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Supporting parental contact for preterm infants

MAE 156B – Fall / Winter 2024-2025

Mayah Carlton, Reuven Reyman, Jeffrey Keppler, Parissa Teli, Mike Zhang

Design & Risk Management Report

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Problem Background

For Internal Use Only. Do not Distribute. Slide 2

  • 10% of Pregnancies – result in preterm births
  • Skin to Skin Contact – Proven to benefit preterm infants

Challenges

  • Large number of tubes and accessories connected to infant
  • Probability of unintentional disconnect of tubes is high
  • Many hands needed to transfer infant from incubator to parent
  • Parents and doctors are nervous for the baby’s safety during and after transfer

Mayah

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Current Transfer Procedure

For Internal Use Only. Do not Distribute. Slide 3

Mayah

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Design Requirements

For Internal Use Only. Do not Distribute. Slide 4

Mayah

Fundamental Requirements

Constraints

  • The device shall maintain a predetermined distance between infant and jet ventilator box during the entirety of the transfer and kangaroo care time
  • The device shall incorporate secure, adjustable support mechanisms that can bear the weight of the device components and an infant with a factor of safety ≥4*
  • The device mount shall be compatible with standard NICU equipment
  • The device must integrate with existing tubes and accessories of the ventilator and other equipment
  • Components in and near sterilized areas must be sterilizable
  • Materials used must comply with medical safety standards

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System Design

For Internal Use Only. Do not Distribute. Slide 5

Reuven

Rail Mount

Can Pivot

Linkage Pair I

Can Rotate

Center Hub

Shoulder Mount

Can Pivot

Accessory Holder

Can Pivot and move up/down

Linkage Pair II

Can Rotate

Mounting Hub

Payload Hub

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System Design

For Internal Use Only. Do not Distribute. Slide 6

Reuven

Locking Joints

Free Joint (no lock)

Solenoids

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Design Usage Procedure

Objective: Minimize Labor Requirements for Active Transfer

For Internal Use Only. Do not Distribute. Slide 7

Mayah

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Risk Reduction Procedure

For Internal Use Only. Do not Distribute. Slide 8

Mayah

Define Components

Determine Failure Modes

Worst Possible Consequence of Failure

List Failure Causes

Define Severity

Probability of occurrence

Control / Reduction Effort

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Locking Joints

For Internal Use Only. Do not Distribute. Slide 9

Reuven

Define Components

  1. Push-Pull Solenoid
    • 15N Pull Force @ 0.75” Stroke

  • Locking Pin
    • ANSI 1566 Carbon Steel
    • Yield Strength 100,000 PSI

  • Rotational Gear
    • 7075 Aluminum
    • R0.35” Indents for Locking

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Locking Joints

For Internal Use Only. Do not Distribute. Slide 10

Reuven

Determine Failure Modes

  1. Solenoid Failure
    • Unintended Locking / Unlocking

  • Locking Pin Failure
    • Breakage
    • Interlocking Failure

  • Rotational Gear Failure
    • Damage to indents
    • Misalignment

  • User Error

Ultimate Failure Effect: Unexpected movement of linkage

Define Components

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Locking Joints

For Internal Use Only. Do not Distribute. Slide 11

Reuven

Control & Reduction

  1. Redundancy
    • Two Locking Joints per hub

  • Material Selection
    • High-Strength materials for high-stress applications

  • Usage Direction
    • Prevent mistakes and errors

Determine Failure Modes

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Parallel Linkages

For Internal Use Only. Do not Distribute. Slide 12

Mike

  • Structure Components:
    • 7075 Aluminum
    • M4 screws
    • 0.5" ball-bearings

  • Durability & Accuracy
  • Initial Cost & Maintainability

  • High Risk Areas:
    • Bearing connection points
  • Future Risk Tests:
    • Load capacity (1.5x max)
    • Fatigue testing

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For Internal Use Only. Do not Distribute. Slide 13

Parissa

50  lbs.

Load Bearing Capacity

Secure Attachment

Material Durability

Ability to be sanitized

Redundancies

Rail Mount

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Rail Mount

Slide 14

Parissa

Side profile of rail attached to Drager Ventilator. Rail will be used to attach KangaMove to ventilator.

Integration

    • Draeger Equipment
    • Mounting Hub

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Rail Mount

Design

Requirements

Slide 15

Parissa

Safety Requirements

High Risk Areas

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Pivot

  • Tapered-Roller Bearings
    • Steel
  • Thrust Load Bearing
    • Static: 3400 Ibs
    • Dynamic: 550 Ibs
    • Lubricated to minimize friction
  • Requirements
    • Rotate Smoothly
    • Support Weight of Arm & Equipment

For Internal Use Only. Do not Distribute. Slide 16

Jeffrey

Location of Bearing

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Pivot

  • Pros:
    • Load Capacity (Thrust)
    • Durable
    • Fits into Mount
  • Cons
    • Price
    • Complexity
    • Heavier

For Internal Use Only. Do not Distribute. Slide 17

Jeffrey

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Safety Regulations & Procedures

For Internal Use Only. Do not Distribute. Slide 18

IEC 60601

ISO 13485

510(k)

International Electrotechnical Commission

International Organization for Standardization

Food and Drug Administration - 21 CFR 807 Subpart E

Broad Electrical, Mechanical and EMC (electromagnetic compatibility) safety

QMS (Quality Management Standard) for lifecycle management

Pre-market Requirement for Class I/II devices

Supports compliance with FDA’s General Controls and Special Controls

Supports compliance with FDA QMS Standards

Significant equivalence to approved predicate device safety standards

Mayah

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Remaining Questions

  • Are there any unexpected situations we should anticipate for the use of the arm?
  • What is the cleaning & sterilization requirements for accessory devices?
  • What are the specific tests Sponsor, Nurse, NICU RT would like to see?

For Internal Use Only. Do not Distribute. Slide 19

Jeffrey

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Slide 20

Jeffrey

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Slide 21

Jeffrey

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Slide 22

Jeffrey

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For Internal Use Only. Do not Distribute. Slide 23

Thank You

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Risk Diagram

Slide 24

Jeffrey

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Gantt Chart

For Internal Use Only. Do not Distribute. Slide 25

Jeffrey

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For Internal Use Only. Do not Distribute. Slide 26

Failure Mode

Worst Failure Effect

Severity

Failure Cause(s)

Probability

Mitigation

Joint releases unintentionally

Arm falls and the vent box is torn from the child

High

Power Failure - Electrical

Low

Solenoid is defaulted to locked position

Mechanical Failure (locking pin breaks) - Mechanical

Low

Re-enforce locking pin, perform extensive force testing

Joint is misaligned with locking pin - Mechanical

Likely

Springs force locking pin into contact as soon as it is aligned

User accidentally presses release button – User Error

Likely

Add a toggle switch to disable the controls of the arm

Joint is unable to release

The parent can move in a large degree and the joints will suffer extreme forces

Medium

Solenoid is unable to pull locking pin back due to friction - Mechanical

Somewhat Likely

Introduce bearings above and below the locking pin to allow smooth movement along its axis

Solenoid does not receive power signal - Electrical

Somewhat Likely

Have feedback to signify if the arm is not receiving power

Risk Analysis – Locking Joint

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For Internal Use Only. Do not Distribute. Slide 27

Risk Analysis – Definitions

  • Failure Mode – What can go wrong
  • Failure Cause – Why did it go wrong
    • List all conceivable causes, however unlikely but foreseeable and describe mitigation efforts
  • Failure Mode Effect – Worst possible result
  • Scope
    • Which components, processes, procedures, etc. are within the scope of this risk analysis
    • Consider inputs and outputs

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Safety Compliance

IEC 60601:

-DDP (Design Development Plan) Documentation

-Test Plan

-Test Protocol

-Test Report

-Summary Report

ISO 13485:

-Quality Policy and Objectives

-Quality Manual

-Required Procedures and Records

-Additional Necessary Documents*

-Regulatory Documents**

For Internal Use Only. Do not Distribute. Slide 28

*As determined by organization internally

** Any explicitly required documentation detailed by regulatory authorities

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Market Approval

FDA 510(k):

-Description of Device

-Predicate comparison

-Testing Documentation

-Labeling

Basic Requirements:

-Establish Registration with the FDA

-Premarket Notification 510(k) or PMA

-Quality System Regulation (QSR)

-Labeling Requirement

-Medical Device Reporting (MDR)

For Internal Use Only. Do not Distribute. Slide 29

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Project Management for Next Quarter

  • Solenoid properly engages/ disengages with joint – Week 2
  • Finish CNC Machining – Week 4
  • Rail Mount finished – Week 5
  • Assembly of Joints - Week 6
  • Linkage functions & can support itself with no weight – Week 7
  • Demo run with Nurses & NICU RT – Week 8

For Internal Use Only. Do not Distribute. Slide 30

Jeffrey

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Pros:

  • Conforms with Existing Procedure
  • Size

Cons:

  • Existing Products
  • Failure Possibility
  • Comfortability

Parissa

Prior Design Idea – Support Vest

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High Risk Areas:

  • Infant / Parent Comfort
  • Securing box

Planned Risk Reduction Test:

  • Material Durability

Parissa

Prior Design Idea – Support Vest

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Prior Design Idea - Ventilation Cable Tension Sensor

Pros:

  • Prevent excessive tension on baby’s ventilator cable

Cons:

  • Possibility of failure
  • Additional device and cabling added to complex ventilator system

Reuven

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Prior Design Idea - Ventilation Cable Tension Sensor

High Risk Area:

  • Alarm Accuracy

Planned Risk Reduction Test:

  • Determine Threshold Tension Value Empirically
  • Sensor Testing

Reuven

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Design Description:

  • Secure Tube Management
  • Safe Transfer
  • Skin-to-skin Care

Pros:

  • Reduce Manpower Needs
  • Similar existing structures
  • Integrated Design

Cons:

  • Large footprint
  • Complex Structure
  • Requires large factor of safety
  • High initial cost

Mike

Prior Design Idea – Integrated Infant Transfer System

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High Risk Areas:

  • Infant Overall Safety
  • Effect on Efficiency
  • Tube Connection Safety

Planned Risk Reduction Test:

  • Hardware Testing

Simulated User Operation

Load Capacity Tests

Tube Tension Monitoring

  • Analytical Prediction

Stress Data Analysis & Safety Assessment

Mike

Prior Design Idea – Integrated Infant Transfer System

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Prior Design - Alarm Box

Pros:

    • Battery operated
    • Low Battery indicator
    • Auditory and visual alert methods

Cons:

    • Complex ventilator system
    • Requires batteries
      • Additional regulatory constraints

Jeffrey

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Prior Design - Alarm Box

High Risk Areas:

    • Loud Noises (45db max)
    • Alarm Fatigue

Planned Risk Reduction Test:

    • Response Time
    • Alarm Testing
    • Connectivity Testing
    • Redundancy Testing

Jeffrey

Jeffrey

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For Internal Use Only. Do not Distribute. Slide 39

Components being analyzed

Types of failures

Probability

Severity

Failure

Locking Joint

Mechanical

Unlikely

Low

Mode – what

Joint Solenoid

Electrical

Somewhat Likely

Medium

Cause – why

Support Arm

User Error

Likely

High

Effect

Linkage Arm

Physical

Very Probable

Fatal

Mitigation

Rail Mount

Will Happen

Vent Box Holder

Risk Analysis – Categories

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Slide 40

Define Components

Determine Failure Modes

Worst Possible Consequence of Failure

Define Severity

List Failure Causes

Probability of occurrence

Control / Reduction Effort

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Risk Reduction Procedure

For Internal Use Only. Do not Distribute. Slide 41

Parissa

Define Components

Design Components

  1. Locking Joints
  2. Linkages
  3. Rail Mount
  4. Pivot
  5. Support Hub

Design Requirements

  1. Regulatory Compliance
  2. Fundamental Requirements
  3. Safety