2019 NAAIM Shark Tank Competition ~ Application to Present:
Managers wishing to participate in the NAAIM Shark Tank Competition must submit the following application by January 18, 2019. A preliminary round of competition will be held online via GoToWebinar at a pre-arranged time during January/February 2019.
Email address *
Firm Name *
Your answer
Firm Address (street, city, state, zip code) *
Your answer
Email Address *
Your answer
Phone Number *
Your answer
Firm AUM *
Your answer
Lead Manager Name *
Your answer
Strategy Name *
Your answer
Strategy Objective *
Your answer
Strategy Description (100 words or less) *
Your answer
Strategy's Target Benchmark *
Your answer
Inception Date of Live Results
MM
/
DD
/
YYYY
IMPORTANT:
Only live, verifiable, real-money returns may be presented. Composite client returns are preferred where possible. In order to ensure consistency, returns are to be presented gross of management fees. Returns from databases such as Theta Research are considered live, real-money returns and may be mathematically adjusted to create gross of fee results. Hypothetical, back-tested, or “model” returns are NOT permitted to be presented in any fashion. Violation of this rule will result in immediate disqualification from the competition. If you have any questions regarding the use of return data, please contact the Shark Tank Committee.
Markets Traded:
Your answer
Average # of Positions:
Your answer
Securities Used:
Your answer
Average Round-Trip Trades Per Year:
Your answer
Average Hold Period for Trades:
Your answer
What % of Strategy is Mechanical?
Your answer
What % of Strategy is Discretionary?
Your answer
Are Leveraged Securities (Example 2X/3X ETFs/Funds) Used?
Are Short Positions (or inverse funds/ETFs) Used?
Are Options Used?
Is a Margin Account Required?
Calendar Year Returns (Live, verifiable returns only) Please list year and percentage. Example: 2018 - xx%; 2017 - xx%; 2016 - xx%; 2015 - xx%, ETC.
Your answer
Average CGAR:
Your answer
Maximum Drawdown:
Your answer
Are Results Composite Returns?
Where are Accounts Custodied?
Your answer
Have there been any major changes to the strat
If YES: Please explain
Your answer
Do you have any personal money invested in this strategy?
If YES, how much? (Please give $ amount)
Your answer
Current AUM Managed using Strategy? (Please give $ amount)
Your answer
What firms and/or trading platforms currently offer this strategy?
Your answer
What is your management contingency plan if you/your manager is suddenly unavailable?
Your answer
Firm Structure:
Firm Inception Date:
MM
/
DD
/
YYYY
Number of Staff Members (including lead manager)
Your answer
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