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Elevators and Mine Hoists

CHAPTER 3

Power supply and automation of elevators and extractors (mine hoists)

Electrical Control of Industrial Mechanisms

Master 1, Semester 3 · 2025–2026 · Prof. Z. TIR — University of El Oued

Photo: Filip.vidinovski, CC BY-SA 4.0, Wikimedia Commons

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What you will be able to do

CHAPTER 3 · LEARNING OUTCOMES

1

Compute the counterweight and the static, dynamic and peak motor torque

2

Check the rope grip on the sheave; place any trip in its quadrant

3

Specify regenerative or dynamic braking and size a braking resistor

4

Explain the jerk-limited S-curve and its effect on comfort and trip time

5

Analyse a fail-safe safety chain: safe versus dangerous failures

6

Extend all of this to large mine hoists

Lectures, Fig. 3.5

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Meet the reference elevator of the chapter

3.1 · REFERENCE ELEVATOR

Quantity

Value

Remember it as

Car, rated load

1000 kg + 1000 kg

a 13-person office lift

Counterweight

1500 kg (B = 0.5)

car plus half the load

Machine

gearless, sheave 0.60 m, 1:1

8.33 rad/s at 2.5 m/s

Motion

2.5 m/s, 1.0 m/s², 1.5 m/s³

20 m trip in 11.2 s

Worst imbalance

500 kg → 1472 N·m

1635 N·m lifting, 1324 N·m lowering

!

The same lift is solved by hand, simulated in Simscape and used in the tutorials

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

Chapter 3 · 3

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The counterweight: the motor only sees the imbalance

3.1 · COUNTERWEIGHT

Photo: Simiprof, CC BY-SA 4.0, Wikimedia Commons

Lectures, Fig. 3.1

→

Mcw = Mcar + B·Mrated with B ≈ 0.4–0.5: the worst imbalance is about half the rated load, not car + load

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Roping: trading car speed against shaft torque

3.1 · ROPING

  • 1:1 — rope ends on car and counterweight: vcar = vrope, full imbalance on the motor
  • 2:1 — ropes pass under idlers to fixed hitches: half the speed, half the torque
  • Hospital bed lift (2500 kg, 1 m/s): 2:1 allows a standard 15 kW gearless motor
  • Office express lift (1000 kg, 4 m/s): 1:1 keeps the motor speed reasonable

Lectures, Fig. 3.2

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Traction: the ropes grip by friction only

3.1 · TRACTION

  • Tensions on the two sides may differ only by what the groove can grip
  • Inertia counts: a side accelerating up pulls M(g + a), down M(g − a)
  • Reference lift: limit efθ = 1.81; full car accelerating up needs 1.64
  • Emergency braking of the empty car going up is the critical case
  • With the counterweight on its buffers, the ropes must slip

Lectures, Fig. 3.3

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Motoring and generating torque are not equal

3.1 · LOAD ANALYSIS

  • An active load: magnitude and sign depend on payload and direction
  • Motoring: losses must be supplied — η divides
  • Generating: friction helps the brake — η multiplies
  • Add the dynamic torque J·dω/dt to accelerate the whole system

Lectures, Fig. 3.4

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Torque and power of the reference elevator

3.1 · WORKED EXAMPLE

GIVEN

Reference elevator, full car: ΔM = 500 kg, D = 0.60 m, 1:1, gearless, η = 0.90, 2.5 m/s, 1.0 m/s²

FIND

Static torque lifting and lowering, peak torque accelerating up, power at rated speed, effect of 2:1

SOLUTION

  1. Lossless: 500 × 9.81 × 0.30 = 1472 N·m; lifting 1635 N·m, lowering 1324 N·m
  2. J = 3500 kg × 0.30² = 315 kg·m²; dω/dt = 1.0/0.30 = 3.33 rad/s² → +1050 N·m
  3. Peak while accelerating up ≈ 2685 N·m
  4. 8.33 rad/s: 13.6 kW lifting, 11.0 kW returned lowering
  5. 2:1 roping: 818 N·m at 159 rpm — same power

✓

Check. P = ΔM g v / η = 500 × 9.81 × 2.5 / 0.9 = 13.6 kW, whatever the roping.

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Four-quadrant operation of an elevator drive

3.1 · FOUR QUADRANTS

Lectures, Fig. 3.5

→

The quadrant is set by the sign of torque relative to speed — not by the direction of travel

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Four real trips on the torque–speed plane

3.1 · FOUR QUADRANTS

Lectures, Fig. 3.6

→

Empty car descending: motoring all the way (Q III). Peak regenerated power 16.4 kW, above the 11.0 kW at constant speed

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Drive system requirements and control

3.2

Full torque before the brake opens, somewhere to put the regenerated energy, and a ride passengers do not feel.

Lectures, Fig. 3.8

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Torque before the brake opens

3.2 · ZERO-SPEED TORQUE

  • Scalar V/Hz needs time to build flux: the car would sink at brake release
  • Vector control: magnetise (Id) before release
  • Pre-torque (Iq) from a load-weighing device
  • Brake opens only when the motor torque is proven

Lectures, Fig. 3.7

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Where does the regenerated energy go?

3.2 · REGENERATION

  • Generating for about half the duty cycle (Q II and Q IV)
  • Energy charges the DC bus: above ~800 V the drive trips and the brake slams
  • Dynamic braking: a chopper switches a resistor in at ~750 V; the energy becomes heat
  • Active front end: an IGBT rectifier returns the energy to the grid

Lectures, Fig. 3.8

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Sizing a braking resistor

3.2 · WORKED EXAMPLE

GIVEN

Chopper threshold VDC = 750 V, chopper rating Imax = 50 A; peak regenerated power Pgen = 16.4 kW (Fig. 3.6)

FIND

The allowed range of braking resistance and a suitable value

SOLUTION

  1. Upper bound: Rmax = VDC² / Pgen = 750² / 16 400 ≈ 34 Ω
  2. Choose a standard value 10–20 % below it, e.g. 30 Ω
  3. Lower bound: Rmin = 750/50 = 15 Ω; 30 Ω draws 25 A
  4. Ratings: peak 750²/30 = 18.8 kW; continuous ≈ 0.25 × 11.0 = 2.8 kW

✓

Check. A resistor above 34 Ω could not absorb 16.4 kW at 750 V: the bus would keep rising until the drive trips.

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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S-curve profiles: limit the jerk

3.2 · S-CURVE

Lectures, Fig. 3.9

  • Passengers feel jerk j = da/dt, not speed
  • A trapezoid has infinite jerk at its corners: a jolt
  • The S-curve ramps the acceleration: seven phases
  • Industry practice: amax 0.8–1.2 m/s², jmax 1.0–2.0 m/s³
  • Reference lift, 20 m: 8.0 + 2.5 + 0.67 = 11.2 s

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Tuning the jerk of an express elevator

3.2 · WORKED EXAMPLE

GIVEN

50-storey express lift, 6.0 m/s, amax = 1.0 m/s²; jerk limit 4.0 m/s³ (poor tuning) or 1.2 m/s³

FIND

The cost in trip time of the smoother tuning

Photo: Filip.vidinovski, CC BY-SA 4.0, Wikimedia Commons

SOLUTION

  1. The acceleration ramps over amax/j
  2. High jerk: 1.0/4.0 = 0.25 s; low jerk: 1.0/1.2 = 0.83 s
  3. A jerk-limited trip is slower than the trapezoid by exactly amax/j
  4. Smoother tuning adds only 0.83 − 0.25 ≈ 0.6 s to the journey

✓

Check. 50 storeys of about 3.5 m take some 35 s at 6 m/s: 0.6 s is under 2 % — invisible to the passenger.

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Stopping level with the floor

3.2 · LEVELLING

Lectures, Fig. 3.10

  • Motor encoder: speed for the vector control, distance by counting pulses
  • EN 81-20: stop within ±10 mm; hold ±20 mm while loading
  • Dead reckoning drifts: 0.1 % slip over 100 m = 10 cm
  • Hoistway vanes correct the position counter at each floor
  • Direct-to-floor: brake from the slow-down vane straight to the landing

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Electrical safety systems

3.3

The brake holds by default; any open contact stops everything.

Lectures, Fig. 3.11

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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The fail-safe brake: springs close it, current opens it

3.3 · BRAKE

  • Power OFF: springs clamp the disc — holds 125 % of rated load in the car (EN 81)
  • Power ON: the coil pulls the armature clear
  • Opened only after the drive has proven its torque
  • Two independent mechanical sets, each able to slow the rated load
  • Pick voltage to open fast, lower hold voltage to limit heating
  • Coil supply in series with the safety chain

Lectures, Fig. 3.11

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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The safety chain: a hard-wired AND

3.3 · SAFETY CHAIN

Lectures, Fig. 3.12

  • Normally-closed contacts in series feed the safety relay K1 (110 V or 48 V)
  • Pit stop, overspeed governor (~115 %), final limits, car door, all landing door locks
  • Any open contact cuts power to drive and brake, independent of software
  • More contacts: more nuisance trips, but a safe failure mode

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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The “jumper” practice

3.3 · HAZARD

✗

MYTH

“A bypassed safety contact is just like a failed one.”

✓

WHAT IS TRUE

Opposite classes. An open contact stops the lift: safe. A bridged contact silently removes the protection while the lift runs: dangerous — and a simple series chain cannot see it.

✗

MYTH

“I will remove the test jumper when I have finished.”

✓

WHAT IS TRUE

Forgotten once, the lift runs with a landing door open. Modern controllers detect bypasses or restrict the car to slow inspection speed.

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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From relays to microcontrollers

3.3 · CONTROL EVOLUTION

Lectures, Fig. 3.13

→

Group control gives each hall call to the car of lowest cost C = w₁·twait + w₂·ttravel + w₃·Eenergy

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Mine hoists (extractors)

3.4

Thirty tonnes from a kilometre deep at 15–18 m/s: the same physics at the largest scale.

Photo: Kj, CC BY-SA 4.0, Wikimedia Commons

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Drum winder or Koepe friction winder

3.4 · CONFIGURATIONS

  • Drum: rope stored on the drum; suspended rope mass changes over the wind
  • Koepe: rope driven by friction over one sheave, counterweight on the other side
  • A balance rope below the conveyances keeps the imbalance constant
  • Cage for people and materials; skip for bulk ore

Lectures, Fig. 3.14

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Why deep hoists need a balance rope

3.4 · ROPE IMBALANCE

Lectures, Fig. 3.15

→

Over a 1000 m wind, the imbalance falls from 226 kN to −29 kN without a balance rope; with one it stays at 98 kN

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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The winding diagram and the cycle time

3.4 · HOISTING CYCLE

Lectures, Fig. 3.16

  • Pull-away, acceleration, full-speed run, deceleration, creep, stop
  • The creep makes stopping accuracy independent of wind length
  • Production rate is inversely proportional to the cycle time
  • Raising vm stops paying when vm²/a approaches H

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Capacity of a deep-shaft skip hoist

3.4 · WORKED EXAMPLE

GIVEN

Koepe hoist, one skip against a counterweight: 20 t of ore per skip, H = 1000 m, vm = 15 m/s, a = 0.8 m/s²; creep and a 15 s dwell

FIND

The trip time and the hourly capacity

Photo: Kj, CC BY-SA 4.0, Wikimedia Commons

SOLUTION

  1. Full speed all the way: H/vm ≈ 67 s; ramps add only vm/a ≈ 19 s
  2. Trip ≈ 85 s; with creep and dwell each wind approaches 2 min
  3. The empty skip must also be lowered: one skipload every two winds, ≈ 4 min
  4. Capacity ≈ 15 skips/h × 20 t ≈ 300 t/h; a second skip in place of the counterweight doubles it to 600 t/h

✓

Check. vm²/a = 281 m is well below H, so full speed is reached; the counterweighted hoist motors on both winds.

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

Chapter 3 · 27

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A century of four-quadrant hoist drives

3.4 · DRIVE GENERATIONS

Lectures, Fig. 3.17

→

Tell them apart by where the regenerated energy goes: into the flywheel, back through the thyristor bridge, or out through the active front end

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Overspeed supervision that follows the position

3.4 · SAFETY

Lectures, Fig. 3.18

→

Limit = 110 % of the programmed speed: a drive that fails to slow is caught at 874 m and stopped at 919 m, 81 m short of the landing

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

Chapter 3 · 29

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Common mistakes with vertical drives

WATCH OUT

✗

MYTH

“Going down means the motor generates.”

✓

WHAT IS TRUE

The sign of torque relative to speed decides. An empty car descending against a heavier counterweight is motoring, Quadrant III.

✗

MYTH

“The counterweight cancels the load, so the motor only overcomes friction.”

✓

WHAT IS TRUE

It balances one load only (40–50 % of rated). Size the drive for full load in the least favourable direction.

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Quick check — try before you look

SELF-CHECK 3.1–3.6

3.1

Car 1000 kg, rated load 1000 kg, B = 0.45: counterweight mass and largest imbalance?

3.2

An empty car travels down. Motoring or generating, and in which quadrant?

3.3

Reference lift, efθ = 1.81: is traction kept with the full car accelerating up at 1.0 m/s²?

3.4

Chopper at 750 V, peak regenerated power 16.4 kW: largest resistance, and how is the value chosen?

3.5

What does a pre-torque before brake release prevent, and how large is the effect in Fig. 3.7?

3.6

Why is a bypassed safety contact more dangerous than one that has failed open?

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Summary

CHAPTER 3 · SUMMARY

  • The counterweight reduces the motor's task to the imbalance; roping trades speed for torque; traction limits a
  • Four quadrants: generating about half the time — resistor or active front end
  • Full torque at zero speed before the brake opens; S-curves for comfort
  • Encoder plus hoistway vanes for accurate levelling
  • Safety is hard-wired: series NC chain and spring-applied brake fail stopped
  • Mine hoists: the same principles, balance ropes and position-dependent limits

KEY EQUATIONS

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Practise this

CHAPTER 3 · NEXT STEPS

TD

Tutorials

Exercises 3.1–3.7: torque and roping, traction, quadrants, braking resistor, S-curve, safety chain, mine hoist.

TP

Lab works

TP 3 — a four-floor elevator on the PLC-200.

?

Before next week

Redo the self-check questions; then read Chapter 4 §4.1 on the three motions of a crane.

Photo: Simiprof, CC BY-SA 4.0, Wikimedia Commons

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

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Image credits

CHAPTER 3 · SOURCES

  • Figures and diagrams: Lectures booklet, Electrical Control of Industrial Mechanisms (computed in Python/Simscape or drawn in TikZ from the chapter's own equations).
  • Elevator machine room — Filip.vidinovski, CC BY-SA 4.0, Wikimedia Commons, https://commons.wikimedia.org/wiki/File:Elevator_machine_room.jpg
  • ElevatorCounterweight — Simiprof, CC BY-SA 4.0, Wikimedia Commons, https://commons.wikimedia.org/wiki/File:ElevatorCounterweight.jpg
  • Headframe of Campi shaft — Kj, CC BY-SA 4.0, Wikimedia Commons, https://commons.wikimedia.org/wiki/File:Headframe_of_Campi_shaft.jpg
  • Licence texts: creativecommons.org/licenses (CC BY, CC BY-SA); creativecommons.org/publicdomain/zero/1.0 (CC0). Photos are shown unmodified except for cropping and scaling.

Electrical Control of Industrial Mechanisms · Prof. Z. TIR — University of El Oued

Chapter 3 · 34