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Introduction to Safety Culture

Lecture by Ivana Slovackova

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Topic of interest – Safety culture

  • What do you think …..
  • What are we going to talk about?
  • Why is this important?

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Lecture Content

  1. Introduction & Background
  2. Culture & Organisational culture
  3. Safety culture: 30 years of research
  4. Aspects of safety culture
  5. Strong safety culture: How can be recognised?
  6. Related Concepts & Initiatives
  7. Summary & Conclusions

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Learning outcomes

  • Define safety culture
  • Debate on safety culture importance
  • Recognize different aspects of safety culture
  • Realise the relationship between culture, organizational culture, and safety culture
  • Recognise the importance of the characteristics of a strong safety culture for evaluating the level of safety culture
  • Analyse related constructs and initiatives

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Safety culture

Definition

Connection between

Organisational culture

& Safety Culture

30 years of research

Aspects of safety culture

Safety culture assessment

Related Concepts

& Initiatives

Culture of prevention

WHAT IT IS

DEVELOPMENT

FUTURE

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SAFETY CULTURE

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What does safety culture mean for companies?

  • Safety culture = Yeti

„Nobody sees it, however, everybody speaks about it.“

  • Safety culture = zero accidents

Often supported by some consultant companies

  • Safety culture = safety management system
  • Safety culture = safe behaviour

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What does safety culture mean for you?

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What does Safety culture mean for you?

Kahoot!

Safety culture – opening questions

Link: https://create.kahoot.it/creator/aae0889d-e50f-4ef6-bba3-66f782fc62ed

2 QUESTIONS

  1. What does safety culture mean for you?

2. What major accidents have you seen caused by a � weak safety culture?

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Some disasters that were caused by weak safety culture

  • Chernobyl (1986)
  • Piper Alpha (1988)
  • Macondo - Deepwater Horizon (2010)
  • Herald of Free Enterprise (1987)
  • Challenger (1986)
  • Buncefield (2005)
  • Columbia (2003)
  • Texas City (2005)

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Chernobyl

Deepwater Horizon

Columbia

https://www.nbcchicago.com/news/national-international/chernobyl-exclusion-zone-in-pictures/2495289/

Autor: Unknown – US Coast Guard - 100421-G-XXXXL- Deepwater Horizon fire (Direct link), https://commons.wikimedia.org/w/index.php?curid=10089914

https://www.astronomy.com/space-exploration/remembering-the-columbia-disaster/

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Safety culture

Definition

Connection between

Organisational culture

& Safety Culture

30 years of research

Aspects of safety culture

Safety culture assessment

Related Concepts

& Initiatives

Culture of prevention

DEVELOPMENT

FUTURE

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WHAT IT IS

Definition

Connection between

Organisational culture

& Safety Culture

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Safety culture - the beginning

  • The term ‘safety culture’ was first used by IAEA �(International Atomic Energy Agency) in INSAG’s (1986) �„Summary Report on the Post-Accident Review Meeting on the Chernobyl Accident“
  • „Safety culture is that assemby of characteristics and attitudes in organizations and individuals which establishes that, as an overriding priority, nuclear plant safety issues receive the attention warranted by their significance.“

The definition published in INSAG – 4 (1991)

  • Safety culture was focused on process safety in nuclear industry, later it expanded to industries associated with higher risk such as the chemical industry, oil and gas extraction, energy industry, aviation, and the OSH aspect was included.

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Why is safety culture important?

(Hudson, 2007)

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Why is safety culture important?

(KIM, Yangho, Jungsun PARK a Mijin PARK, 2016)

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Culture, Culture & Organisational culture

  • What is culture?
  • What is organisational culture?
  • What is connection between them?
  • Is it possible to change culture / safety culture?

text

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What is culture?

Culture determines what is acceptable or unacceptable, important or unimportant, right or wrong, and workable or unworkable.

It encompasses all learned and shared, explicit or tacit, assumptions, beliefs, knowledge, norms, and values, as well as attitudes, behavior, dress, and language.�http://www.businessdictionary.com/definition/culture.html

Culture is defined as shared patterns of behaviors and interactions, cognitive constructs, and understanding that are learned by socialization.  

The Center for Advance Research on Language Acquisition

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Culture

  • Sharing understanding
  • Characteristic features
  • Group phenomenon
  • Functional
  • Learned – by socialization
  • Layered (only some layers of them are visible)
  • Self-explanatory for insiders – take for granted

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https://www.ilincev.com/kognitivni-zkresleni

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What is culture?

“Culture is

a pattern of shared basic assumptions

that was learned by a group as it solved its problems of external adaptation and internal integration,

that has worked well enough to be considered valid and,

therefore, to be taught to new members as the correct way to perceive, think, and feel in relation to those problems.”

(Schein, 2004, p.17)

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What is organisational culture?

Organizational culture is generally understood as all of a company’s beliefs, values and attitudes, and how these influence the behaviour of its employees.“

https://www.bdc.ca/en/articles-tools/entrepreneur-toolkit/templates-business-guides/glossary/organizational-culture

 

Organizational culture represents the collective values, beliefs and principles of organizational members.

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Three levels of culture

  1. Artefacts

architecture, greeting rituals, dress, forms �of address – visible

2. Espoused values

strategies, goals, and philosophies – can be elicited

3. Basic underlying assumptions

human nature, basis on which people are respected - unconsciously held and usually tacit

(Eeckelaert et al., 2011, p.14).

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Organisational culture

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Would you like to know more about organisational culture? �See this movie!

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What is connection between organisational and safety culture?

  • Safety culture is part of organisational culture.
  • They are strongly connected
  • Both cultures are driven by management
  • Management plays the main role

  • Guldenmund (2000) Those aspects of the organizational culture �that will impact on attitudes and behaviour related to �increasing or decreasing risk.
  • Hale (2000) The attitudes, beliefs, and perceptions shared by natural groups as defining norms and values, which determine how they act and react in relation to risks and risk control systems.

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Safety culture

Definition

Connection between

Organisational culture

& Safety Culture

30 years of research

Aspects of safety culture

Safety culture assessment

Related Concepts

& Initiatives

Culture of prevention

WHAT IT IS

FUTURE

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DEVELOPMENT

30 years of research

Aspects of safety culture

Safety culture assessment

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Safety Culture – 30 years of research

An important next step in safety culture research is to study �interventions (Antonsen 2018)

What is sure - there is still the need for further research (Hale 2000)

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Safety Culture – 30 years of research

  • There is a gap between the research/academic world and application in company/„shop floor level“
  • There is still a lot of doubts and ambiguities. Too many safety culture models, tools and approaches cause „safety cloud“ �(Guillaume 2018)
  • There are many articles describing safety culture but not many which reporting the results of efforts to turn safety culture into safety improvements. �(Antonsen 2018)

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Safety culture – summary of a current situation

  • 1789 publications published between 1900 and 2015 related to safety culture were identified in Web of Science
  • Two main domains of safety culture publications:
    • organisational safety culture
    • healthcare and patient safety culture
  • Organizational safety culture –most publications appear around 2006
  • Latest trends suggest a saturation of scientific output in this field. (van Nunen et al., 2018)
  • 51 definitions of safety culture were found in a literature search in 2014 (Vu & De Cieri, 2014).

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Despite almost 30 years of research, there is still not one definition, concept, or model which is fully accepted neither by scholars nor by safety experts.

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Process safety & OHS�

Nuclear industry

Oil and gas industry

Chemical industry

Mining industry

Construction

Others

Healthcare and �patient safety culture

Transportation

OHS

„CLIENT oriented“

Tato fotka od autora Neznámý autor s licencí CC BY-SA-NC

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Safety culture - definition

The HSE’s Advisory Committee on the Safety of Nuclear Installations �(ACSNI: HSC, 1993) produced the following definition of a safety culture:

‘The safety culture of an organisation is the product of individual and group values, attitudes, perceptions, competencies, and patterns of behaviour that determine the commitment to, and the style and proficiency of, an organisation’s health and safety management’ (HSC, 1993).

‘Organisations with a positive safety culture are characterised by communications founded on mutual trust, by shared perceptions of the importance of safety and by confidence in the efficacy of preventive measures’ (HSC, 1993).

This is one of the most accepted definitions.

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Three interrelated aspects of safety culture

  • Psychological aspects
    • „How people feel“ - safety climate of the � organisation

  • Behavioural aspects
    • What people do“� Safety- related actions and behaviours

  • Situational aspects
    • „What the organization has“ � Policies, procedures, regulations, the � management system („corporate“ factors)

All three aspects are interrelated �(Cooper, 2000; HSE, 2005)

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Safety climate

Safety climate – this term was used before the term safety culture.

  • Zohar (1980): A summary of molar perceptions that employees share about their work environment
  • Employee perceptions regarding organizational polices, practices, and procedures that signal the value and importance of safety within the workplace (Neal Griffin, & Hart, 2000)

Safety climate can be regarded as the surface features of the safety culture determined from the workforce‘s attitudes and perceptions at a given point in time. �It is a snapshot of the state of safety providing an indicator of the underlying safety culture of an organization.‘

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Safety climate X Safety culture

  • Is assessed individually and later aggregated to some group level

  • Safety climate can be measured using

attitude and perception surveys.

  • Safety climate represents a useful ‘leading indicator’ for H&S.
  • Safety climate describes how people �in the organization perceive or experience the priority of safety

  • Is a holistic, group variable�which emerges when people interact within a particular context

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Safety culture and climate are closely related and overlapping concepts. They differ in terms of their depth, stability and the tools by which they can be investigated.

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Safety climate assessment

  • Misunderstanding – it is taken as a safety culture assessment
  • Mostly using questionnaire (Likert scale or rubric based approach/ BARS -Behaviourally Anchored Rating Scales)
  • Meta analyses have shown that safety climate is predictive of workplace accidents, injuries safety knowledge, safety compliance etc. (Probst et all, 2019)

Examples

37

02/07/23

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Strong/positive �safety culture

How can be recognised?

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Attributes of strong safety culture

  • Safety is a clearly recognized value;
  • Leadership for safety is clear;
  • Accountability for safety is clear;
  • Safety is integrated into all activities;
  • Safety is learning-driven.

IAEA (2006)

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Her Majesty´s Railway Inspectorate (HMRI) approach

The HMRI has identified five indicators of positive safety culture

    • Leadership,
    • Two–way communication,
    • Involvement of staff
    • The existence of a learning culture,
    • The existence of a just culture �(focusing on a prevailing attitude of blame)

(HSE, 2005, page 8)

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IAEA – 3 stages �in developing a safety culture

Safety is seen as an external requirement imposed by government and regulatory agencies.

Safety is not seen as something that will enhance the business or operation of the organisation.

Safety is seen as an important organisational goal.

The safety management system generally concentrates on technical and procedural controls, although there is an emerging understanding of the importance of and attitudinal aspect

The concept of continuous improvement of safety has been adopted.

There is a strong emphasis on safety communication, training, managerial behaviour and improving safety system effectiveness.

.

Safety based on rules and regulations

Safety becomes an organizational goal

Safety always can be improved

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Hearts and Minds

  • is a suite of tools – booklets, videos and other supporting materials – to help improve the safety culture of organisations
  • originated in Shell, and is based on a £20 million research programme carried out in the 1980s, 1990s and 2000s – research that is still going on today

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Reason’s characteristics of an effective safety culture

Informed Culture

3. Learning Culture

2.

Just Culture

1. Reporting Culture

4. �Flexible Culture

Individuals who manage and operate systems share knowledge about factors that determine the safety of the system. (Reason, 1997)

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Reason’s characteristics of an effective safety culture

According to Reason �(1997), �a safety culture �is characterised

by a sense of

‘chronic unease’� – that is, �‘not forgetting� to be afraid’

Individuals are encouraged and are willing to report errors, near misses, and incidents. Reporting incidents is supported by a sense of trust that individuals who do report are not punished.

A positive safety culture includes clear expectations regarding what actions are acceptable and unacceptable. The consequences of actions are determined by the intention of the action.

There is a willingness to interpret safety information rationally and objectively. Organisations ensure there is the competence to identify the right conclusions from available safety information, including making changes when necessary.

Diversity is desirable for organizations to function effectively. Diversity ensures that all possible viewpoints are identified and considered.

1. Reporting Culture

2.

Just Culture

3. Learning Culture

4. �Flexible Culture

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Reason’s symptoms of poor safety culture

Safety issues are so commonplace in organizations with a poor safety culture that deviations from safety systems are accepted as ‘normal’ practice.

Thinking that all possible hazards are controlled and managed suggests that the organization has forgotten to be respectfully weary of hazards and complacent in their attention to risk.

Organizations with a poor safety culture try to do too much with too little. When the value of safety systems and resources are not recognized, it becomes acceptable to work with inadequate systems and resources.

Normalization of deviance

Complacency

Tolerance of inadequate systems and resources

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Safety culture is not…

  • the solution to all health and safety problems
  • the same as safety climate
  • the sum of employee questionnaire responses
  • only concerned with employee safety behaviour or behavioural safety programs
  • easy to change
  • one-dimensional
  • an excuse for doing nothing to improve safety
  • an alternative to sound engineering controls and safety management practices

(Fleming and Scott, 2013) A Regulator’s Guide to Safety Culture and Leadership, p.11

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Safety culture

Definition

Connection between

Organisational culture

& Safety Culture

30 years of research

Aspects of safety culture

Safety culture assessment

Related Concepts

& Initiatives

Culture of prevention

WHAT IT IS

DEVELOPMENT

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FUTURE

Related Concepts

& Initiatives

Culture of prevention

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Prevention culture

The concept of a prevention culture is implicitly based on the concept of a safety culture. �Both utilize a cultural approach.

  • Safety culture
    • aims to reduce work-related risks,
    • is addressed mainly to the workplace level
    • the emphasis is on the protection of health �

Prevention culture

    • aims to reduce both work-related and non-work-related risks
    • is addressing the societal or national level as well
    • emphasizes both the protection and promotion of health �

www.vsb.cz

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Developed by ISSA �(The International Social Security Association)

It is based on the belief that all �work-related accidents, harm and occupational diseases can be prevented.

Vision Zero�is a transformational approach to prevention that integrates �the three dimensions

    • SAFETY
    • HEALTH
    • WELL - BEING

at all levels of work.

www.vsb.cz

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The seven golden rules of Vision Zero:

  1. Take leadership – demonstrate commitment
  2. Identify hazards – control risks
  3. Define targets – develop programs
  4. Ensure a safe and healthy system – be well-organized
  5. Ensure safety and health in machines, equipment and workplaces
  6. Improve qualifications – develop competence
  7. Invest in people – motivate by participation

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HRO high-reliability organization

  • A high-reliability organization (HRO):�an organization that has succeeded in avoiding catastrophes despite a high level of risk and complexity.
  • Important researchers:�Karl Weick and Kathleen Sutcliffe
  • Examples:�nuclear power plants, air traffic control systems, and naval aircraft carriers.
  • In each case, even a minor error could have catastrophic consequences.

Tato fotka od autora Neznámý autor s licencí CC BY-SA

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HRO high-reliability organization

Five principles of HROs

Principle 1: Preoccupation with failure 

Principle 2:  Reluctance to simplify

Principle 3: Sensitivity to operations

Principle 4:  Commitment to resilience

Principle 5:  Deference to expertise

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SUMMARY

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Safety culture …

What have we talked about?

What do you remember?

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Key messages

  • Safety culture is multi-faceted and needs a holistic approach
  • There is not one universally accepted definition, but most of them underline: shared perceptions of the importance of safety“
  • Safety culture is connected with organizational culture
  • Safety culture and safety climate are not the same
  • Management and safety leadership play an important role
  • Changing in safety culture is a long-term task
  • Weak safety culture can cause industrial disasters or serious accidents

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Antonsen, S. (2018). Key Issues in Understanding and Improving Safety Culture. In Gilbert, C., Journé, B., Laroche, H., � Bieder, C. (eds) Safety Cultures, Safety Models (pp. 127-136). SpringerBriefs in Applied Sciences and Technology. Springer, Cham. https://doi.org/10.1007/978-3-319-95129-4_12

Bourrier, M. (2018) Safety Culture and Models: “Regime Change”. In: In Gilbert, C., Journé, B., Laroche, H., � Bieder, C. (eds) Safety Cultures, Safety Models Models [online]. Cham: Springer International Publishing, 2018, s. 105-119 [cit. 2023-03-07]. SpringerBriefs in Applied Sciences and Technology. ISBN 978-3-319-95128-7. doi:10.1007/978-3-319-95129-4_10

Cooper, M. D. (2000) ‘Towards a model of safety culture’, Safety Science, Volume 36, Issue 2, 2000, Pages 111-136, ISSN 0925- 7535, https://doi.org/10.1016/S0925-7535(00)00035-7

Cooper, M.D. (2018) The Safety Culture Construct: Theory and Practice, in Gilbert, C., & Bieder, C. (ed.) Safety Cultures, Safety Models Taking Stock and Moving Forward, SpringerBriefs in Safety Management (SpringerBriefs in Applied Sciences and Technology). doi: 10.1007/978-3-319-95129-4_5

Eeckelaert, L., Starren, A., van Scheppingen, A., Fox, D., & Brück, C. (2011). Occupational Safety and Health culture � assessment: A review of main approaches and selected tools. European Agency for Safety and Health at Work � (EU-OSHA).� https://osha.europa.eu/en/publications/occupational-safety-and-health-culture-assessment-review-main-approaches-and-selected

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Fleming, M, Harvey, K, Cregan, B. Safety culture research and practice: A review of 30 years of research collaboration. J Appl Behav Res. 2018; 23:e12155. https://doi.org/10.1111/jabr.12155

Fleming, M., & Scott, N. (2013). A regulator’s guide to safety culture and leadership. Technical report prepared for the Canada‐Nova Scotia Offshore petroleum board.� Retrieved from https://apps.neb-one.gc.ca/REGDOCS/File/Download/707046

Guldenmund, F. W. (2000). The nature of safety culture: a review of theory and research. Safety Science, 34(1-3), 215-257. https://doi.org/10.1016/S0925-7535(00)00014-X

Guillaume, O., Herchin, N., Neveu Ch., Noël P., (2018) What to Choose and How in the Nebulous “Safety Cloud” of Concepts and Tools? In: In Gilbert, C., Journé, B., Laroche, H., Bieder, C. (eds) Safety Cultures, Safety Models Models [online]. Cham: Springer International Publishing, 2018, s. 1-14 SpringerBriefs in Applied Sciences and Technology. ISBN 978-3-319-95128-7. doi:10.1007/978-3-319-95129-4_1

Hailwood, Mark a Zsuzsanna Gyenes. Safety Culture and Major Accidents. In: The Minerva Portal of the Major Accident Hazards Bureau [online]. � https://minerva.jrc.ec.europa.eu/EN/content/minerva/113fdcd8-a30a-4b58-991c-d5a9d268e92a/201609mjv_safety_culture_nlsafety_culture_and_accidents

Hale, A. R. (2000). Culture's confusions. Safety Science, 34(1-3), 1-14. https://doi.org/10.1016/S0925-7535(00)00003-5

Health and Safety Commission (HSC), (1993), ACSNI Study Group on Human Factors. 3rd Report: Organising for Safety. (London: HMSO).

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Health and Safety Executive (HSE), (2005). A review of safety culture and safety climate literature for the development of the safety culture inspection toolkit.Research Report 367. London, UK: HMSO.

Hudson, P. (2007). Implementing a safety culture in a major multi-national. Safety Science, 45(6), 697-722. � https://doi.org/10.1016/j.ssci.2007.04.005

International Atomic Energy Agency (IAEA), 1991, Safety Culture: A Report by the International Nuclear Safety Advisory Group No.75-INSAG-4, IAEA, Vienna, Austria

International Atomic Energy Agency, (IAEA) (2002a), Key practical issues in strengthening safety culture, INSAG-15, � International Atomic Energy Agency, Vienna.

International Atomic Energy Agency, (IAEA) (2002b), Safety culture in nuclear installations: Guidance for use in the enhancement of safety culture, International Atomic Energy Agency, Vienna.

International Atomic Energy Agency, (IAEA) (2006) Application of the Management System for Facilities and Activities, IAEA Safety Standards Series No. GS-G-3.1, IAEA, Vienna

KIM, Yangho, Jungsun PARK a Mijin PARK. (2016) Creating a Culture of Prevention in Occupational Safety and Health Practice. Safety and Health at Work [online], 7(2), 89-96 [cit. 2020-02-19]. DOI: 10.1016/j.shaw.2016.02.002. � ISSN 20937911, https://linkinghub.elsevier.com/retrieve/pii/S2093791116000093

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Probst, T. M., Goldenhar, L. M., Byrd, J. L., & Betit, E. (2019). The Safety Climate Assessment Tool (S-CAT): � A rubric-based approach to measuring construction safety climate. Journal of Safety Research69, � 43-51. https://doi.org/10.1016/j.jsr.2019.02.004

Reason, J. (1997). Managing the Risks of Organizational Accidents. Ashgate Publishing Limited.

Schein, E. H. (2004). Organizational Culture and Leadership (3rd edition). Jossey -Bass.

Straughen, M., Williams, S., Wilkinson, M., Robb, R., Richardson, R., Smith, J., ... Fleming, M., (2000). Changing Minds: A practical guide for behavioural change in the UK oil and gas industry. Retrieved from https://www.stepchangeinsafety.net/resources/changing-minds-guidance/

Van Nunen, K. et al. (2018) ‘Bibliometric analysis of safety culture research’, Safety Science. Elsevier B.V., pp. 248–258. doi: 10.1016/j.ssci.2017.08.011

Vu, T., & De Cieri, H. (2014). Safety culture and safety climate definitions suitable for a regulator: A systematic literature review. Research Report 0414-060-R2C. Institute for Safety, Compensation and Recovery Research (ISCRR). Monash University: Melbourne, Australia.

Zohar, D. (1980). Safety climate in industrial organizations: Theoretical and applied implications. Journal of Applied Psychology65(1), 96-102. https://doi.org/10.1037/0021-9010.65.1.96

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Materials and recommended resources

EU-OSHA (European Agency for Safety and Health at Work), 2011, Occupational Safety and Health culture assessment - A review of main approaches and selected tools, Publications Office of the European Union, Luxembourg

International Social Security Association (ISSA), 2017, Vision Zero, ISBN 978-92-843-1222-1,Retrieved from https://visionzero.global/why-vision-zero

HSE (Health and Safety Executive) 2005 A review of safety culture and safety climate literature for the development of the safety culture inspection toolkit.Research Report 367. London, UK: HMSO.

Guldenmund, F. W. 2000. “The Nature of Safety Culture: A Review of Theory and Research.” Safety Science 34: 215–257

Davies, F., R. Spencer, and K. Dooley. 2001. Summary Guide to Safety Climate Tools. Norwich: Health and Safety Executive Books

Lingard, H., Zhang, R., Harley,J., Blismas, Wakefield, R., 2014, Health and Safety Culture, RMIT University, Retrieved from http://www.rmit.edu.au/research/health-safety-research

https://www.worksafe.qld.gov.au/resources/videos/webinars/safety-culture-and-climate-webinar-series , Webinar – prof. De Cieri, Austalia