1 of 10

Covenant IQ

AI-powered covenant & obligation monitoring

Presented by

Naveen

Keeping Loans on Track

Next Slide

Page 1

for commercial lending

2 of 10

Next Slide

Problem :

The Consequence

The Pain

Page 2

Commercial lending relies on complex legal agreements often 300+ page PDFs

that define critical borrower obligations and financial covenants

These obligations are tracked manually by credit and loan operations team

Manual tracking is slow, inconsistent, and difficult to scale

Errors or delays can result in missed covenant breaches and late corrective action

Banks lack a real-time, portfolio-wide view of borrower compliance

Key rules are tracked using spreadsheets, emails, and periodic reviews

Bottom line

Loan market risk today is driven not just by borrower credit quality,

but by gaps in process, automation, and visibility.

3 of 10

Next Slide

page 3

The

Solution

financial covenants and obligations, and monitors them continuously.

Covenant IQ is a centralized platform that automatically reads loan agreements, extracts

Instead of manually tracking rules across spreadsheets and email threads, lenders and

borrowers get a real-time view of compliance across the entire loan portfolio — in one place.

Why This Matters

Covenants are tracked automatically, not manually

Compliance status is always up to date, not reviewed quarterly

Credit teams operate with speed, accuracy, and scale

Impact

Deadlines cannot be missed because everything is tracked automatically

Problems are spotted earlier, giving banks time to act before losses happen

Cleaner audits and stronger compliance, with all activity clearly recorded in one system

4 of 10

Page 4

Next Slide

How It

Works

Covenant IQ Works

A loan agreement is uploaded to the platform

Key covenants and obligations are automatically identified

The loan is added to continuous monitoring

Compliance checks run automatically on a scheduled basis

Alerts are triggered when risks or breaches appear

Result

No spreadsheets. No manual tracking Audit-ready reports generated .

5 of 10

Page 5

Next Slide

Who This Is For

(Market/Users)

Primary

User

Secondary

User

Loan agents

Corporate &

investment banks

Wholesale lender

Borrowers seeking transparency

Risk &

compliance teams

Designed for the Loan Market

Why now?

Loan portfolios are growing, but monitoring capacity is not.

6 of 10

Next Slide

Why Covenant IQ

Is Different

Why Existing Approaches Fall Short

Most tools store documents — they don’t understand them

Monitoring is periodic, not continuous

Alerts lack explanation and auditability

Covenant IQ changes this by:

Starts from uploading the loan agreement itself

Monitoring obligations and covenants of all loan continuously

Providing explainable alerts and audit-ready records

Covenant IQ Advantage:

We combine Legal Understanding with Financial Logic. We automate the interpretation, not just the storage

Page 6

7 of 10

Impact

(WHY THIS IS VALUABLE)

Next Slide

Operational Impact for the Loan Market

Covenant IQ replaces fragmented, manual covenant tracking with a structured

and continuously monitored process.

This delivers real impact :

Reduces the risk of missed or late covenant breaches

Improves visibility across complex loan portfolios

Enables earlier intervention before issues escalate

Reduces dependency on manual spreadsheets and follow-ups

Result :

More predictable loan administration, stronger compliance control, and fewer operational surprises.

Page 7

8 of 10

Page 8

Next Slide

Future Scope

(MARKET OPPORTUNITY)

A Platform for Intelligent Loan Administration

Future opportunities include:

Covenant IQ establishes a foundation that can scale across the loan lifecycle.

Broader coverage of non-financial and ESG obligations

Deeper integration with loan management and reporting systems

Portfolio-level risk insights and benchmarking

Standardized compliance reporting across the market

Long-term vision:

Covenant IQ can become a core intelligence layer that helps modernize

how loan obligations are monitored and governed.

9 of 10

Page 9

At

Last :

Next Slide

This Is a Process Problem, Not a Credit Problem

Most covenant breaches are not caused by bad borrowers.

They happen because loan obligations are tracked manually, inconsistently, and too late.

The loan market uses world-class legal documentation,

yet still relies on spreadsheets, emails, and follow-ups to manage compliance.

Covenant IQ shows what happens when loan agreements are treated as live sources of obligations, not static PDFs.

If loans are to stay on track, monitoring must be continuous — not reactive.

Covenant IQ —designed for real-world loan monitoring.

10 of 10

Next Slide

Thank

You!

Page 10

Covenant IQ