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ESSER Data Gathering ​�Office Hours

September/October 2022

Hosted by: 

Josh Halsey, Hannah Sullivan, Gary Campbell, Tam Belknap, 

Pete Zupan and Cynthia Stinson

Oregon Department of Education

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Overview of District Data Collection Request

This school-year (2022-23) is the third year of ESSER implementation. 

Like other public funds, acceptance of ESSER funds included an obligation to provide USDE, via ODE, with information and data regarding:

  • How the funds are being used and for what purpose; and
  • Outcomes associated with the use of funds. Outcomes include:
    • Staffing impacts
    • Student participation in activities funded by ESSER 

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Reporting timeline

Oregon Department of Education

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2019-20

2020-21

2021-22

2022-23

2023-24

2024-25

2025-26

ESSER I

Data�Year 1

Data�Year 2

Data�Year 3

Data�Year 4

Report�Year 1

Report�Year 2

Report�Year 3

Report�Year 4

ESSER II

Data�Year 1

Data�Year 2

Data�Year 3

Data

Year 4

Report�Year 1

Report

Year 2

Report�Year 3

Report�Year 4

ESSER III

Data�Year 1

Data�Year 2

Data�Year 3

Data�Year 4

Data�Year 5

Report �Year 1

Report�Year 2

Report�Year 3

Report

Year 4

Report

Year 5

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What's New:�Student Participation Data 

Oregon Department of Education

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What's New: Student Participation Data Details

Beginning this school year (2022-2023), you will be asked to gather and report on additional student eligibility and participation data, including student demographic information, for the following evidence-based activities that are paid for in whole or part with any ESSER funds:  

    • Summer School or Enrichment 
    • Extended Instruction Time
    • After School Programs
    • High-Dose Tutoring
    • Early Childhood Education 
    • Purchasing Education Technology 

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How is evidence-based defined?

  • Under ARP ESSER funding, districts are directed to use at least 20% of their funds to address the impact of lost instructional using evidence-based interventions. 
    • On a base level, the activity must demonstrate a rationale that such activity is likely to improve student outcomes; and includes ongoing efforts to examine the effects of such activity. 
    • While you don't need to include these tiers in your reporting, it may be a good idea to keep a copy in your files to show how your 20% unfinished learning spending requirement satisfies at least one of the four evidence-base tiers.

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More information on the Federal Evidence-Based Definition

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Strong Evidence

Moderate Evidence

Promising Evidence

Demonstrates a Rationale

Study Design

Experimental study

Quasi-experimental study

Correlational study with statistical controls for selection bias

Provides a well-specified logic model informed by research or evaluation

Favorable Effects 

The intervention shows a statistically significant and positive effect

The intervention shows a statistically significant and positive effect

The intervention shows a statistically significant and positive effect

Relevant research or an evaluation that suggests the intervention is likely to improve outcomes

Other Effects

It is not overridden by statistically significant and negative evidence from other high-quality studies.

It is not overridden by statistically significant and negative evidence from other high-quality studies.

It is not overridden by statistically significant and negative evidence from other high-quality studies.

An effort to study the effects of the intervention, ideally producing promising evidence or higher, will happen as part of the intervention.

Sample Size and Overlap

Includes a large sample and a multi-site sample, overlapping with populations and contexts.

Includes a large sample and a multi-site sample, overlapping with populations and contexts.

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How are these activities federally defined?�Slide 1

  • Summer Learning or Summer Enrichment
    • Evidence-based interventions or programs that support accelerated learning in the core curriculum during the summer months. 

  • Afterschool Programs
    • Voluntary programs that assist students in meeting the challenging State academic standards by providing students with activities during non-school hours or periods when school is not in session (not including summer months). 

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How are these activities federally defined?�Slide 2

  • Extended Instructional Time 
    • Using a longer school day, week, or year schedule to significantly increase the total number of school hours to include additional time for: 
      1. instruction in core academic subjects
      2. instruction in other subjects and enrichment in activities that contribute to a well-rounded education. 
    • Participation in extended instructional time is considered mandatory.  

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How are these activities federally defined?�Slide 3

  • High Dosage Tutoring 
    • Voluntary intensive tutoring aligned with an evidence-based core curriculum and led by highly trained tutors or certified teachers that occurs one-to-one or in very small groups at least 3 days per week on a sustained basis to help students accelerate their learning in the core curriculum based on the State’s challenging academic standards 
      • Report participation in other types of evidence-based tutoring in the row best aligned to when that tutoring takes place.  

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How are these activities federally defined?�Slide 4

  • Early Childhood Education Program Expansion or Enhancement 
    • A Head Start program, including migrant or seasonal Head Start programs; 
    • a state licensed or regulated childcare program; or
    • a program serving children birth-6 through cognitive, social, emotional, and physical development administered by the LEA, the state, or certain IDEA programs. 

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How are these activities federally defined?�Slide 5

  • Purchasing Educational Technology
    • Includes hardware, software, and connectivity that aids in regular and substantive educational interaction between students and their classroom instructors, which may include: 
      • Mobile technology devices such as tablets and laptops; 
      • Internet-connected devices, mobile hotspots, wireless service plans, or installation of Community Wi-Fi Hotspots; 
      • Teleconferencing applications or programs; 
      • Software and virtual programs, screen capture and recording software, virtual curriculum and tutoring, learning management systems; 
      • Technology accessories, such as headphones, speakers, laptop cameras; and 
      • Assistive technology devices, such as dedicated communication devices and applications for text-to-speech, graphic organizers, or word prediction. 

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Student Participation Definitions

  • For the purpose of reporting, USDE defines student participation as:
    • For mandatory programs: if that student is enrolled in a school with that mandatory program in place.
    • For voluntary programs: if that student has attended 50% or more of the time he/she/they were eligible to attend. 
    • For "Purchasing Educational Technology": if that student received or was directly supported by the educational technology.

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Student Eligibility and Participation Reporting

  • You will be asked to report on students eligible for and participating in each of the six ESSER-funded activities (see slide 6) in which your district invested.
    • For activities that are mandatory for all students (or a specific group of students, i.e., all 7th grade students or all students at a particular school), you will be able to simply report "all students" and the group qualifiers.
    • For activities that are voluntary, you will have to provide the number of students who were eligible and participated by demographic group.* 

  • You will also be asked to report the number of students each program serves at full capacity. 
    • The maximum number of students the district could serve if all eligible students were interested in attending the program.

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Student Demographic Groups Reported

    • Students with one or more disabilities 
    • Low-income students 
    • English language learners 
    • Students in foster care 
    • Migratory students 
    • Students experiencing homelessness (identified through McKinny-Vento) 
    • American Indian or Alaska Native 
    • Asian 
    • Black or African American 
    • Hispanic/Latino 
    • Native Hawaiian or Other Pacific Islander 
    • White
    • Two or more races 
    • Other student subpopulation (Please specify):

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Reporting Options�Student Participation

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You will be able to report on demographic eligibility and participation data in one of two ways: 

Option 1: Report SSIDs for eligible and participating students per activity.

Option 2: Report aggregate student demographic groups per activity.

  

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ODE ESSER Personnel 

Josh Halsey, Director: Josh.Halsey@ode.oregon.gov

Cynthia Stinson, Senior Manager: Cynthia.Stinson@ode.oregon.gov

Hannah Sullivan, Research Analyst: Hannah.Sullivan@ode.oregon.gov

Tam Belknap, Program Analyst: Tam.Belknap@ode.oregon.gov

Gary Campbell, Program Analyst: Gary.Campbell@ode.oregon.gov

ESSER Email: ODE.ESSER@ode.oregon.gov

Oregon Department of Education

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Questions & Responses from 09/28/22�Page 1

Oregon Department of Education

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Q: Are school districts being asked to provide data regarding student participation in ESSER funded activities since the funds were provided or are districts expected to provide student participation data for this school year and beyond?

A: School districts, and the charter schools they sponsor, are asked to track student participation for ESSER funded activities for this current school year (2022-23) and any subsequent school years that ESSER funds will be used.   

Q: Do students identifying as non-binary fall into the LGBTQ2SIA+ category?

A:  Yes, any programing or resources that are oriented towards meeting the needs of non-binary students is generally accounted for under the LGBTQ2SIA+ category.  We use ODE’s June 2020 LGBTQ2SIA+  Student Success Plan definition of the acronym that includes non-binary alongside transgender while being aware that the two terms are different and represent different groups of individuals.

Q: Do we know what use USDE will make of this data?

A: While USDE has not explicitly stated how the data being requested will be used, ODE believes that the data will be used to measure the impact ESSER funds have had on schools, communities and students. 

Q: When a program is drop-in and any student can attend, will we report that every student in the school had access and their data?

A: For eligibility you would report all students; for participation, you would report the students who attended at least half of the time.

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Questions & Responses from 09/28/22�Page 2

Oregon Department of Education

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Q: Should districts wait to submit any reimbursement claims for this school year, until we know if the claim form will be updated?

A: If districts can hold off on reimbursement requests until we have a system in place, that would be ideal.  However, please don’t delay reimbursement requests if there is financial need. 

Q: For education technology student participation, is it just which students used the tech, or are there more details needed, besides demographics?

A: Education Technology is reported as a general category, you will only have to report the number of students served by the 14 demographic groups within the broad category of "Purchasing Educational Technology." 

Q: Is there any value in combining these two data sets since budget, staffing and student recruitment will often be the responsibility of the same person, especially in small districts?

A: The actual reporting tool for the annual report will ask for everything in one place. We are trying to reduce the impact on that reporting burden by potentially including the expenditure data within reimbursement request forms. 

Q: Have the ESDs been involved in this conversation? They serve a lot of data needs for small districts.

A: Yes, we have been in conversation with some of the ESDs that serve our smallest districts.

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Questions & Responses from 09/30/22�Page 1

Oregon Department of Education

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Q: How much detailed information on students is required for the new student participation requirement?

A: The federal report is asking for aggregated demographic information, not individual names or identities of students. Any individual student data would be collected for the purpose of reporting aggregating demographic information. Data will be reported following ODE's guidelines for data suppression of smaller student counts.

Q: Are there going to be changes to the PBAM Codes?

A: No. We cannot make the PBAM codes more specific and will be keeping the current abridged set of Function/Object codes. What is likely is that we will add additional columns to the reimbursement form so that districts can specify in which programs expenses should be counted.

Q: Is the student participation data going to be required for ESSER III only?

A: No. Student eligibility and participation will need to be reported for the identified programs that were funded with any ESSER grant money.

Q: Will the new granular reports need to be completed for funds we spent in 20-21 and 21-22?

A: No. Reporting will begin with this Academic Year, 2022-2023.

Q: Can we revise older reimbursement forms to include Unfinished Learning annotations?

A: Yes. Please email ODE.ESSER@ode.oregon.gov for assistance.

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Questions & Responses from 09/30/22�Page 2

Oregon Department of Education

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ESSER I 

ESSER II  

ARP ESSER III  

(CARES Act) 

(CRRSA Act)  

(ARP Act)  

Award Period 

03/13/20-09/30/21 

03/13/20-09/30/22 

03/13/20-09/30/23 

Deadline for Final Spending (with Tydings Extension) 

9/30/2022 

9/30/2023 

9/30/2024 

Deadline for Claiming Funds in EGMS and Filing Reimbursement 

November 14, 2022 

November 14, 2023 

November 14, 2024 

Q: We noted a requirement to have ESSER funds obligated by the end of the 2022-23 year.  What does that mean for districts? 

A: The obligation period you're referring to is for ODE to distribute funds across the state to districts and ESDs. Obligation periods for districts follow the dates in the table on this slide. 

Q: The Sept. 20th email referenced new School Staffing reporting. What is required?

A: There will be two sections of reporting for staff. Report section 3.b10 asks for the FTE of “specific positions supported with any of the ESSER funds” as well as the “total amount expended” for the positions. This information will be district wide and requires all staff positions that ESSER money contributed to. The second section, 4.c1, is an accounting of all FTE by school, regardless of funding source, for a limited section of positions: special educators and related personnel; bilingual/ELL educators; counselors, social workers, and psychologists; and nurses. 

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Questions & Responses from 10/3/22�Page 3

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Q: We utilized our ESSER III funds to help make our counselor full-time. Will you share information about reporting if you utilized the funding just for one thing such as a counselor?

A: If you do not have a program that falls into one of the federally defined activities (listed in slides above and on the next page), you will not have to report demographics.  All activities will have to provide financial information. Mental Health expenditures, for example, will be a part of the financial detail information for ESSER funds as a whole and for the portion focused specifically on Unfinished Learning for ESSER III. Additionally, there will be several places the FTE and the expenditure on that FTE will need to be reported.

    • % of FTE counselor at each of schools
    • How much spent on that counselor
    • Specific activities, how much spent in the MH portion of the report.  

Q: In reporting demographics, do we need to just report student participation in the activities from the 20% Unfinished Learning?

A: If you spent any ESSER funding on any of the six federally defined activities listed, you will have to report student eligibility and participation on those activities. 

Q: Is there a document that lists due dates and portals to submit this information?

A: When ODE receives the annual report deadlines from USED, ODE will send out the reporting deadlines to districts. ODE will also provide the reporting forms/platform once we have those ready for districts.

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Questions & Responses from 10/3/22�Page 4

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Q: Are the student participation activities you listed just a sample or are those all of the activities that will be asked about?

A: The only activities US DE is asking for student eligibility and participation data for are the six federally defined activities on slide 6. 

    • Summer school or enrichment
    • Extended instruction time
    • After school programs
    • High-dose tutoring
    • Early childhood education
    • Purchasing education technology

Q: Should districts, ESDs and/or charter schools continue submission of ESSER I claims until ODE provides updates regarding changes to the reimbursement process? 

A: No. Don’t wait on ESSER I claims or any processes related to ESSER I. 

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Questions & Responses from 10/5/22�Page 5

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Q: We are a small rural school and had participants in our summer learning program that currently do not have SSID's (Young children, under 5 years of age). How do we provide this information?

A: We realize this may be the case for districts who have implemented an early learning program or are otherwise working with children under 5 years of age. The information we will need is student counts and demographic counts for the six activities. Please let us know if this is the case for your district and we will work with you on how best to provide us this district-level demographic information for these students, regardless of whether ODE decides to collect information by SSID number.

Q: Social, Emotional, and Other Needs overlaps with Mental Health Services...?

A: In the past, we have used licensure as a clean way of delineating between the two. In addition, you may be reporting funds in more than one area, depending on the service. 

Q: It's a basic question, but what is the next deadline for reporting for ESSER?

A: If it’s the same as last year, it will be in the spring 2023 for last year’s data. The data we’re talking about now will be needed for the 2024 reporting cycle.

Q: Can you describe what a collection "in aggregate" means...by school?

A: By "in aggregate", we mean that we will need to report data on the district level for student counts and student demographics.

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Questions & Responses from 10/5/22�Page 6

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Q: We already set aside 20% for learning loss from ESSER III.  Is there an additional 20% requirement set aside or does this count? Also, is the 20% from the TOTAL ESSER I, II and III or just 20% of ESSER III?

A: Yes, that counts. It’s just 20% of ESSER III.

Q: When could we expect ODE to bring options to the table on reporting for FY24?

A: For the additional financial details and the student participation data collection, ODE hopes to provide updated guidance and direction to school districts, ESDs and charter schools before the end of this calendar year, but may need to delay these decisions based on any potential shifts in federal guidance. 

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Question & Response from 10/7/22�Page 7

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Q: I had heard that Maintenance of Equity (MOEquity) is a component of the ESSER financial reporting, is MOE incorporated into the items covered today?

A: Maintenance of Equity (MOEquity) process is separate from the ESSER student participation and financial reimbursement data requirements. ODE is working directly with USED for Oregon to respond to the MOEquity reporting requirements. Later this month, Mike Wiltfong, Josh Halsey and Cynthia Stinson will attend the 10K Business Manager meeting to share updates. These updates will also be disseminated to all district business managers. 

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Previous reporting data sets

State Provided Data Sets 

  • Overall ESSER Fund Grants distribution
  • Financial detail for LEA distribution (School Districts)
    • Previous year Expenditures and Remaining Funds
      • Detailed by Grant and Activity Category 
      • Detailed by Use Category (Salaries, Benefits, Services, Supplies, etc) by Activity Category
    • Planned Uses of Funds by Grant and Activity Category (districts assist)
  • Maintenance of Equity
    • Funding formulas and distributions by LEA
    • Current and Historic
  • Student Outcome Data

District Provided Data Sets 

  • Financial Detail for LEA Distribution
    • How funds were distributed within district
    • Total Amount for Unfinished Learning
    • Remaining funds
    • Expenditures detailed by Grant and Activity Category
      • Detailed by Grant and Activity within Categories (new)
  • Maintaining Safe In-Person Instruction interventions
  • ESSER funds to provide internet access
  • Reengaging students interventions
  • 20% Minimum Unfinished Learning Uses 
    • Impacted demographics (new)
    • Expenditure detail (new)
  • District Staff 
    • Total FTE by Year
    • ESSER Funded by Type (new)

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ESSER Office Hour Survey

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