Appendix 2

Application form for ethics approval


SDU RESEARCH APPROVAL APPLICATION FORM

This form should be used by researchers and students conducting research as part of their research project, thesis/dissertation at SDU University.

IMPORTANT:

1. SDU Research Ethics Committee reviews only applications falling under the category of "No More Than Minimal Risk Research”, which does not involve "vulnerable populations" or minors under the age of 18. If your study does not fall under the category, you should send your application for review by the Institutional Research Ethics Committee upon completing the relevant parts of this form and sending it to the SDU Research Ethics Committee.

2. No research activities may begin until the research application has been reviewed and approved by the SDU Research Ethics Committee and written notification is received.

To apply for approval:

1. Complete this application form and attach additional protocol materials such as CITI training certificate, adviser's signed approval page, consent form, survey, interview questions, and any other information known to be relevant.

2. Attach any other information known to be relevant.

3. Check all documents with your supervisor before submitting your application form for ethics review.

4. Submit all documents to the SDU Research EthicsCommittee.

5. Wait for approval from the SDU Research EthicsCommittee before beginning data collection.

Process

The decision to grant approval will be made by the SDU Research Ethics Committee. The SDU Research Ethics Committee will review the full set of documents submitted to decide whether your research is approved. The decision of approval is based primarily on the risk that the research has for participants, the type of participants included, and the procedures to ensure the confidentiality of data and anonymity of participants' identity.

Decision

If it is determined that your research is approved, you will be provided with a written confirmation that will include under what category of approval the study was granted. If it is determined that additional information is needed to determine status, or certification is granted pending acceptance of requested modifications/clarifications, you will be notified in written form. If the research project cannot be approved by the SDU Research Ethics Committee, you will be notified and the project will require review by SDU Institutional Research Ethics Committee (IREC).


Advisor name (if any):

Title of advisor:

Researcher/

Student name:

Email:

Program:

Faculty:

NOTE. Add more rows if more than one advisor or student is part of the project.

PROJECT TITLE:

Title:

TYPE OF PROJECT:

  • Bachelor / project
  • Master / project
  • Ph.D.
  • Other research project

PROJECT PARTICIPANTS:

PURPOSE OF THE STUDY AND RESEARCH QUESTIONS

Purpose of the study: Explain the general purpose of your study.

Research questions: Include the research questions that will guide your study.

RESEARCH DESIGNS AND METHODS

Research Design: Specify the research design to be used in the project.

Participants: Indicate the approximate number of participants and briefly describe the sample and the sampling strategy to recruit participants for your research.

Research site: Indicate the research site(s)/location(s) where the research will take place

Data collection instruments:List the data collection instruments to be used. Provide a copy of each instrument or two or three examples of the items/questions (e.g., survey items, interview questions, observation protocols) you will use to collect your data.

Procedures: Explain what participants will be asked to do, how you will collect the data, when the data collection will start and end, and the order in which steps will occur.

ANONYMITY AND CONFIDENTIALITY PROCEDURES

Provide a full description of how anonymity of participants’ identity and confidentiality of data will be ensured during data collection and in storing the data. Provide a copy of the informed consent form you will use in your research.

RISKS OF THE RESEARCH

Extensively describe any risks to participants and others related to this research project and indicate the procedures that will be implemented to minimize the risks.

BENEFITS OF THE RESEARCH

Indicate the potential benefits of the proposed research for participants and others.

____________________________                                        ___________________

Researcher/Student signature                                                        Date

____________________________                                        ___________________

Advisor/tutor signature

(If you are student, the supervisor’s signature is required)                        Date                                                                            

FILE UPLOAD - DATA COLLECTION INSTRUMENTS

Upload in ONE pdf file all data collection instruments (e.g. questionnaires, standardized tests, interview schedules) or examples of questions/items attached.

FILE UPLOAD - INFORMED CONSENT FORMS Upload in ONE pdf file your informed consent form(s) 

FILE UPLOAD - ANY OTHER RELEVANT INFORMATION

Upload any other relevant information (e.g., advertisement for recruitment of participants attached)

CHECKLIST

Before submitting your application, use this checklist to verify that you provided all the information that the SDU Research Committee needs to make a decision about your project. Incomplete applications will not be considered and will delay the review process and approval of your project.

Use X if "yes" and NA if "not applicable"

_____ Names and details of advisor/tutor specified

_____ Students’ name and details specified

_____ Purpose of the study and research questions provided

_____ Research design specified

_____ Sample and sampling procedures described

_____ Data collection instruments listed

_____ Procedures for data collection explained

_____ Anonymity and confidentiality procedures described

_____ Risks of the research for participants and others specified

_____ Benefits of the research for participants and others specified

_____ All instruments attached (e.g. questionnaires, standardized tests, interview schedules) or examples of questions/items provided

_____ Advertisement for recruitment of participants attached, if applicable

_____ Informed Consent Form attached

_____ Advisor/tutor signature on application

_____ Student’s signature on application

____________________________                                        ___________________

Student signature                                                        Date