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Land Acknowledgement
Our chapter territory spans from the northern border of California to the southern border of Monterey, Kings, Tulare and Inyo counties. This land was once the home for Native Americans from over 40 different tribes. Native Americans from these territories still live in California and have strong, vibrant communities and cultures. We’d like to acknowledge those tribes and respect the history of the land that we now inhabit.
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Screening for ACEs: The Missing Link
in Fostering Early Childhood Development
Renee C. Wachtel MD FAAP
Developmental Behavioral Pediatrician
Clinical Professor of Pediatrics, UCSF School of Medicine
��No one involved in the planning or presentation of this activity has any relevant financial relationships with a commercial interest to disclose.�
Objectives
What are ACEs and why are they important? �The ACEs Aware Initiative in California
ACEs Aware: Background and Mission
ACEs Aware Mission
Common Definitions
Common Definitions
Childhood adversity- negative conditions that diminish quality of life and may increase the risk for the toxic stress response
Trauma- an event experienced as real or threatened death, serious injury, or sexual violence that leads to lasting effects
Adverse Childhood Experiences (ACEs)-10 categories of adversity that have been correlated with the toxic stress response and health outcomes
10 Categories of Adverse Childhood Experiences That Are Associated with the Toxic Stress Response
Prevalence of ACEs in California
Sources: California Department of Public Health, Injury and Violence Prevention Branch (CDPH/IVPB), University of California, Davis, Violence Prevention Research Program, California Behavioral Risk Factor Surveillance System (BRFSS), 2011-2017.
Prevalence of ACEs
Source: Bhushan D, Kotz K, McCall J, Wirtz S, Gilgoff R, Dube SR, Powers C, Olson-Morgan J, Galeste M, Patterson K, Harris L, Mills A, Bethell C, Burke Harris N, Office of the California Surgeon General. Roadmap for Resilience: The California Surgeon General’s Report on Adverse Childhood Experiences, Toxic Stress, and Health. Office of the California Surgeon General, 2020. DOI: 10.48019/PEAM8812. (p. xxiv)
Social Determinants of Health (SDOH)
“Social Determinants of Health (SDOH) are conditions in the environments in which people live, learn, work, play, worship, and age that affect a wide range of health, functioning, and quality-of-life outcomes and risks.
SDOH include:
structures, institutions, and policies),
and transportation”*
Source: The Catalyst Center Supplemental Training
*Center on the Developing Child at Harvard University, n.d. cited in NASEM, 2019
Bhushan D, Kotz K, McCall J, Wirtz S, Gilgoff R, Dube SR, Powers C, Olson-Morgan J, Galeste M, Patterson K, Harris L, Mills A, Bethell C, Burke Harris N. Office of the California Surgeon General. Roadmap for Resilience: The California Surgeon General's Report on Adverse Childhood Experiences, Toxic Stress, and Health. Office of the California Surgeon General, 2020. DOI: 10.48019/PEAM8812
Social Determinants Of Health:
SDOH, ACEs, and Toxic Stress
Live
Learn
Work
Play
Worship
Age
Post Traumatic Stress Disorder
PTSD in young children under 6 years of age�
The following are the specific criteria outlined in the DSM-5 for those six years or younger.
Criterion A
Children under the age 6 have been exposed to an event involving real or threatened death, serious injury, or sexual violence, with symptoms that have lasted at least one month and result in considerable distress
Criterion B
The presence of intrusive symptoms that are associated with the traumatic event and began after the event occurred such as recurring, spontaneous, and intrusive upsetting memories, dreams, flashbacks, emotional distress or strong physical reactions to reminders of the traumatic event, which can be expressed through play
Criterion C
The child exhibits at least one of the following avoidance symptoms or changes in his or her thoughts and mood. These include more frequent negative emotional states, such as fear, shame, or sadness, lack of interest in activities that used to be meaningful or fun, social withdrawal, reduced expression of positive emotions
Criterion D
The child experiences increased irritable behavior or angry outbursts, (which may include extreme temper tantrums), hypervigilance, exaggerated startle response, difficulties concentrating, problems with sleeping
Diagnostic and Statistical Manual of Mental Disorders (DSM-5), APA, 2013.
What contributes to the hand you are dealt?
The Science behind ACEs
Stress and Toxic Stress
Mc Ewen (2020)-Revisiting the Stress Concept: Allostatic load/overload��
Bruce S. McEwen and Huda Akil Revisiting the Stress Concept: Implications for Affective Disorders�Journal of Neuroscience 2 January 2020, 40 (1) 12-21; DOI: https://doi.org/10.1523/JNEUROSCI.0733-19.2019
Three general types of stress
National Scientific Council on the Developing Child (2005/2014). Excessive Stress Disrupts the Architecture of the Developing Brain: Working Paper No. 3. Updated Edition. Retrieved from www.developingchild.harvard.edu.
Three general types of stress
National Scientific Council on the Developing Child (2005/2014). Excessive Stress Disrupts the Architecture of the Developing Brain: Working Paper No. 3. Updated Edition. Retrieved from www.developingchild.harvard.edu.
Three general types of stress�
National Scientific Council on the Developing Child (2005/2014). Excessive Stress Disrupts the Architecture of the Developing Brain: Working Paper No. 3. Updated Edition. Retrieved from www.developingchild.harvard.edu.
Key elements of the limbic HPA. Glucocorticoids feed back to the brain to restrain the stress response.
Bruce S. McEwen, and Huda Akil J. Neurosci. 2020;40:12-21
©2020 by Society for Neuroscience
What does stress do to neurotransmitters in the brain? Popoli et al (2012)
Mounting evidence suggests that acute and chronic stress, especially the stress-induced release of glucocorticoids, induces changes in glutamate neurotransmission in the prefrontal cortex and the hippocampus, thereby influencing some aspects of cognitive processing.
Dysfunction of glutamatergic neurotransmission is increasingly considered to be a core feature of stress-related mental illnesses.
Dysregulation of cortisol is increasingly considered to be a core feature of toxic stress, related physical illness and disease.
Maurizio Popoli et al, The stressed synapse: the impact of stress and glucocorticoids on glutamate transmission Nature Reviews Neuroscience volume 13, pages22–37(2012)
The brain is a primary organ that perceives and responds to what is stressful to an individual.
Bruce S. McEwen, and Huda Akil J. Neurosci. 2020;40:12-21
©2020 by Society for Neuroscience
ACE- Associated Health Conditions
ADHD
Aggression/fighting
Alcohol/Drug Use
Anxiety
Depression
Developmental Delay
Enuresis
Encopresis
Headaches
Learning Problems
Pain
PTSD
Cardiovascular Disease
Diabetes
Failure to Thrive
Hepatitis
Late menarche
Overweight
Obesity
Stroke
Allergies
Arthritis
Asthma
COPD
Eczema
Increased infections
Urticaria
Source: Bhushan D, Kotz K, McCall J, Wirtz S, Gilgoff R, Dube SR, Powers C, Olson-Morgan J, Galeste M, Patterson K, Harris L, Mills A, Bethell C, Burke Harris N, Office of the California Surgeon General. Roadmap for Resilience: The California Surgeon General’s Report on Adverse Childhood Experiences, Toxic Stress, and Health. Office of the California Surgeon General, 2020. DOI: 10.48019/PEAM8812. (p. 12-32)
Genetic influences in toxic stress responses�Zannas et al (2013)
Zannas et al. Genes, Brain and Behavior, Volume: 13, Issue: 1, Pages: 25-37, November 2013, DOI: (10.1111/gbb.12104)
Relationship between genes and stress response: Zannas et al (2013)�Lujik et al (2010)
Zannas et al. Genes, Brain and Behavior, Volume: 13, Issue: 1, Pages: 25-37, November 2013, DOI: (10.1111/gbb.12104)
Lujik MP et al.(2010) Psychoneuroendocrinolgy 35, 1454-1461.
Relationship between genes and stress response: �Zannas et al (2013)�Lujik et al (2010)
Zannas et al. Genes, Brain and Behavior, Volume: 13, Issue: 1, Pages: 25-37, November 2013, DOI: (10.1111/gbb.12104)
Lujik MP et all.(2010) Psychoneuroendocrinolgy 35, 1454-1461.
Gene–environment interactions at the FKBP5 locus: sensitive periods, mechanisms and pleiotropism
Genes, Brain and Behavior, Volume: 13, Issue: 1, Pages: 25-37, 12 November 2013, DOI: (10.1111/gbb.12104)
*FKBP5/NF-kB are not the only pathway toward the physical health impacts of early life trauma
*
Epigenetics in relation to stress responses
Zannas et al. Genes, Brain and Behavior, Volume: 13, Issue: 1, Pages: 25-37, November 2013, DOI: (10.1111/gbb.12104)
These are ACEs
Toxic stress is a physiological response
Clinical implications lead to ACE-Associated Health Conditions
The Science Behind ACEs
Maternal Depression
Effects of maternal depression: Kingston et al (2018)
1983 Participants in Canada completed six questionnaires at the following time points:
1) before 25 weeks of pregnancy; 2) between 34 and 36 weeks of pregnancy; 3) at four months postpartum; 4) at one year postpartum; 5) at two years postpartum; and 6) at three years postpartum.
These comprehensive questionnaires asked about socio-demographics, pregnancy, health service utilization, maternal mental and psychosocial health, obstetric and birth outcomes, child health, child development, and parenting.
The questionnaires include both standardized scales and investigator-derived questions created specifically for the study when standardized measures were not available.
Kingston D et al. Trajectories of maternal depressive symptoms during pregnancy and the first 12 months postpartum and child externalizing and internalizing behavior at 3 years. PLOS One 2018
Fig 1. Estimated means of the EPDS for the four trajectories of maternal depressive symptoms from pregnancy to one year postpartum.
Kingston D, Kehler H, Austin MP, Mughal MK, Wajid A, et al. (2018) Trajectories of maternal depressive symptoms during pregnancy and the first 12 months postpartum and child externalizing and internalizing behavior at three years. PLOS ONE 13(4): e0195365. https://doi.org/10.1371/journal.pone.0195365
Effects of maternal depression
Effects of maternal depression: Results �Kingston et al (2018)
Children with elevated behavior symptoms at age 3 was highest for children whose mothers had persistent high depressive symptoms
After accounting for demographic, child and psychosocial factors, the relationships between depression trajectories and child hyperactivity/inattention, and separation anxiety symptoms remained significant.
Conclusion: Women with elevated depressive symptoms need to be identified, provided with evidence-based treatment, and monitored with repeat screening to improve maternal mental health outcomes and reduce the risk of associated negative outcomes on children’s early social-emotional and behavior development.
Kingston D et al. Trajectories of maternal depressive symptoms during pregnancy and the first 12 months postpartum and child externalizing and internalizing behavior at 3 years. PLOS One 2018
Relationship between Maternal Depression, Parental ACEs and Parenting Stress: Lange et al (2019)
Maternal depression and child brain development: �Hay et al (2020)
Amygdala-Prefrontal Structural Connectivity Mediates the Relationship between Prenatal Depression and Behavior in Preschool Boys.Hay RE, Reynolds JE, Grohs MN, Paniukov D, Giesbrecht GF, Letourneau N, Dewey D, Lebel C.J Neurosci. 2020 Sep 2;40(36):6969-6977. doi: 10.1523/JNEUROSCI.0481-20.2020. Epub 2020
White matter tracts examined in this study.
Rebecca E. Hay et al. J. Neurosci. 2020;40:6969-6977
©2020 by Society for Neuroscience
Figure 1. White matter tracts examined in this study. A, Cingulum. B, Amygdala pathway. C, Fornix. D, Uncinate fasciculus. Tracts did not overlap.
Maternal depression and child brain development: �Hay et al (2020)
Amygdala-Prefrontal Structural Connectivity Mediates the Relationship between Prenatal Depression and Behavior in Preschool Boys.Hay RE, Reynolds JE, Grohs MN, Paniukov D, Giesbrecht GF, Letourneau N, Dewey D, Lebel C.J Neurosci. 2020 Sep 2;40(36):6969-6977. doi: 10.1523/JNEUROSCI.0481-20.2020. Epub 2020
Mean diffusivity (MD) of the right amygdala pathway significantly mediated the relationship between third trimester depressive symptoms and externalizing behavior in males.
Rebecca E. Hay et al. J. Neurosci. 2020;40:6969-6977
©2020 by Society for Neuroscience
Effects of maternal ACEs upon newborn brains: intergenerational effects. Moog et al (2018)
Moog, et al. Biol Psychiatry. 2018 Jan 15; 83(2): 120–127.
Effects of maternal ACEs upon newborn brains: intergenerational effects. Moog et al (2018)
Moog, et al. Biol Psychiatry. 2018 Jan 15; 83(2): 120–127.
Reduced Cortical Gray Matter Volume in Neonates born to Mothers with Child Maltreatment. �
Moog, etal. Biol Psychiatry. 2018 Jan 15; 83(2): 120–127.
.��
Note. The statistical map is overlaid on a typical neonatal T1-weighted image in radiologic convention and thresholded at padj < 0.05 with hot colors representing a more significant finding. The most significant reduction of GM volume was observed in the right occipital cortex and cerebellum, as well as the left parietal and prefrontal cortex. MOOG et al Biol Psychiatry. 2018 Jan 15; 83(2): 120–127
MRI Regions with reduced Cortical Grey Matter volume in newborns of mothers exposed to Child Maltreatment
The Science Behind ACEs
ACEs and Maternal Behavior
Unpredictable patterns of maternal behavior and its effects on brain development��Granger et al (2021)
Granger et al 2021 J Neuroscience 41 (6) 1242-1250.
Unpredictable patterns of maternal behavior and its effects on brain development��Granger et al (2021)
Granger et al 2021 J Neuroscience 41 (6) 1242-1250.
White matter tracts examined in this study.
Rebecca E. Hay et al. J. Neurosci. 2020;40:6969-6977
©2020 by Society for Neuroscience
Figure 1. White matter tracts examined in this study. A, Cingulum. B, Amygdala pathway. C, Fornix. D, Uncinate fasciculus. Tracts did not overlap.
The Science Behind ACEs
ACEs and Parental Discipline
How might child’s genes, and parenting behavior interact to affect child behavior? Noroña et al (2018)
Developmental patterns of child emotion dysregulation as predicted by serotonin transporter genotype and parenting Amanda N. Noroña ,et al J Clin Child Adolesc Psychol. 2018 ; 47(SUP1): S354–S368. doi:10.1080/15374416.2017.1326120.
How might genes, and parenting behavior interact to affect child behavior? Noroña et al (2018)
Results: AGE 3- Negative parenting emerged as the only predictor of initial levels of ED in the expected direction, such that higher negative parenting scores were associated with higher ED at age 3.
They observed separate (genotype x positive) and (genotype x negative) parenting behavior interactions in the predictions of ED growth curves from ages 3-6 years. Genotypes could be either SS, SL or LL.
Developmental patterns of child emotion dysregulation as predicted by serotonin transporter genotype and parenting Amanda N. Noroña ,et al J Clin Child Adolesc Psychol. 2018 ; 47(SUP1): S354–S368. doi:10.1080/15374416.2017.1326120.
Child serotonin transporter polymorphisms, emotional dysregulation and parenting interactions.�Noroña et al (2018)
Developmental patterns of child emotion dysregulation as predicted by serotonin transporter genotype and parenting Amanda N. Noroña ,et al J Clin Child Adolesc Psychol. 2018 ; 47(SUP1): S354–S368. doi:10.1080/15374416.2017.1326120.
Developmental patterns of child emotion dysregulation as predicted by serotonin transporter genotype and parenting Amanda N. Noroña ,et al J Clin Child Adolesc Psychol. 2018 ; 47(SUP1): S354–S368. doi:10.1080/15374416.2017.1326120.
Child serotonin transporter polymorphisms, emotional dysregulation and parenting interactions.�Noroña et al (2018)
How does the parent genetic profile affect parent caregiving? Morgan et al (2018)
Parental Serotonin Transporter Polymorphism (5-HTTLPR) Moderates Associations of Stress and Child Behavior With Parenting Behavior. Morgan, JE et al. J Clin Child Adolesc Psychol 2018;47(sup1):S76-S87
How does the parent genetic profile affect parent caregiving? Morgan et al (2018)
Parental Serotonin Transporter Polymorphism (5-HTTLPR) Moderates Associations of Stress and Child Behavior With Parenting Behavior. Morgan, JE et al. J Clin Child Adolesc Psychol 2018;47(sup1):S76-S87
The Science behind ACEs
Resilience
Resilience �American Academy of Pediatrics: Adverse Childhood Experiences and the Lifelong Consequences of Trauma 2014
Resilience
The ability to withstand or recover from stressors, and results from a combination of intrinsic factors and extrinsic factors (like safe, stable, and nurturing relationships with family members and others) as well as pre-disposing biological susceptibility.
Of note, with scientific advances in the understanding of the impact of stress on neuro-endocrine-immune and genetic regulatory health, we must advance our understanding of resilience as also having neuro-endocrine-immune and genetic regulatory domains.
Bhushan D, Kotz K, McCall J, Wirtz S, Gilgoff R, Dube SR, Powers C, Olson-Morgan J, Galeste M, Patterson K, Harris L, Mills A, Bethell C, Burke Harris N, Office of the California Surgeon General. Roadmap for Resilience: The California Surgeon General’s Report on Adverse Childhood Experiences, Toxic Stress, and Health. Office of the California Surgeon General, 2020. DOI: 10.48019/PEAM8812. p xxiv
Resilience
These relationships are obviously complex, but indicate the interactive effects of parental well-being, perceived quality of life and childhood health.
In a study by Tully et al (2019), they found that parental mood and resilience was directly related to their child’s asthma free days in a group of 217 families with children on Medicaid who had persistent asthma.
Tully C et al. Fam Syst Health 2019 Jun;37(2):167-172.
Relationship between parent mood and resilience and child health outcomes in pediatric asthma
Family Protective Factors: Bethell et al (2016)
Bethell et al Child Adolesc Psychiatr Clin N Am2016 Apr;25(2):139-56.
Family Protective Factors: Bethell et al (2016)
Family Protective Factors: Bethell et al (2016)
• Those without resilience and multiple ACEs have nearly 11 times greater adjusted odds of having an EMB compared with children with resilience and no ACEs.
• With resilience, children with EMB and multiple ACEs have 1.85 times higher rates of school engagement and are 1.32 times less likely to miss 2 or more school weeks.
• Resilience is nearly 2 times greater among children with EMB and multiple ACEs when their parents report less parenting stress and more engagement in their child’s lives.
Bethell et al Child Adolesc Psychiatr Clin N Am2016 Apr;25(2):139-56.
Positive Parenting: Cprek et al (2015)
Cprek S etal (2015) Matern Child Health J:19(11): 2403-2411.
Positive Parenting Matters�Yamaoka et al (2019)
How can we increase positive parenting practices? The role of home visiting programs
Does reflective home visiting make difference? �Vismara et al (2020)
Vismara et al (2020) Heliyon Jul 4;6(7):e04292.
Effects of COVID 19: protective factors�Glynn (2021)
Effects of COVID 19: protective factors �Glynn (2021)
Prevention and Early Intervention: The Pediatrician’s Role
The Message:
The attenuating effects of child resilience, parental stress management, and parental engagement suggest promotion of these protective factors by pediatricians.
Modifiable factors in a pediatric practice to improve outcomes: Traub et al (2017)
Screening for ACEs & Risk of Toxic Stress & Providing Evidence-Based Treatment
What can we do as pediatricians?�
Pediatric ACEs and Related Life-events Screener (PEARLS) – Child ��Part 1 as shown here is the de-identified version for ACEs and Part 2 is the identified version for other adversities that may be risk factors for toxic stress.
ACEs and Toxic Stress Risk Assessment Algorithm – Pediatrics
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Full algorithm is available at: ACEsAware.org/clinical-assessment
Clinical Response Overview
Clinical response to identification of ACEs and increased risk of toxic stress should include:
For information on the clinical response to ACEs and toxic stress, �visit ACEsAware.org/assessment-and-treatment
Source: Bhushan D, Kotz K, McCall J, Wirtz S, Gilgoff R, Dube SR, Powers C, Olson-Morgan J, Galeste M, Patterson K, Harris L, Mills A, Bethell C, Burke Harris N, Office of the California Surgeon General. Roadmap for Resilience: The California Surgeon General’s Report on Adverse Childhood Experiences, Toxic Stress, and Health. Office of the California Surgeon General, 2020. DOI: 10.48019/PEAM8812. (p. 79-80)
Clinical Response Overview
Clinical response to identification of ACEs and increased risk of toxic stress should include:
Source: Bhushan D, Kotz K, McCall J, Wirtz S, Gilgoff R, Dube SR, Powers C, Olson-Morgan J, Galeste M, Patterson K, Harris L, Mills A, Bethell C, Burke Harris N, Office of the California Surgeon General. Roadmap for Resilience: The California Surgeon General’s Report on Adverse Childhood Experiences, Toxic Stress, and Health. Office of the California Surgeon General, 2020. DOI: 10.48019/PEAM8812. (p. 79-80)
Three guiding principles for prevention strategies: Shonkoff et al (2021)
Three guiding principles for prevention strategies: Shonkoff et al (2021)
Three guiding principles for prevention strategies: Shonkoff et al (2021)
What have we learned today?
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