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Data and Information Exchange Toolkit

Facilitating transboundary water management and governance through cooperation

Diego Jara, Legal Officer, Environmental Law Team, IUCN

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Content

  1. Introduction
  2. Concepts and definitions
  3. Importance of data and information exchange
  4. Approaches to data management
  5. Technologies and scientific innovation
  6. Case studies
  7. Key recommendations

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1. Introduction

  • Data and information are essential to guide governments, RBOs and international organizations in the effective management and governance of transboundary waters.

  • Exchanging data and information in good faith facilitates cooperation and serves policy makers, diplomats and users across borders to reach informed agreements over shared waters.

 

  • An adequate understanding of the conditions, challenges, needs, interests and priorities in transboundary river basins facilitates the development of management plans, agendas, policies, laws and agreements.

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2. Concepts and definitions

Cooperation

Joint efforts between riparian countries for the best use and sufficient safeguard of shared waters.

Data management

The overall process by which data is managed including its compilation, storage, safe-guarding, listing, organization, extraction, retrieval, manipulation, and dissemination.

Equitable and reasonable utilization

The exercise of the right to use transboundary waters by riparian countries considering specific relevant factors and circumstances including the geographic, hydrographic, hydrological, climatic, ecological and other factors of a natural character, as well as the social and economic needs of the countries concerned.

Monitoring

Process of observation, recording, sampling and analysis of water and ecosystems to determine their conditions.

Obligation not to cause significant harm

The duty imposed on every riparian country requiring that their use of water should be undertaken with due care not to cause significant harm to other countries.

Protection of ecosystems

The duty of riparian countries to protect and preserve ecosystems in a transboundary river basin.

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3. Importance of data and information exchange

  • Data and information on environmental challenges can be essential to prevent, manage and remediate any potential impact and harm to people and nature

  • Challenges
    • Pollution
    • Ineffective water management
    • Obsolete water infrastructure
    • Climate change
    • Floods and droughts

  • Regular exchange

What does readily available data and information mean?

An answer to this question will depend on the realities of the transboundary river basin and the level of dialogue and cooperation between riparian countries.

 

Countries would need to define what can be considered as regular exchange for instance, every month, every six months or every year.

 

Readily available data and information refers can be considered as the one that a country can easily access, process and share.

Key message:

 

It is suggested that countries negotiating agreements can expressly define the regularity in which data and information is to be exchanged as well as the nature of such data that must be readily available in specific cases such as environmental accidents and the development of large water infrastructure.

What type of data and information should be exchanged?

The UN Watercourses Convention provides that data and information to be exchanged should in particular be that of hydrological, meteorological, hydrogeological and ecological nature and related to the water quality as well as related forecasts.

Key message:

 

It is important that beyond the physical type of data and information expressed in the UN Watercourses Convention, countries could also share socioeconomic facts and statistics to guide actions and policies in benefit of the people living in a transboundary river basin.

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3.1. Characteristics and key provisions

  • The basis for transboundary water cooperation

  • The first step toward broader dialogues, cooperation, negotiation of agreements and regional integration

  • Ensures institutional coordination and promotes transparency and trust, providing mutual assurance of joint compliance.

Key Provisions on Data and Information Exchange

a. Coordination of all water-data collection and resource monitoring activities;

b. Standardization of data collection methods and procedure

c. Maintenance of up-to-date records of the data received, possibly filed by river basin and aquifer;

d. Creation of a centralized hydrologic data unit or data bank at the national level or at the basin level, to receive and store all data collected;

e. Introduce data exchange mechanisms and protocols;

f. Ensure that data are published periodically, following a standardized methodology and format;

g. Make data and information available to the users.

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3.2. Types of data and information to be exchanged

  • Challenge: data and information can be compromised by fragmentation and heterogeneity in data management

  • States should permanently observe, adopt and implement mechanisms to measure and monitor shared waters

  • Formal and informal communications to ensure rapid response

  • Ensure prior notification, consultation and consent

Hydrological

Meteorological

Ecological

Water quantity and quality

Water pollutants

Water abstraction

Climate models

Groundwater

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3.3. Enabling conditions

Political Will

Institutional coordination

Technical capacities

Financial capacities

Transparency

Accountability

Public participation

Access to information

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4. Approaches to manage data

  • Capacities and institutional coordination

  • Data and information management is a process

  • Four stages

A. Data and information collection

B. Data and information interpretation

C. Data and information analysis

D. Data and information dissemination

Data Collection Process

Type of data and information

Indicators to be considered

Hydrological (hydrometric)

River discharges, river water levels, river flood peak discharges, river base flows, river sediment load, river water quality, lake/reservoir water levels, lake/reservoir volumes, lake/reservoir water temperature, lake/reservoir surface evaporation, volume of water imported/exported to/from basin

Hydromorphological alterations

Dams, weirs

Future planned measures with

transboundary impacts

Infrastructure development

Groundwater

Groundwater levels and pressure, quality, aquifer yields and quality, estimate

annual groundwater recharge, aquifer thickness, permeability and storage

capacity

Meteorological (and climatic)

Sunshine/radiation hours, wind speed, air temperature, humidity, evaporation,

precipitation, precipitation intensity

Ecological (environmental)

 

Minimum flow requirements, critical flow periods and demands, protected areas

and water demands, protected areas and water demands, required water

quality standards

Water quality

 

Electrical conductivity, suspended sediment, nutrients, temperature, pH, oxygen

Water pollutants

Concentrations of arsenic, bacteria, nitrogen, phosphorus, viruses, fertilizers,

pesticides, algae, industrial waste, heavy metals

Water abstraction

 

Abstraction quantity (surface/groundwater), abstraction quality, return flow

quality and quantity

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4.1 Public participation, access to information and access to justice

  • Contemplated in regional agreements such as the Aarhus Convention and the Escazu Agreement

  • The right to a healthy environment depends on the adequate participation in decision making, access to information and access to justice

  • Public participation improves the quality and effectiveness of decisions, raises public awareness of environmental issues, provides a forum to express concerns and enables public authorities to reflect on such matters. 

  • Everyone should have access to the data and information held by governments as a requirement for democratic accountability, participation, and access to justice

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5. Technologies and scientific innovation

Monitoring, evaluation and prediction of water quality

 

Water quality monitoring

Water quality evaluation

Water quality prediction

Water treatment

Disinfection techniques

Electro-chemical techniques

Filtration

Nanotechnologies

Water catchment, storage, supply and pricing

 

Water catchment and storage

Water supply and pricing

Water use

Smart WASH systems

Smart farming

Prevention and adaptation to the effects of climate change

 

Prevention

Adaptation

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6. Case studies

  • Sava River Basin

  • Dniester River Basin

  • Aral Sea

  • Mekong River Basin

  • Rhine River Basin

  • Danube River Basin

Danube River Basin

Agreement

1994 Convention on Cooperation for the Protection and Sustainable use of the Danube River

Provisions

According to the Convention, Contracting Parties are required to adopt monitoring programmes (Art. 9); reporting (Art. 10); consultations (Art. 11); exchange of information (Art. 12); protection of information supplied (Art. 13); information to the public (Art. 14); research and development (Art. 15); communication, warning and alarm systems, and emergency plans (Art. 16).

Institutional framework

In 1998, the International Commission for the Protection of the Danube River (or ICPDR) was established, as a transnational body with the objective of implementing the Danube River Convention.

The International Commission for the Protection of the Danube River was empowered by the Danube countries to organize data collection and to process information in order to promote decision-making processes.

 

Mechanisms adopted

The ICPDR established the Danube River Basin Geographic Information System (Danube GIS), a tool for integration and storage of the relevant data resources, and a common basis for data usage in the ICPDR.

Additionally, the ICDPR supported the creation of the Water Quality Database of the TransNational Monitoring Network (or TNMN), with the objective of providing a structured and well-balanced overall view of pollution and long-term trends in water quality and pollution loads in the major rivers in the Danube River Basin.

The TNMN monitoring network operates on national surface water monitoring networks and includes 79 monitoring locations with up to three sampling points across the Danube and its main tributaries river.

 

Further information

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7. Key Recommendations

  • Increase human, financial and technical capacities

    • Enabling innovation through initiatives building on new technologies, practices and approaches
    • Ensure adequate financial resources on water data and information management
    • Strengthen human resources and technical capacities on the different stages of data management
    • Provide opportunities for young and aspiring water professionals for effective IWRM and planning

  • Promote partnerships and external co-operation

    • Foster transboundary water co-operation to facilitate dialogue for joint management of data in shared waters  
    • Building on existing partnerships to nurture exchange of knowledge and good practices

  • Strengthen monitoring and evaluation
    • Engage key stakeholders in monitoring and evaluation processes and promote the use of innovative monitoring technologies

 

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Multiple needs, interests and priorities

People, nature, development and peace

Informed dialogue and cooperation

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THANK YOU!

More info on OSCE work on water management here: https://www.osce.org/node/503986