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India Gold Quanto Futures
Clear selection
1.  What is the minimum price movement for India Gold Quanto Futures contracts on the Dubai Gold & Commodities Exchange? *
1 point
2.  What is the contract size for the India Gold Quanto Futures contract on the DGCX? *
1 point
3.  When is the last trading day for India Gold Quanto Futures contracts on the DGCX? *
1 point
4.  How is the final cash settlement price for India Gold Quanto Futures determined on the DGCX? *
1 point

Gold Futures (DGCX)

5.  What is the contract size for the Gold Futures contract on the DGCX? *
1 point
6.  What is the minimum price movement for the Gold Futures contract on the DGCX? *
1 point
7.  When is the last trading day for the Gold Futures contract on the DGCX? *
1 point
8.  How is the final cash settlement price for Gold Futures determined on the DGCX? *
1 point

Mini West Texas Intermediate (WTI) Crude Oil Futures

Clear selection
9.  What is the minimum price movement for the Mini West Texas Intermediate Light Sweet Crude Oil Futures contract traded on DGCX? *
1 point
10.  What is the contract size for the Mini West Texas Intermediate Crude Oil Futures contract on the DGCX? *
1 point
11.  When is the last trading day for the Mini West Texas Intermediate Crude Oil Futures contract on DGCX? *
1 point
12.  How is the final cash settlement price for the Mini WTI Crude Oil Futures contract determined on DGCX?
 *
1 point

West Texas Intermediate (WTI) Crude Oil Futures

Clear selection
13.  What is the contract size for the West Texas Intermediate (WTI) Light Sweet Oil Futures contract on DGCX? *
1 point
14.  What is the minimum price movement for the WTI Light Sweet Crude Oil Futures contract on DGCX? *
1 point
15.  When is the last trading day for the WTI Light Sweet Crude Oil Futures contract on DGCX? *
1 point
16.  How is the final cash settlement price for the WTI Light Sweet Crude Oil Futures determined on DGCX? *
1 point

Brent Crude Oil Futures

Clear selection
17.  What is the contract size for the Brent Crude Oil Futures contract on DGCX?
 *
1 point
18.  What is the minimum price movement for the Brent Crude Oil Futures contract on DGCX? *
1 point
19.  When is the last trading day for the Brent Crude Oil Futures contract on DGCX? *
1 point
20.  How is the final cash settlement price for the Brent Crude Oil Futures determined on DGCX?
 *
1 point
21.  In the benchmark reference gold future price is not available on the last trading day for India Gold Future on the DGCE. How will the final cash settlement price be determined? *
1 point
22.  What is the minimum price movement for the Mini West Texas Intermediate Light Sweet Crude Oil Future traded in DGCE?
 *
1 point
23.  West Texas intermediate Mini crude oil future contract on DGCE, how many delivery months available for trading?
 *
1 point
24.  What is the MINIMUM price movement for India Gold Quanto Futures contracts on the Dubai Gold & Commodities Exchange? *
1 point
25.  Which of the following is not true about Dubai Gold & Commodities Exchange (DGCX) future contracts? *
1 point
26.  What is the primary purpose of the Dubai Gold & Commodities Exchange (DGCX)? *
1 point
27.  How often are delivery months available for trading in the Gold futures contract on the DGCX?
 *
1 point
28.  What is the contract size for the Gold Futures contract on the DGCX?
 *
1 point
29.  On what basis is the final cash settlement price determined for the Gold Futures contract on the DGCX?
 *
1 point
30.  What is the minimum price movement for the India Gold Quanto Futures contract on the DGCX?
 *
1 point
31.  When is the last trading day for the Silver Futures contract on the DGCX?
 *
1 point
32.  What is the contract size for the West Texas Intermediate (WTI) Light Sweet Oil Futures contract on the DGCX?
 *
1 point
33.  How is the final cash settlement price determined for the Brent Crude Oil Futures contract on the DGCX?
 *
1 point
34.  What is the contract size for the Mini West Texas Intermediate Crude Oil Futures contract on the DGCX?
 *
1 point
35.  How is the final cash settlement price for the Dubai India Quanto Crude Oil Futures determined? *
1 point
36.  What is the contract size for the MSCI India Index Futures contract on the DGCX? *
1 point
37.  What is the minimum price movement for the Mini West Texas Intermediate Light Sweet Crude Oil Future traded in DGCE? *
1 point
38.  When is the last trading day for the MSCI India Index Futures contract, excluding business day adjustments? *
1 point
39.  What action does the Exchange take if an alleged or apparent error in the closing price of an equity index is reported within 30 minutes of the final cash settlement price publication? *
1 point
40.  What is the liability stance of the Exchange and its representatives regarding the correction of closing prices in the index?
 *
1 point
41.  Which contract offers participants a means of hedging price risk exposure for the MSCI India Index?
 *
1 point
42.  Which calendar day of the delivery month is the last trading day in Shanghai Gold Futures on the DGCE?
 *
1 point
43.  The contract size for Gold Futures on the DGCE is how many troy ounces  of refined gold?
 *
1 point
44.  The last trading day for which of the following commodities traded on the Dubai Gold & Commodities Exchange is two business days prior to the last business day of the delivery month?
 *
1 point
45. The final cash settlement price for the WTI Light Sweet Crude Oil Futures Contract in DGCX is converted using the official US Dollar reference rate issued by: *
1 point
46. What is the standard contract size for Shanghai Gold Futures on the Dubai Gold & Commodities
Exchange? *
1 point
47. The delivery dates for Silver Futures available on the Dubai Gold & Commodities Exchange start from which month each year? *
1 point
48. What is the MINIMUM price movement for India Gold Quanto Futures contracts on the Dubai Gold & Commodities Exchange? *
1 point
49. For Gold Futures traded on the Dubai Gold & Commodities Exchange, how many business days after the last trading day does cash settlement take place? *
1 point
50. The Securities and Commodities Authority's administrational sanctions allow it to suspend a licensed body from practising its financial activity for how long?
 *
1 point
51. How long is the term of the license for a local fund after obtaining the first license?
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1 point
52. What reports must the administrator of a local fund prepare according to the reporting requirements?
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1 point
53. When must the fund manager submit an application for the annual renewal of the local fund's license?
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1 point
54. In what period must the local fund begin to exercise its investment policy after being licensed?
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1 point
55. How often must a foreign brokerage company submit a compliance report to the ADX?
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1 point
56. How often must the broker submit a statement of account to the client, outlining the client's balance of securities and cash?
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1 point
57. Which of the following is incorrect regarding the buy back? 
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1 point
58. Within the maximum time after obtaining approval for a market listing must the issuer promote the depository center with an updated copy of its register of shareholder.
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1 point
59. How long is the term of a GP/LP fund's license, and when does it expire?
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1 point
60. What is the maximum timeframe for relying on a report when dealing in a real estate asset of the fund?
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1 point
61. When should the evaluation report and a complete summary be provided to the Authority before disclosure to third parties?
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1 point
62. What is the minimum period founders of a self-managed fund must retain their investment units before disposal? *
1 point
63. What is the initial approval period for a public fund and a private fund from the date of application to the Authority? *
1 point
64. When must the general partner notify the Authority of any change in the main locations of practicing the business? *
1 point
65. According to the detailed requirements for cash investment funds, what is the maximum weighted average of the fund's investment maturity? *
1 point
66. According to the Authority Decision No. 52 of 2016, what is the minimum maturity requirement for instruments in which a cash investment fund can invest? *
1 point
67. What is the time frame within which an evaluator must refrain from trading in securities associated with the evaluation subject after issuing the evaluation report? *
1 point
68. How often must a foreign brokerage company submit a compliance report to the ADX? *
1 point
69. When should the evaluation report and a complete summary be provided to the Authority before disclosure to third parties? *
1 point
70. When providing E-Trading services, how often must brokerage companies issue clients with detailed securities trading statements? *
1 point
71. Which of the following reports to be submitted by a Fund to SCA, within 45 days? *
1 point
72. Which of the following details must be included in the prospectus for an exchange-traded fund? *
1 point
73. How often must the compliance officer of a financial institution submit a report on money laundering procedures to senior management? *
1 point
74. A new entity is to appear on the membership register maintained by a particular licensed market, within what period following insertion of this new entrant onto the register, must the SCA be notified?
 *
1 point
75. Within the maximum time after obtaining approval for a market listing must the issuer promote the depository center with an updated copy of its register of shareholder?
 *
1 point
76. If a broker company execute transactions for a client on a weekly basis, how often must it send detailed periodic statements to the client?
 *
1 point
77. Which calendar day of the delivery month is the last trading day in Shanghai Gold Futures on the DGCE?
 *
1 point
78. With what minimum frequency must brokerage companies provide the SCA with a report covering securities transactions carried out by its board directors?
 *
1 point
79. Within the maximum time after obtaining approval for a market listing must the issuer promote the depository center with an updated copy of its register of shareholder?
 *
1 point
80. After what prescribed period within transactions or data updates its client with a brokerage company considered dormant?
 *
1 point
81. Financial institutions must keep copies of suspicious transaction reports for what minimum period? *
1 point
82. Authorized firms must normally send periodic investment management statements regarding marketable securities to retail clients at least every?
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1 point
83. Where a suitability report is produced for a retail client in respect of a financially complex product, it must be updated at least once every?
 *
1 point
84. Over what period leading up to the release of significant material information that may affect securities prices are insiders prevented from dealing?
Select one:
 *
1 point
85. TradeFirst, a new brokerage, is applying to the SCA for membership of the market. Within what timescale should TradeFirst expect the SCA to process its application and decide whether to submit it to the board? Select one: *
1 point
86. Peter has recently been found guilty of insider dealing by the SCA. If he is sentenced to imprisonment, what is the minimum term that will be imposed?
Select one: *
1 point
87. The market is required to submit regular reports to the SCA on trading. Which of the following are expected? Select one: *
1 point
88. When promoting any financial product, the promoter must notify SCA of the promotion and SCA may within days of the date of such notice, may stop all promotions, if in the public interest. *
1 point
89. How frequently are periodic reports normally expected from an investment manager to its retail clients? Select one: *
1 point
90. When promoting units in investment funds, the promoter must notify SCA AND the SCA may approve or reject the application within of the date of submitting the application. Days of the date of submitting the application *
1 point
91. Under Federal Law No 4 of 2002, what is the minimum fine and jail sentence for a financial services employee tipping off a money launderer? Select one:
 *
1 point
92. A corporate entity has submitted an application to the Securities & Commodities Authority for approval to act as an introducer. The regulator must issue its decision within what MAXIMUM period?
 *
1 point
93. Ahmed is a UAE national that wants to be a broker's representative. How much experience does he require?
Select one:
 *
1 point
94. What is the timeframe within which the SCA may stop all promotion operations after receiving a notification from the promoter, if it is in the public interest? *
1 point
95. How long does the SCA have to issue its decision approving or rejecting an introducer's application?
 *
1 point
96. How frequently are periodic reports normally expected from an investment manager to its retail clients?
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1 point
97. How often must firms providing investment management services offer periodic statements for retail clients?
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1 point
98. Obtain an annual undertaking from the client regarding data about them and updating any data that have changed. In all cases, the report must be updated.
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1 point
99. When must brokerage firms notify clients and custodians of executed transactions, according to the rules?
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1 point
100. What is the settlement period for brokers to pay the value of securities sold on behalf of their clients?
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1 point
101. Unless the DFM specifies a settlement period, a broker must pay the net value of securities sold on the DFM within what maximum number of days?
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1 point
102. How long must brokerages retain client orders and records, as mandated by the rules issued by the Authority?
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1 point
103. When does a Day Order expire? 
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1 point
104. What type of reports must brokers operating on the ADX provide to the Exchange within 45 days of the end of a specified fiscal period?
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1 point
105. Issuers wishing to list securities on ADX must provide the register of shareholders within:
 *
1 point
106 . When is the last trading day for the Silver Futures contract on the DGCX?
 *
1 point
107. When is the last trading day for the MSCI India Index Futures contract, excluding business day adjustments?
 *
1 point
108. How long is the initial approval period for a brokerage company to provide E-Trading services, and when does it start? *
1 point
109. Which of the following is not a condition for a Foreign Brokerage Company to gain remote access to ADX?
 *
1 point
110. How often must a commodities CCP perform stress tests on both its margin requirements and default fund contributions?
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1 point
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