1 of 23

Elements of Ensemble Theory

1

2 of 23

Elements of Ensemble Theory

2

Ensemble: An ensemble is a large collection of systems in different microstates for the same macrostate (N,V,E) of the given system.

    • An ensemble element has the same macrostate as the original system (N,V,E), but is in one of all possible microstates.
    • A statistical system is in a given macrostate (N,V,E), at any time t, is equally likely to be in any one of a distinct microstate.

Ensemble theory: the ensemble-averaged behavior of a given system is identical with the time-averaged behavior.

3 of 23

2.1 Phase space of a classical system

  • Consider a classical system consisting of N-particles, each described by (xi,vi) at time t.
  • A microstate at time t is

(x1,x2,…,xN; v1,v2,…,vN), or

(q1,q2,…,q3N; p1,p2,…,p3N), or

(qi, pi) - position and momentum, i=1,2,…..,3N

  • Phase space: 6N-dimension space of (qi, pi).

3

pi

qi

4 of 23

Representative point

4

  • Representative point: a microstate (qi,pi) of the given system is represented as a point in phase space.
  • An ensemble is a very large collection of points in phase space Ω. The probability that the microstate is found in region A is the ratio of the number of ensemble points in A to the total number of points in the ensemble Ω.

pi

qi

A

Ω

P(A)=

Number of points in A

Number of points in Ω

5 of 23

Hamilton’s equations

  • The system undergoes a continuous change in phase space as time passes by

5

  • Trajectory evolution and velocity vector v
  • Hamiltonian

i=1,2,…..,3N

6 of 23

Hypersurface

  • Hypersurface is the trajectory region of phase space if the total energy of the system is E, or (E-Δ/2, E+Δ/2).

6

H(qi,pi) = E

  • e.g. One dimensional harmonic oscillator

Hypershell (E-Δ/2, E+Δ/2).

qi

pi

H(qi,pi) = E

E+Δ/2

E-Δ/2

H(qi,pi) = (½)kq2 + (1/2m)p2 =E

7 of 23

Ensemble average

  • For a given physical quantity f(q, p), which may be different for systems in different microstates,

7

where

d3Nq d3Np – volume element in phase space

ρ(q,p;t) – density function of microstates

8 of 23

Microstate probability density

  • The number of representative points in the volume element (d3Nq d3Np) around point (q,p) is given by

ρ(q,p;t) d3Nqd3Np

8

  • Microstate probability density:

(1/C(q,p;t)

  • Stationary ensemble system: ρ(q,p) does not explicitly depend on time t. <f> will be independent of time.

9 of 23

2.2 Liouville’s theorem and its consequences

  • The equation of continuity

9

At any point in phase space, the density function ρ(qi,pi;t) satisfies

So,

10 of 23

Liouville’s theorem

10

From above

Use Hamilton’s equations

where

11 of 23

Consequences

11

For thermal equilibrium

  • One solution of stationary ensemble

where

(Uniform distribution over all possible microstates)

Volume element on phase space

12 of 23

Consequences-cont.

12

  • Another solution of stationary ensemble

A natural choice in Canonical ensemble is

satisfying

13 of 23

2.3 The microcanonical ensemble

  • Microcanonical ensemble is a collection of systems for which the density function r is, at all time, given by

13

If E-Δ/2 H(q,p) E+Δ/2

otherwise

qi

pi

H(qi,pi) = E

E+Δ/2

E-Δ/2

  • In phase space, the representative points of the microcanonical ensemble have a choice to lie anywhere within a “hypershell” defined by the condition

E-Δ/2 H(q,p) E+Δ/2

14 of 23

Microcanonical ensemble and thermodynamics

  • Γ – the number of microstates accessible;

ω – allowed region in phase space;

ω0 – fundamental volume equivalent to one microstate

14

qi

pi

H(qi,pi) = E

E+Δ/2

E-Δ/2

  • Microcanonical ensemble describes isolated sysstems of known energy. The system does not exchange energy with any external system so that (N,V,E) are fixed.

15 of 23

Example – one particle in 3-D motion

  • Ηamilton: H(q,p) = (px2+py2+pz2)/(2m)

15

  • Microcanonical ensemble

If E-Δ/2 H(q,p) E+Δ/2

otherwise

py

pz

H(qi,pi) = E

E+Δ/2

E-Δ/2

px

  • Fundamental volume, ω0~h3
  • Accessible volume

16 of 23

2.4 Examples

1. Classical ideal gas of N particles

a) particles are confined in physical volume V;

b) total energy of the system lies between E-Δ/2 and E+Δ/2.

16

2. Single particle

a) particles are confined in physical volume V;

b) total energy of the system lies between E-Δ/2 and E+Δ/2.

3. One-dimensional harmonic oscillator

17 of 23

2.4 Examples

1. Classical ideal gas of N particles

    • Particles are confined in physical volume V
    • The total energy of system lies between (E-Δ/2, E+Δ/2)

17

Hamiltonian

V

Volume ω of phase space accessible to representative points of microstates

18 of 23

Examples-ideal gas

The fundamental volume:

18

  • The multiplicity Γ (microstate number)

* A representative point (q,p) in phase space has a volume of uncertainty , for N particle, we have 3N (qi,pi) so,

and

19 of 23

Example-single free particle

2. Classical ideal gas of 1 particles

    • Particle confined in physical volume V
    • The total energy lies between (E-Δ/2, E+Δ/2)

19

Hamiltonian

Volume of phase space with p< P=sqrt(2mE) for a given energy E

V

20 of 23

Examples-single particle

20

  • The number of microstates with momentum lying btw p and p+dp,
  • The number of microstates of a free particle with energy lying btw ε and ε+dε,

where

21 of 23

Example-One-dimensional simple harmonic oscillator

3. Harmonic oscillator

21

Hamiltonian

Solution for space coordinate and momentum coordinate

Where k – spring constant

m – mass of oscillating particle

22 of 23

Example-One-dimensional simple harmonic oscillator

  • The phase space trajectory of representative point (q,p) is determined by

22

With restriction of E to

p

q

E-Δ/2 H(q,p) E+Δ/2

  • The “volume” of accessible in phase space

23 of 23

Example-One-dimensional simple harmonic oscillator

  • If the area of one microstate is ω0~h

23

The number of microstates (eigenstates) for a harmonic oscillator with energy btw E-Δ/2 and E+Δ/2 is given by

So, entropy