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RF Measurement Techniques

1

Manfred Wendt – CERN

based on the training classes given at the CERN Accelerator School (CAS) and Joint University Accelerator School (JUAS)

U.S. Particle Accelerator School 2024

Design and Engineering of Modern Beam Diagnostics

Hampton (VA), U.S.A., January 29 – February 2, 2024

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Contents

  • Introduction
  • RF measurement methods and beam signals
  • Transmission-lines
  • The Smith chart
  • Scattering (S) parameters
  • The vector network analyzer (VNA)
  • Backup slides: �If you want to know more…

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Introduction – An Electro-Magnetic Beam Monitor

  • EM beam pickup, e.g. for
    • Beam intensity monitoring
      • Beam pickup based on toroidal transformer, wall-current monitor
    • Beam position / orbit and/or tune monitoring
      • Beam pickup based on button-style or other electrostatic, stripline, resonant cavity, periodic RF coupler, etc. electrodes
  • Transmission-lines
    • Usually, coaxial cables to transmit the signals from the beam pickup to the read-out electronics
      • Also used for calibration, trigger and clock signals
  • RF signal processing
    • Analog components for signal shaping and conditioning
      • Amplifier, attenuator, filter, hybrid coupler, RF diode & limiter, signal splitter & combiner, transformers & balun, etc.

RF & Analog Signal Conditioning

coaxial signal cable

v

bunched beam�(with EM-field)

metallic beam pipe (vacuum)

EM beam�pickup

 

 

 

Digital Signal Processing�& DAQ

control

system

(LAN)

ADC

RF Measurement�Techniques apply

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Introduction – A simple RF system

Free space�wavelength:

 

 

RF frequencies typically utilized �in accelerator applications

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RF Measurement Methods (1)

There are different options to observe RF signals �Here some typical measurement tools:

  • Oscilloscope: to observe signals in time-domain
    • periodic signals
    • burst and transient signals with arbitrary waveforms
    • application: direct observation of signals from a beam pick-up, �from a test generator, or from other sources
    • visualizes the shape of a waveform, etc.
    • limited performance for the evaluation of non-linear effects.

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Cathode Ray Tube (CRT) Oscilloscope

fortunately, or unfortunately,�this good ol times are gone…

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Today: Digital Storage Oscilloscope (DSO)

  • Signal processing based on fast ADCs and DACs
    • Similar “look and feel” as analog oscilloscopes, but better performance
      • 8…12-bit multi-GS/s ADCs, still, be aware of aliasing effects!
      • Fast sampling oscilloscope require sufficient memory resources.
  • AWG or pulse generator & digital oscilloscope: Time-domain (TD) test setup
    • Device under test (DUT) characterization and trouble shooting
      • Impulse, step, or arbitrary waveform (e.g., beam signal) as stimulus signal
      • High impedance probe for measurements on the printed circuit board (PCB)

Device Under Test (DUT)

…and digital signal generator�(AWG: arbitrary waveform generator)

50 GS/s, 10-bit AWG (Tektronix)

100 GHz bandwidth�240 GS/s oscilloscope�(LeCroy)

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RF Measurements Methods (2)

  • Spectrum analyzer: to observe signals in a “frequency-domain like” fashion
    • sweeps in equidistant steps through a given frequency range
    • application: observation of spectrum from the beam, or from a signal generator or RF source, or the spectrum emitted from an antenna to locate EMI issues in the accelerator tunnel, etc.
      • Also, DUT characterization in the laboratory, e.g., noise figure measurement on amplifiers (requires a noise source), intermodulation measurements on amplifiers (requires two RF generators).
    • Requires periodic signals
    • Assumes time-invariance of the measurement object (DUT) throughout the frequency sweep
    • Large dynamic range!

  • RF detection (Schottky) diode (RF power meter)
    • Supplies a rectified (video) output signal proportional to the RF signal level
    • Delivers no frequency or phase information but operates over a very broad frequency range few MHz to many GHz, and up to 90 dB dynamic range.

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RF Measurements Methods (3)

  • Vector signal analyzer (VSA), sometimes called FFT analyzer
    • Acquires the RF signal, after down-conversion to an intermediate (IF) signal, �in time-domain by fast sampling
      • Please note, all modern spectrum analyzers of today are VSAs!
    • Further numerical treatment in digital signal processors (DSPs)
    • Spectrum calculated using Fast Fourier Transform (FFT)
    • Combines features of an oscilloscope and a spectrum analyzer:
      • Signals can be observed directly in time-domain, or in a frequency-domain like fashion
    • Contrary to the SA, also the spectrum of non-periodic signals �and transients can be measured
    • Application: Observation of tune sidebands, transient behavior of a phase locked loop, single pass beam signal spectrum, etc.
    • Digital oscilloscopes and FFT analyzers share similar technologies, i.e., fast sampling and digital signal processing, and therefore can provide similar measurement options
      • The digital oscilloscope directly digitizes the RF signal�→ limited dynamic range, large instantaneous bandwidth
      • The FFT analyzer digitizes the down-converted IF signal�→ large dynamic range, but a (still) limited instantaneous bandwidth

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RF Measurements Methods (4)

  •  

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Beam Signals

  •  

 

i(t)

1

2

3

4

0

 

 

Fourier trans. or

spectrum analyzer

I(f)

 

0

1

2

3

4

 

 

 

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Beam Signals (cont.)

  • Normalized representation on a logarithmic amplitude (magnitude, modulus) scale
    • Typical magnitude spectrum
      • As is would be observed with a spectrum analyzer

    • Spectrum of repetitive bunches of same intensity
      • Fourier series expansion

  • Beam bunches have different distribution functions and length
    • Electron bunches are typically 100…1000x shorter compared to proton bunches
    • Ion bunches can be 10…1000x longer than relativistic proton bunches
    • Longitudinal particle distribution vary depending on particle type and “RF gymnastics”:
      • Gaussian (electrons), parabolic, Tsallis q-Gaussian, cos2, etc. (hadrons)

 

 

 

 

 

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“dB” [dee-bee], or not to be…

  • dezi-Bel: 1 dB = 0.1 B (Bel)
    • Logarithmic scaling to compare large, e.g., power ratios:

    • or large ratios of other quantities, e.g.:

 

 

 

dB ratio

P1/P2

V1/V2

n x 10 dB

10n

10n/2

40 dB

10000

100

20 dB

100

10

10 dB

10

~3.16

6 dB

~4

~2

3 dB

~2

~1.41

0 dB

1

1

-3 dB

~0.5

~0.71

-20 dB

0.01

0.1

 

 

The 3 dB ratio (half power) is a �common specification for the bandwidth

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“dB” is not “dBm”

  •  

 

 

dBm

P

V (RMS)

30 dBm

1 W

7.07 V

20 dBm

100 mW

2.24 V

10 dBm

10 mW

707 mV

6 dBm

4.0 mW

446 mV

0 dBm

1.0 mW

224 mV

-20 dBm

10 μW

22.4 mV

-60 dBm

1.0 nW

224 μV

-120 dBm

1.0 fW

224 nV

- 174 dBm

4.0e-21 W

0.446 nV

 

 

noise power in a bandwidth BW = 1 Hz at room temperature

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RF Signals & Modulation, without Math!

  • RF signals are continuous wave (CW),sinusoidal signals
    • Often, a high frequency carrier is modulated with low frequency information
    • Modulation appears “naturally” in ring accelerators as:
      • Modulation is also provided through the LLRF system to the accelerating structures

FM: Synchrotron oscillations

AM: Betatron oscillations

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A (too) simple Radio Receiver

  • …or: How does a ”traditional” analog radio works?
    • It was, and still is, difficult to make precisely tunable narrowband, band-pass filters �for high frequencies (~100 MHz)!!
    • high frequency low-noise amplifiers are expensive!
    • high frequency demodulators are not trivial.

    • direct detection of radio and RF signals is challenging!

broadband�low-noise RF amp�e.g., 87-108 MHz

tunable�narrowband�band-pass filter

RF amp

demodulator

audio amp

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The Super-Heterodyne Receiver

 

broadband�low-noise RF amp�e.g., 87-108 MHz

IF narrowband�band-pass filter�e.g., 10.7 MHz ± 90 kHz

IF amp

demodulator,�e.g., FM PLL or�AM diode detector

audio amp

 

tunable�local oscillator (LO)�e.g., 97.7-118.7 MHz

 

 

 

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The RF Mixer as Down-Converter

 

RF

LO

IF

 

 

 

 

 

upper sideband

lower sideband

 

 

 

 

 

 

 

 

 

 

 

 

courtesy T. Schilcher

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Simplified Spectrum Analyzer

  • based on the super-heterodyne principle

Today, the IF, demodulation, video and display sections �of a spectrum analyzer are realized digitally

    • Requires an analog-digital converter (ADC) with sufficient dynamic range

Switchable BW of the�IF filter and video BPF�(analog or digital)�allows to improve the�signal-to noise (S/N)-ratio

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Modern Spectrum (RF Signal) Analyzer

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Transmission-lines

  •  

dl

outer�conductor

inner�conductor

dl

L’

C’

equivalent�circuit of a

lossless

TEM transmission-line

 

coaxial�cable

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Transmission-lines (1)

Waveguides (TE10)

Coaxial cables (TEM)

with and w/o connectors

 

 

 

SMA

MCX

BNC

N-type

7/8”

1/4”

1/2”

RG58

VNA

SiO2

semi-rigid�& flex

RG-type�coaxial cables

 

corrugated�coaxial cables,�foamed PE & air

Low-loss, high-power�air coaxial�transmission-line

PCB microstrip-line (TEM)

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Transmission-lines (2)

  •  

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Transmission-lines (3)

  •  

 

 

 

 

 

load

 

RF source

 

 

 

transmission-line,�here: TEM coaxial

 

with losses no losses

 

 

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Telegrapher’s Equation for TEM transmission-lines

A more general approach:

 

 

 

 

 

 

 

 

 

 

 

 

 

in steady state:

 

 

 

 

 

voltage and current along a transmission-line:

propagation constant

 

characteristic impedance

attenuation�constant

phase�constant

 

 

wave�number

phase�velocity

 

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Transmission-lines – Coaxial Cables

  •  

 

 

 

 

 

 

 

 

 

 

For inner and outer conductor in copper:

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TL: Signal visualization in time-domain

  • Circuit simulator applet:�https://www.falstad.com/circuit/
    • Load file: IdealTL_DCswitched_Z050-RL.txt
      • Change the load resistor value:�RL = 50, 100, 25 Ω
      • Operate the switch and observe the signals at the beginning, and at the end of the transmission-line.
    • Load file: �IdealTL_pulsed_Z050-RL.txt
      • Change the load resistor value:�RL = 50, 100, 25 Ω
      • Observe the signal waveforms!�Can you predict the values?!
        • (Press Run/STOP and hover with the mouse over the waveform)

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TL: Operating with sinusoidal signals (FD)

  •  

 

 

waves

E-fields

voltages

impedances

 

 

 

 

sine-wave�generator

(source)

 

 

 

 

 

 

transmission-line

load

 

 

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TL: Voltage Standing Wave Ratio (VSWR)

  • The voltage standing wave ratio (VSWR) expresses the ratio between the maximum and minimum voltage of a standing wave along a transmission-line

    • The VSWR is a function of the frequency.

  • The return loss (RL) is another way �to express reflection effects

 

 

 

Return Loss [dB]

0.0

1.00

0.00

1.00

0.1

1.22

20.0

0.01

0.99

0.2

1.50

14.0

0.04

0.96

0.3

1.87

10.5

0.09

0.91

0.4

2.33

8.0

0.16

0.84

0.5

3.00

6.0

0.25

0.75

0.6

4.00

4.4

0.36

0.64

0.7

5.67

3.1

0.49

0.51

0.8

9.00

1.9

0.64

0.36

0.9

19.00

0.9

0.81

0.19

1.0

0

1.00

0.00

 

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Reflection (VSWR) Measurement

  •  

V

 

 

 

 

 

 

 

 

 

 

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Electrical Networks (1)

  • The electromagnetic behavior or RF circuits and systems, like any other electrical / electronics circuit or system can be described by Maxwell’s equations

    • These equations need to be solved, taking all the boundaries and materials into account
  • However, this is far too complicated and inconvenient for most practical situations!
    • simplified electrical network description based on approximative lumped or distributed elements
      • With given characteristics and values of each circuit element represented by a symbol in an electrical network, following the laws of Ohm and Kirchhoff. Here some examples:

 

lumped, passive,�non-linear

 

 

lumped, active,�non-linear

 

npn transistor

distributed, passive,�linear

 

 

lumped, passive, linear

 

 

 

 

 

 

 

 

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Electrical Networks (2)

  •  

2-port network

 

 

 

 

1

1’

2

2’

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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Electrical Networks (3)

  •  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

linear two-port

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Principle of Scattering (S)-Parameters

  •  

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Generalized S-Parameters

  •  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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  •  

 

 

 

 

1

1’

1-1’ reference plane�(port 1)

 

R

L

C

 

 

 

DUT�(device under test)

1-port RF network (DUT) example

  • S-Parameters allow to characterize the DUT with the measurement equipment located at some physical distance
  • All high frequency effects of distributed elements are included with respect to the reference plane

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  •  

 

 

 

 

 

 

 

1

1’

port 1

DUT

2

2’

 

 

 

 

 

port 2

 

 

 

 

 

 

    • Independent �parameters:

    • Dependent �parameters:

 

 

 

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  • Analysis of the reverse S-parameters:

    • Examples of 2-ports DUT: filters, amplifiers, attenuators, transmission-lines (cables), etc.
    • ALL ports ALWAYS need to be terminated�in their characteristic impedance!

 

 

 

 

1

1’

port 1

DUT

2

2’

 

 

 

 

 

port 2

 

 

 

 

 

 

 

 

 

    • Independent �parameters:

    • Dependent �parameters:

 

 

 

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  •  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

port 1

port 2

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  •  

 

 

 

 

 

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The Scattering Matrix

  •  

 

one-port

two-port

three-port

four-port

 

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  •  

 

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  •  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

SFG example: 3 dB attenuator

port 1

port 2

 

 

 

 

 

 

 

 

port 1

port 2

 

 

 

 

 

 

signal flow graph (SFG):

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  • Ideal amplifier (gain stage)

  • Low-noise RF transistor

    • Avago VMMK-1218
    • E-pHEMT GaAs FET
      • The S-parameters are different at other frequencies �and operational conditions
      • The transistor requires impedance matching networks at in- and output

 

 

port 1

port 2

 

 

 

 

 

port 1

port 2

 

 

 

 

 

 

 

 

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  •  

 

 

port 1

port 2

port 3

 

 

 

 

 

 

 

 

 

 

 

port 1

 

 

port 2

 

 

port 3

 

 

 

 

 

port 1

port 2

 

 

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  • Ideal directional coupler

    • Operating at the center frequency
    • Figures of merit (ideal, lossless):
      • Coupling factor
      • Insertion loss
      • Coupling loss
    • Coupler with losses, imperfections, etc.
      • Isolation
      • Directivity

 

 

port 1

port 2

port 4

port 3

input

isolated

transmitted

coupled

 

 

 

 

 

 

https://en.wikipedia.org/wiki/Power_dividers_and_directional_couplers

double-symmetry

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S-Parameters in Practice

  •  

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SnP Touchstone S-Parameter Files

  •  

 

! header

# format

 

 

 

Touchstone v1.1 example file

  • v2.0 is different, file ext. *.ts

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  •  
    • Each EM-mode must then be represented �by a distinct modal port.
      • This is very important in EM-simulation �to ensure the absorption of the energy for all modes!
    • The number of modal ports needed �generally, increases with frequency, �as more waveguide modes can propagate.

 

 

 

 

 

 

 

 

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How to measure S-Parameters?

  •  

DUT

2-port

DUT = Device Under Test

4-port

Directional Coupler

 

 

 

 

 

 

 

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The Vector Network Analyzer (VNA)

  • 2-port VNA
    • Simplified block schematic

DUT

A/D

DAQ CTRL�Sig Proc�Display

RF�source

LO�source

X-switch

Port 1

Port 2

cable

cable

 

 

 

 

 

 

 

 

IF

directional�couplers

term

directional�couplers

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Fun with the VNA!

  • The “look and feel” between VNAs vary between manufacturers and models
    • Concepts and operation is still very similar

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VNA Calibration (1)

  • Calibration is not necessary for pure frequency or phase measurements
  • Before calibrating the VNA measurement setup, �perform a brief measurement and chose appropriate VNA settings:
    • Frequency range (center, span or start, stop)
    • Number of frequency points
      • Can be sometimes increased by rearranging the VNA memory (# of channels)
    • IF filter bandwidth
    • Output power level
  • Calibrate the setup, preferable with an electronic calibration system �if more than 2 ports are used!
    • Each port and combination needs to be�calibrated, with the cables attached
    • Choose the appropriate connector type and sex
    • The instrument establishes a correction matrix�and displays the ”CAL” status.

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VNA Calibration (2)

  • Calibration improves the measurement performance
    • Return loss improvement by typically 20 dB. Enables mdB accuracy measurements!
    • Full 2-port or 4-port calibration with manual calibration kits is prone to errors, �better use electronic calibration systems.
    • Change VNA settings will cause the instrument to inter- and extrapolate, �and the calibration status becomes uncertain.
  • Cables are included in the calibration
    • However, changing coaxial connector types not.
    • Special VNA cables allows the adaption of different connector types and sex, �without requiring a re-calibration of the setup!

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RF Measurement Instrument Features

  •  

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Synthetic Pulse TD Measurements (1)

  •  

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Synthetic Pulse TD Measurements (2)

FD

TD

TD

FD

unlimited frequency range

truncated frequency range

smoothing window �functions

 

 

TDR impulse response

TDR step response

TD gate�markers

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Example: SPS “Shoe-box” BPM Analysis

Measurement (VNA)

Simulation (CST)

Horizontal pickup

Vertical pickup

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Backup Slides

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  •  

 

 

 

complex impedance plane

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EE Reminder: Circuit Vocabulary

  • Resistance, impedance, reactance are inverse proportional to conductance, susceptance, admittance

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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The Smith Chart (1)

  •  

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The Smith Chart (2)

  •  

 

 

 

 

 

 

 

 

 

 

 

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The Smith Chart (3)

  •  

 

 

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The Smith Chart (4)

  •  

 

 

 

 

 

 

 

 

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The Smith Chart (5)

  •  

 

 

 

 

 

 

 

mismatch losses

available source power

 

 

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The Smith Chart – “Important Points”

  •  

Short Circuit

 

 

inductive

capacitive

 

 

 

 

Matched Load

 

 

Open Circuit

 

 

 

 

 

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The Smith Chart – Basic Example

  •  

 

 

 

 

 

 

reactive

resistive

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Remarks on transmission-lines and the Smith chart

  •  

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Beam Coupling Impedance

  •  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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  • Formulas:
    • Normalized electrical length:
    • Lumped impedance formula

    • Log formula

    • Improved log formula

    • Transmission coefficient

    • Circular beam pipe impedance

 

 

 

 

 

 

 

 

VNA�S21 meas.

P1 P2

stretched wire

 

 

 

 

-10dB

-10dB

REF

absorbing foam

 

-10dB

-10dB

DUT

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Refresher: Some TL Equations (1)

  •  

 

 

 

 

  • Propagation constant
    • for a TEM transmission-line

      • attenuation constant

      • phase constant

 

 

 

 

The characteristic impedance can be�calculated from 2D electrostatic equations

 

 

 

 

 

Equivalent circuit�TEM TL segment

 

 

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Refresher: Some TL Equations (2)

  •  

 

 

 

 

 

in media

Characteristic impedance of free space

 

 

 

in free space

guide wavelength (in media)

 

 

 

 

 

 

 

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Lossless Transmission-lines

  •  

 

 

 

 

 

 

 

 

 

 

    • Popular applications
      • Quarter-wave line:

      • Terminated (matched) line:

      • Open line:

      • Shorted line:

 

 

 

 

 

 

 

 

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Lossless Transmission-lines

  •  

lossless TL open

“capacitive”

“inductive”

“capacitive”

“inductive”

lossless TL shorted

“inductive”

“capacitive”

“inductive”

“capacitive”

 

 

inductive

capacitive

 

 

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Navigation in the Smith Chart (1)

  •  
      • a straight line is equivalent to a circle with infinite radius
      • a circle is defined by 3 points
      • a straight line is defined by 2 points

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Navigation in the Smith Chart (2)

Up

Down

Red circles

Series L

Series C

Blue circles

Shunt L

Shunt C

Shunt L

Shunt C

Series C

Series L

 

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Navigation in the Smith Chart (3)

Red arcs

Blue arcs

Con-centric circle

Transmission line going Toward load �Toward generator

 

 

Toward load

Toward generator

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The Smith Chart – Basic Example (1)

  •  

 

 

 

 

 

 

reactive

resistive

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The Smith Chart – Basic Example (2)

  • …and for different component values and circuit combinations

 

 

 

 

 

 

 

 

 

 

 

 

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The Smith Chart – TL Transformer (1)

  •  

 

backward�transmission

coefficient S12

forward�transmission

coefficient S21

 

 

 

 

 

 

 

 

 

 

 

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The Smith Chart – TL Transformer (2)

  •  

 

 

 

 

 

 

 

 

 

 

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The Smith Chart – TL Transformer (3)

  •  

 

 

 

when adding a transmission-line

to some terminating impedance we rotate

clockwise through the Smith-Chart

 

 

 

 

 

 

 

 

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Examples for Symmetry and Reciprocity

  • Without prof: The S-matrix is always symmetric for reciprocal networks.

1’

1

2’

2

 

 

 

symmetry

1’

1

2’

2

 

 

 

 

 

divider-network

 

 

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Numerical lossless / lossy Examples

  •  

1’

1

2’

2

 

 

 

 

 

 

 

 

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Numerical lossless / lossy Examples

  •  

1’

1

2’

2

 

 

 

 

 

 

 

 

 

 

 

 

 

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Numerical lossless / lossy Examples

  •  

1’

1

2’

2

 

 

 

 

 

 

 

 

 

 

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T-Parameters

  •  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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ABCD-Parameters

  •  

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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