FINTRAC Quiz
Please answer the questions below fully, please note that all questions are required. Once complete, you will be able to click "View your score" to see your results.

**This quiz and the related information was last updated September, 2017

Email address *
Please enter your full name: *
Your answer
Please indicate your title: *
Which of the following require a Large Cash Transaction Report & notification to FINTRAC? *
Select all that apply
1 point
Required
When completing the “Nature of Principal Business or Occupation” you must be: *
1 point
Currently, you can identify an individual by the following: *
Select all that apply
1 point
Required
When working with a 3rd party you must: *
1 point
When identifying a Corporation / Entity you must complete the following: *
Select all that apply
1 point
Required
If you suspect a suspicious transaction you must: *
1 point
When filling out the Individual Identification Information Record, you would complete section C (Client Risk Portion) and contact the Compliance Officer for the following: *
Select all that apply
1 point
Required
You would complete section D (Business Relationship) of the Individual Identification Information Record and contact the Compliance Officer if you are aware of the following: *
Select all that apply
1 point
Required
Who must we identify?: *
Select all that apply
1 point
Required
Complete Receipt of Funds when: *
Select all that apply
1 point
Required
Mandatary / Agent Agreement is used: *
Select all that apply
1 point
Required
Identification is required for: *
Select all that apply
1 point
Required
We are required to file reports with FINTRAC if: *
Select all that apply
1 point
Required
Who is the compliance officer for this brokerage? *
Your answer
Please check the following to confirm *
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