Financial Review Checklist
PLEASE COMPLETE BEFORE OUR MEETING.
Some questions may not apply to your situation. Please answer only the questions you feel are relevant to you.

Thank you!
Daniel Shub.

This checklist designed to help us make sure we've explored all opportunities within your plan and have provided as much value as we can to you and your family.
Email *
First and Last Name *
Has there been a change to your cash flow or budget?
Clear selection
If you anticipate a change in your cash flow in the next few months, please describe below:
Did you have any unexpected expenses that impacted your emergency savings? (if yes, please explain)
Do you anticipate any significant expenses in the near future?
If employed, do you max out your salary deferrals to your employer retirement plan?
Clear selection
If employed, do you need to review your employee benefits to ensure that you are taking advantage of what your employer offers? (after-tax non-deductible contributions, HSA, FSA)
Clear selection
Has there been a change to your employment?
Clear selection
If employed, do you have an anticipated retirement or work-optional date?
If you are taking distributions from any accounts, do you need to review your rate of withdrawal?
Clear selection
Has your attitude towards investment risk changed?
Clear selection
Have your investment or life goals changed?
Clear selection
If your investment or life goals changed, please describe below:
Have you acquired or sold a major asset or property?
Clear selection
If you own a business, have there been any changes to the business?
Clear selection
Do you need to review your healthcare options during an open enrollment period?
Clear selection
If you have life insurance, does the policy need to be reviewed?
Clear selection
Have you reviewed your property and casualty insurance recently (auto, home, umbrella)? On July 2, 2020, Michigan no-fault auto insurance law took effect, which gives Michigan drivers a choice in their level of PIP coverage.
Clear selection
Were there any surprises on your tax return from last year?
Clear selection
Did you receive a large tax refund or need to pay a large amount when filing your return?
Clear selection
Have you made (or do you plan to make) any noncharitable gifts this year? If so, gifts up to the annual exclusion amount of $15,000 (per year, per donee) are gift tax-free.
Clear selection
Do you plan to make charitable gifts? (if so, consider gifting appropriate securities and/or RMDs from IRAs)
Clear selection
Would you like to review your estimated tax for the current year and consider options to reduce your tax liability?
Clear selection
Have you taken any taxable withdrawals from the accounts or realized investment gains or losses that I may not be aware of? (if yes, please provide details).
Have you taken any amounts or converted any amounts from an IRA to a Roth IRA or made tax-deductible contributions to charities that I may not be aware of? (if yes, please provide details).
Have you received or anticipate receiving any taxable income that has not been included previously in your financial plan? (if yes, please provide details).
Do your beneficiaries need to be reviewed and possibly updated?
Clear selection
Do you have Power of Attorney documents for financial and health care purposes?
Clear selection
Have there been any changes to your family (marriage, divorce, birth, death, illness)?
Clear selection
Is there anything specific you would like to discuss?
Thank you!
A copy of your responses will be emailed to you
A copy of your responses will be emailed to the address you provided.
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