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Quantum part of phenomenon:TC from singular response to pair field

N. Prokof’ev

Simons FND school, July 2025

Advancing Research in Basic Science and Mathematics

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Spontaneous symmetry breaking:

Suppose we have some quantity Q, and by symmetry of the problem H(Q)=H(-Q).

Then, . How can one get in a physical system?

Ising model:

at any T

Symmetry:

N. Bogoljubov:

1. Add symmetry-breaking term to Hamiltonian: , now

2. Take the thermodynamic limit in the following sense:

3. Observe that (i) for response to symmetry-breaking field is weak:

(ii) for response to symmetry-breaking field is singular: when

! 4. Q0 cannot be transformed to -Q0 via local dynamics without overcoming macroscopic barriers 🡪

order-parameter related defects: domain walls, vortexes, skyrmions, …

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Spontaneous symmetry breaking = singular response to vanishingly small symmetry-breaking field at

Superconductivity

Symmetry:

(particle number conservation)

Apply:

and compute to find divergent response at/below TC

This is not just a concept talking point, it’s a practical technical tool to determine TC !

(Anomalous average)

* I will introduce/discuss “conventional” s-wave symmetry. Daniel and Andrey will take you further …

U(1) symmetry

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Diagrammatic representation:

Full Green’s function

(interaction effects included)

Cooper-channel irreducible

vertex function

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This is how the formalism goes …

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Re-define:

(Dyson type equation)

Diagrammatic representation:

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In vector-matrix notations:

Solution in terms of eigenvalues and eigenvectors of ,

Singular response corresponds to the largest eigenvalue reaching unity at :

Gap function equation

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BCS (weak-coupling) theory:

- ideal Green’s function with

- attractive coupling constant at energies and zero otherwise

FS density of states (per spin)

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BCS (weak-coupling) theory:

with

Electron-phonon coupling:

(more realistic modeling)

attractive and decays to zero for

Any coupling based on exchange of bosonic excitations/fluctuations (including collective modes):

spin waves/paramagnons, two-level systems, etc.

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One more step beyond original BCS:

Green’s function in an interacting system is always renormalized!

At least consider the lowest-order diagram based on the same

vertex function, say this one for electron-phonon coupling:

The net result within the Fermi liquid

theory at low temperature

smooth across

FS even at T=0

important given exponential dependence of TC on

This setup is the essence of the Migdal-Eliashberg theory

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All good but does not explain superconductivity in metals where repulsive Coulomb forces dominate!

Bogoljubov, Tolmachev, Shirkov:

Take repulsive bare coupling and consider effective low-energy interaction

external lines are at low

energy/freq. below

internal lines have high

energies/freq. above

In the particle-particle channel

& near the Fermi surface g>0

is renormalized to a smaller value

Metals:

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Exact solution of the gap equation:

Rietschel-Sham model (exactly solvable):

Frequency-dependent repulsion, just weaker at low frequency, f < 1

Define , ,

You can solve this 2x2 system

Recall that we need

Piece-wise solution with Low- and High-frequency values

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(i) Consider separately two s-wave superconducting mechanisms and compute the corresponding

TC values for each of them using the “frequency only” gap function equation (assume

Mechanism A:

Mechanism B:

(ii) Compute analytic expressions for the largest eigenvalues for mechanisms A and B

and plot them as functions of ln(T)

(iii) Compute the largest eigenvalue and TC for the sum of two mechanisms:

Mechanism C:

Homework assignment

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Emergent BCS from purely repulsive frequency-dependent interaction g>0:

(i) , i.e. “attractive-type” for any f < 1 !

(ii) is increasing monotonously as T 🡪 0 !

(iii) But is may not reach unity ever …

Take to infinity to get 🡪 superconductivity for

1. If f is small enough, the system will go superconducting. Large makes it pretty “easy”

2. , no superconductivity (in this symmetry channel) despite properties (i) and (ii).

Recall that we need

3. The largest eigenvalue solution changes sign at frequency Ω !

Repulsion should strong enough (!) @ fixed f, EF/Ω

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is a non-linear function of ln(Ω/T) and cannot be used to predict TC from normal state calculations

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(i) Consider separately two s-wave superconducting mechanisms and compute the corresponding

TC values for each of them using the “frequency only” gap function equation (assume

Mechanism A:

Mechanism B:

(ii) Compute analytic expressions for the largest eigenvalues for mechanisms A and B

and plot them as functions of ln(T)

(iii) Compute the largest eigenvalue and TC for the sum of two mechanisms:

Mechanism C:

Homework assignment

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All good but does not explain superconductivity in metals where repulsive Coulomb forces dominate!

Bogoljubov, Tolmachev, Shirkov:

Take repulsive bare coupling and consider effective low-energy interaction

external lines are at low

energy/freq. below

internal lines have high

energies/freq. above

In the particle-particle channel

& near the Fermi surface g>0

is renormalized to a smaller value

Metals:

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Back to effective low-energy/frequency interaction

For Rietschel-Sham model:

instead of g

Sign change from repulsive to attractive for small enough f !

repulsion

attraction

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Alternative formulation of the Tc problem

original

alternative

Different/renormalized eigenvalue problem

trivial dependence on L: “miracle” of implicit renormalization

General “advice”: the best treatment is to use altetrnative formulation with

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Is this what happens in metals?

Screened Coulomb repulsion

e-ph attraction

No! It’s a long story which starts with dynamic screening of Coulomb interactions, Green’s function renormalization, and high-order vertex corrections …

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Screening in Coulomb systems:

Screening:

RPA approximation: (Lindhard function at T=0)

At we have

At we have

SC for rS>2

Thomas-Fermi

Screening momentum

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- Before 1957: Electrons cannot form bosonic pairs because of Coulomb repulsion!

- Phonon mediated interactions are attractive (Friedel)! This may lead to paring if we ignore Coulomb pot. (BCS)!

- Coulomb repulsion is still there and will prevent phonon-mediated pairing …

- Renormalization weakens Coulomb potential (Bogoljubov, Tolmachev, Shirkov, Anderson, Morel)!

Take ; in RPA

  • This is radical mistreatment and false picture! Screening is dynamic and can induce paring all by itself (Takada, Rietschel, Sham, …, )!

- How to explain the success of phenomenological in a vast number of superconductors then?

as observed experimentally!

Ironic history of the dominant mechanism behind superconductivity:

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Recall

z2m*/m0

K. Chen, K. Haule ’20

What else is missing?:

And this is the precise result for jellium = homogeneous electron gas

And vertex corrections …

+

+ …

+

+

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1. Mass renormalization is tiny at rS=4

6-th order VMC calculation by K. Chen, K. Haule ’21

< 1% change

Ultimate solution

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2. product is close to unity

Density Functional

Perturbation Theory

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3: Bogoliubov-Tolmachev-Shirkov logarithm and dynamic screening are both wrong!

Other diagrams are as important to define effective low-energy

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Too fancy and complicated?

Theor. physics community

“physics of scenarios”

- Unconventional mechanisms

- New materials

- Strong correlations, non-Fermi liquid

  • Flat bands & quantum geometry

“physics of real materials - computations”

None of this exists!

If

Need higher-order treatment of Coulomb in material science codes!