisor's job to partner with the employee to improve performance

Improving performance is a slow process that requires honesty and commitment.

Performance Evaluation has a specific process that improves performance when followed.

57 of 64

RATINGS ERROR AND BIAS

Halo Effect

Evaluation Standards

Central Tendency

Recency Bias

Leniency Bias

58 of 64

RATINGS ERROR AND BIAS (CONT.)

Opportunity Bias

False Attribution Errors

59 of 64

TIPS

Never procrastinate with a performance problem.

Elicit employee’s suggestions for improvement.

Stay focused on behavior.

60 of 64

DISCUSSION POINTS

61 of 64

An employee on your team has a very high level of absenteeism, how do you manage this?

DISCUSSION POINT

62 of 64

DISCUSSION POINT

You have repeatedly observed a team member communicating disrespectfully, how do you manage this?

63 of 64

DISCUSSION POINT

A staff member has quite a backlog and they are not completing projects in a timely manner; how do you manage this?

64 of 64

END