While some Europeans were actively attempting to spread the Christian faith to distant corners of the world, others were nurturing an understanding of the cosmos very much at odds with traditional Christian teaching. These were the makers of Europe’s Scientific Revolution, a vast intellectual and cultural transformation that took place between the mid-sixteenth and early eighteenth centuries. These men of science would no longer rely on the external authority of the Bible, the Church, the speculations of ancient philosophers, or the received wisdom of cultural tradition. For them, knowledge would be acquired through a combination of careful observations, controlled experiments, and the formulation of general laws, expressed in mathematical terms. Those who created this revolution—Copernicus from Poland, Galileo from Italy, Descartes from France, Newton from England, and many others—saw themselves as departing radically from older ways of thinking. “The old rubbish must be thrown away,” wrote a seventeenth-century English scientist. “These are the days that must lay a new Foundation of a more magnificent Philosophy.”
The long-term significance of the Scientific Revolution can hardly be overestimated. Within early modern Europe, it fundamentally altered ideas about the place of humankind within the cosmos and sharply challenged both the teachings and the authority of the Church. Over the past several centuries, it has substantially eroded religious belief and practice in the West, particularly among the well educated. When applied to the affairs of human society, scientific ways of thinking challenged ancient social hierarchies and political systems and played a role in the revolutionary upheavals of the modern era. But science also was used to legitimize racial and gender inequalities, by defining people of color and women as inferior by nature. When married to the technological innovations of the Industrial Revolution, science fostered both the marvels of modern production and the horrors of modern means of destruction. By the twentieth century, science had become so widespread that it largely lost its association with European culture and became the chief symbol of global modernity. Like Buddhism, Christianity, and Islam, modern science became a universal worldview, open to all who could accept its premises and its techniques.
Why did the breakthrough of the Scientific Revolution occur first in Europe and during the early modern era? The realm of Islam, after all, had generated the most advanced science in the world during the centuries between 800 and 1400. Arab scholars could boast of remarkable achievements in mathematics, astronomy, optics, and medicine, and their libraries far exceeded those of Europe. And what of China? Its elite culture of Confucianism was both sophisticated and secular, less burdened by religious dogma than in the Christian or Islamic worlds; its technological accomplishments and economic growth were unmatched anywhere in the several centuries after 1000. In neither civilization, however, did these achievements lead to the kind of intellectual innovation that occurred in Europe.
Europe’s historical development as a reinvigorated and fragmented civilization (see Chapter 10) arguably gave rise to conditions uniquely favorable to the scientific enterprise. By the twelfth and thirteenth centuries, Europeans had evolved a legal system that guaranteed a measure of independence for a variety of institutions—the Church, towns and cities, guilds, professional associations, and universities. This legal revolution was based on the idea of a “corporation,” a collective group of people that was treated as a unit, a legal person, with certain rights to regulate and control its own members.
Most important for the development of science in the West was the autonomy of its emerging universities. By 1215, the University of Paris was recognized as a “corporation of masters and scholars,” which could admit and expel students, establish courses of instruction, and grant a “license to teach” to its faculty. Such universities—for example, in Paris, Bologna, Oxford, Cambridge, and Salamanca—became “neutral zones of intellectual autonomy” in which scholars could pursue their studies in relative freedom from the dictates of church or state authorities. Within them, the study of the natural order began to slowly separate itself from philosophy and theology and to gain a distinct identity. Their curricula featured “a basically scientific core of readings and lectures” that drew heavily on the writings of the Greek thinker Aristotle, which had only recently become available to Western Europeans. Most of the major figures in the Scientific Revolution had been trained in and were affiliated with these universities.
In the Islamic world, by contrast, science was patronized by a variety of local authorities, but it occurred largely outside the formal system of higher education. Within colleges known as madrassas, Quranic studies and religious law held the central place, whereas philosophy and natural science were viewed with great suspicion. To religious scholars, the Quran held all wisdom, and scientific thinking might well challenge it. An earlier openness to free inquiry and religious toleration was increasingly replaced by a disdain for scientific and philosophical inquiry, for it seemed to lead only to uncertainty and confusion. “May God protect us from useless knowledge” was a saying that reflected this outlook. Nor did Chinese authorities permit independent institutions of higher learning in which scholars could conduct their studies in relative freedom. Instead Chinese education focused on preparing for a rigidly defined set of civil service examinations and emphasized the humanistic and moral texts of classical Confucianism. “The pursuit of scientific subjects,” one recent historian concluded, “was thereby relegated to the margins of Chinese society.”
Beyond its distinctive institutional development, Western Europe was in a position to draw extensively upon the knowledge of other cultures, especially that of the Islamic world. Arab medical texts, astronomical research, and translations of Greek classics played a major role in the birth of European natural philosophy (as science was then called) between 1000 and 1500. In constructing his proofs for a sun-centered solar system, Copernicus in the
sixteenth century likely drew upon astronomical work and mathematical formulations undertaken 200 to 300 years earlier in the Islamic world, particularly at the famous Muslim observatory of Maragha in present-day Iran.
In the sixteenth through the eighteenth centuries, Europeans found themselves at the center of a massive new exchange of information as they became aware of lands, peoples, plants, animals, societies, and religions from around the world. This tidal wave of new knowledge, uniquely available to Europeans, clearly shook up older ways of thinking and opened the way to new conceptions of the world. The sixteenth-century Italian doctor, mathematician, and writer Girolamo Cardano (1501–1576) clearly expressed this sense of wonderment: “The most unusual [circumstance of my life] is that I was born in this century in which the whole world became known; whereas the ancients were familiar with but a little more than a third part of it.” He worried, however, that amid this explosion of knowledge, “certainties will be exchanged for uncertainties.”It was precisely those uncertainties—skepticism about established views—that provided such a fertile cultural ground for the emergence of modern science.
Before the Scientific Revolution, educated Europeans held a view of the world that derived from Aristotle, perhaps the greatest of the ancient Greek philosophers, and from Ptolemy, a Greco-Egyptian mathematician and astronomer who lived in Alexandria during the second century C.E. To medieval European thinkers, the earth was stationary and at the center of the universe, and around it revolved the sun, moon, and stars embedded in ten spheres of transparent crystal. This understanding coincided well with the religious outlook of the Catholic Church because the attention of the entire universe was centered on the earth and its human inhabitants, among whom God’s plan for salvation unfolded. It was a universe of divine purpose, with angels guiding the hierarchically arranged heavenly bodies along their way while God watched over the whole from his realm beyond the spheres. The Scientific Revolution was revolutionary because it fundamentally challenged this understanding of the universe.
The initial breakthrough came from the Polish mathematician and astronomer Nicolaus Copernicus, whose famous book On the Revolutions of the Heavenly Spheres was published in the year of his death, 1543. Its essential argument was that “at the middle of all things lies the sun” and that the earth, like the other planets, revolved around it. Thus the earth was no longer unique or at the obvious center of God’s attention.
Other European scientists built on Copernicus’s central insight, and some even argued that other inhabited worlds and other kinds of humans existed. Less speculatively, in the early seventeenth century Johannes Kepler, a German mathematician, showed that the planets followed elliptical orbits, undermining the ancient belief that they moved in perfect circles. The Italian Galileo Galilei developed an improved telescope, with which he observed sunspots, or blemishes, moving across the face of the sun. This called into question the traditional notion that no change or imperfection marred the heavenly bodies. His discovery of the moons of Jupiter and many new stars suggested a cosmos far larger than the finite universe of traditional astronomy. Some thinkers began to discuss the notion of an unlimited universe in which humankind occupied a mere speck of dust in an unimaginable vastness. The French mathematician and philosopher Blaise Pascal (1623–1662) perhaps spoke for many when he wrote: “The eternal silence of infinite space frightens me.”
The culmination of the Scientific Revolution came in the work of Sir Isaac Newton, the Englishman who formulated the modern laws of motion and mechanics, which remained unchallenged until the twentieth century. At the core of Newton’s thinking was the concept of universal gravitation. “All bodies whatsoever,” Newton declared, “are endowed with a principle of mutual gravitation.” Here was the grand unifying idea of early modern science. The radical implication of this view was that the heavens and the earth, long regarded as separate and distinct spheres, were not so different after all, for the motion of a cannonball on earth or the falling of an apple from a tree obeyed the same natural laws that governed the orbiting planets.
By the time Newton died, a revolutionary new understanding of the physical universe had emerged among educated Europeans. That universe was no longer propelled by supernatural forces but functioned on its own according to scientific principles that could be described mathematically. In Kepler’s view, “the machine of the universe is not similar to a divine animated being but similar to a clock.”18 Furthermore, it was a machine that regulated itself, requiring neither God nor angels to account for its normal operation. Knowledge of that universe could be obtained through human reason alone—by observation, deduction, and experimentation—without the aid of ancient authorities or divine revelation. The French philosopher René Descartes resolved “to seek no other knowledge than that which I might find within myself, or perhaps in the book of nature.”19
Like the physical universe, the human body also lost some of its mystery. The careful dissections of cadavers and animals enabled doctors and scientists to describe the human body with much greater accuracy and to understand the circulation of the blood throughout the body. The heart was no longer the mysterious center of the body’s heat and the seat of its passions; instead it was just another machine, a complex muscle that functioned as a pump.
Much of this thinking developed in the face of strenuous opposition from the Catholic Church, for both its teachings and its authority were under attack. The Italian philosopher Giordano Bruno, proclaiming an infinite universe and many worlds, was burned at the stake in 1600, and Galileo was compelled by the Church to publicly renounce his belief that the earth moved around an orbit and rotated on its axis.
But not all was conflict between the Church and an emerging science. None of the early scientists rejected Christianity. Galileo himself proclaimed the compatibility of science and faith when he wrote that “God is no less excellently revealed in Nature’s actions than in the sacred statements of the Bible.”20 Newton was a serious biblical scholar and saw no necessary contradiction between his ideas and belief in God. “This most beautiful system of the sun, planets, and comets,” he declared, “could only proceed from the counsel and dominion of an intelligent Being.”21 The Church gradually accommodated as well as resisted the new ideas, largely by compartmentalizing them. Science might prevail in its limited sphere of describing the physical universe, but religion was still the arbiter of truth about those ultimate questions concerning human salvation, righteous behavior, and the larger purposes of life.
Initially limited to a small handful of scholars, the ideas of the Scientific Revolution spread to a wider European public during the eighteenth century. That process was aided by novel techniques of printing and book-making, by a popular press, and by a host of scientific societies. Moreover, the new approach to knowledge—rooted in human reason, skeptical of authority, expressed in natural laws—was now applied to human affairs, not just to the physical universe. The Scottish professor Adam Smith (1723–1790), for example, formulated laws that accounted for the operation of the economy and that, if followed, he believed, would generate inevitably favorable results for society. Growing numbers of people believed that the long-term outcome of scientific development would be “enlightenment,” a term that has come to define the eighteenth century in European history. If human reason could discover the laws that governed the universe, surely it could uncover ways in which humankind might govern itself more effectively.
“What is Enlightenment?” asked the prominent German intellectual Immanuel Kant (1724–1804). “It is man’s emergence from his self-imposed…inability to use one’s own understanding without another’s guidance… Dare to know! ’Have the courage to use your own understanding’ is therefore the motto of the enlightenment.” Although they often disagreed sharply with one another, European Enlightenment thinkers shared this belief in the power of knowledge to transform human society. They also shared a satirical, critical style, a commitment to open-mindedness and inquiry, and in various degrees a hostility to established political and religious authority.
Many took aim at arbitrary governments, the “divine right of kings,” and the aristocratic privileges of European society. The English philosopher John Locke (1632– 1704) offered principles for constructing a constitutional government, a contract between rulers and ruled that was created by human ingenuity rather than divinely prescribed. Any number of writers, including many women, advocated education for women as a means of raising their status in society.
Much of Enlightenment thinking was directed against the superstition, ignorance, and corruption of established religion. In his Treatise on Toleration, the French writer Voltaire (1694–1778) reflected the outlook of the Scientific Revolution as he commented sarcastically on religious intolerance:
This little globe, nothing more than a point, rolls in space like so many other globes; we are lost in its immensity. Man, some five feet tall, is surely a very small part of the universe. One of these imperceptible beings says to some of his neighbors in Arabia or Africa: “Listen to me, for the God of all these worlds has enlightened me; there are nine hundred million little ants like us on the earth, but only my anthill is beloved of God; He will hold all others in horror through all eternity; only mine will be blessed, the others will be eternally wretched.”23
Voltaire’s own faith, like many others among the “enlightened,” was deism. Deists believed in a rather abstract and remote Deity, sometimes compared to a clockmaker, who had created the world, but not in a personal God who intervened in history or tampered with natural law. Others became pantheists, who believed that God and nature were identical. Here was a conception of religion shaped by the outlook of science. Sometimes called “natural religion,” it was devoid of mystery, revelation, ritual, and spiritual practice, while proclaiming a God that could be “proven” by human rationality, logic, and the techniques of scientific inquiry. In this view, all else was superstition. Among the most radical of such thinkers were the several Dutchmen who wrote the Treatise of Three Imposters, which claimed that Moses, Jesus, and Muhammad were fraudulent imposters who based their teachings on “the ignorance of Peoples [and] resolved to keep them in it.”24
Though solidly rooted in Europe, Enlightenment thought was influenced by the growing global awareness of its major thinkers. Voltaire, for example, idealized China as an empire governed by an elite of secular scholars selected for their talent, which stood in sharp contrast to continental Europe, where aristocratic birth and military prowess were far more important. The example of Confucianism—supposedly secular, moral, rational, and tolerant—encouraged Enlightenment thinkers to imagine a future for European civilization without the kind of supernatural religion that they found so offensive in the Christian West. (See Visual Source 15.1 for European fascination with things Chinese.)
The central theme of the Enlightenment—and what made it potentially revolutionary—was the idea of progress. Human society was not fixed by tradition or divine command but could be changed, and improved, by human action guided by reason. No one expressed this soaring confidence in the unending perfectibility of humankind more clearly than the French thinker the Marquis de Condorcet (1743– 1794), whose views are excerpted in Document 16.2. Belief in progress was a sharp departure from much of premodern social thinking, and it inspired those who later made the American, French, Haitian, and Latin American revolutions. Born of the Scientific Revolution, that was the faith of the Enlightenment. For some, it was virtually a new religion.
The age of the Enlightenment, however, also witnessed a reaction against too much reliance on human reason. Jean-Jacques Rousseau (1712–1778) minimized the importance of book learning for the education of children and prescribed instead an immersion in nature, which taught self-reliance and generosity rather than the greed and envy fostered by “civilization.” The Romantic movement in art and literature appealed to emotion, intuition, passion, and imagination rather than cold reason and scientific learning. Religious awakenings—complete with fiery sermons, public repentance, and intense personal experience of sin and redemption—shook Protestant Europe and North America. Science and the Enlightenment surely challenged religion, and for some they eroded religious belief and practice. Just as surely, though, religion persisted, adapted, and revived for many others.
The perspectives of the Enlightenment were challenged not only by romanticism and religious “enthusiasm” but also by the continued development of science itself. This remarkable phenomenon justifies a brief look ahead at several scientific developments in the nineteenth century.
Modern science was a cumulative and self-critical enterprise, which in the nineteenth century and after was applied to new domains of human inquiry in ways that undermined some of the assumptions of the Enlightenment. In the realm of biology, for example, Charles Darwin (1809–1882) laid out a complex argument that all of life was in flux, that an endless and competitive struggle for survival over millions of years constantly generated new species of plants and animals, while casting others into extinction. Human beings were not excluded from this vast process, for they too were the work of evolution operating through natural selection. Darwin’s famous books The Origin of Species (1859) and The Descent of Man (1871) were as shattering to traditional religious views as Copernicus’s ideas about a sun-centered universe had been several centuries earlier.
At the same time, Karl Marx (1818–1883) articulated a view of human history that likewise emphasized change and struggle. Conflicting social classes—slave owners and slaves, nobles and peasants, capitalists and workers—successively drove the process of historical transformation. Although he was describing the evolution of human civilization, Marx saw himself as a scientist. He based his theories on extensive historical research; like Newton and Darwin, he sought to formulate general laws that would explain events in a rational way. Nor did he believe in heavenly intervention, chance, or the divinely endowed powers of kings. The coming of socialism, in this view, was not simply a good idea; it was inscribed in the laws of historical development (see Document 18.1).
Like the intellectuals of the Enlightenment, Darwin and Marx believed strongly in progress, but in their thinking, conflict and struggle rather than reason and education were the motors of progress. The Enlightenment image of the thoughtful, rational, and independent individual was fading. Individuals—plant, animal, and human alike—were now viewed as enmeshed in vast systems of biological, economic, and social conflict.
The work of the Viennese doctor Sigmund Freud (1856–1939) applied scientific techniques to the operation of the human mind and emotions and in doing so cast further doubt on Enlightenment conceptions of human rationality. At the core of each person, Freud argued, lay primal impulses toward sexuality and aggression, which were only barely held in check by the thin veneer of social conscience derived from civilization. Our neuroses arose from the ceaseless struggle between our irrational drives and the claims of conscience. This too was a far cry from the Enlightenment conception of the human condition.
In the long run, the achievements of the Scientific Revolution spread globally, becoming the most widely sought-after product of European culture and far more desired than Christianity, democracy, socialism, or Western literature. In the early modern era, however, the level of interest in European scientific thinking within major Asian societies was both modest and selective.
In China, for example, Qing dynasty emperors and scholars were most interested in European astronomy and mathematics, derived largely from Jesuit missionaries, because those disciplines proved useful in predicting eclipses, reforming the calendar, and making accurate maps of the empire. European medicine, however, held little interest for Chinese physicians before the nineteenth century. But the reputation of the Jesuits suffered when it became apparent in the 1760s that for two centuries the missionaries had withheld information about Copernican views of a sun-centered solar system because those ideas had been condemned by the Church. Nonetheless, European science had a substantial impact on a number of Chinese scholars as it interacted with the data-based kaozheng movement, described by one participant as “an ant-like accumulation of facts.”25 European mathematics was of particular interest to kaozheng researchers who were exploring the history of Chinese mathematics. To convince their skeptical colleagues that the barbarian Europeans had something to offer in this field, some Chinese scholars argued that European mathematics had in fact grown out of much earlier Chinese ideas and could therefore be adopted with comfort.26 In such ways, early modern Chinese thinkers selectively assimilated Western science very much on their own terms.27
Although Japanese authorities largely closed their country off from the West in the early seventeenth century (see Chapter 15), one window remained open. Alone among Europeans, the Dutch were permitted to trade in Japan at a single location near Nagasaki, but not until 1720 did the Japanese lift the ban on importing Western books. Then a number of European texts in medicine, astronomy, geography, mathematics, and other disciplines were translated and studied by a small group of Japanese scholars. They were especially impressed with Western anatomical studies, for in Japan dissection was work fit only for outcasts. Returning from an autopsy conducted by Dutch physicians, several Japanese observers reflected on their experience: “We remarked to each other how amazing the autopsy had been, and how inexcusable it had been for us to be ignorant of the anatomical structure of the human body.”28 Nonetheless, this small center of “Dutch learning,” as it was called, remained isolated amid a pervasive Confucian-based culture. Not until the mid-nineteenth century, when Japan was forcibly opened to Western penetration, would European science assume a prominent place in Japanese culture.
Like China and Japan, the Ottoman Empire in the sixteenth and seventeenth centuries was an independent, powerful, successful society whose intellectual elites saw no need for a wholesale embrace of things European. Ottoman scholars were conscious of the rich tradition of Muslim astronomy and chose not to translate the works of major European scientists such as Copernicus, Kepler, or Newton, although they were broadly aware of European scientific achievements by 1650. Insofar as they were interested in these developments, it was for their practical usefulness in making maps and calendars rather than for their larger philosophical implications. In any event, the notion of a sun-centered solar system did not cause the kind of upset that it did in Europe.29
More broadly, theoretical science of any kind—Muslim or European—faced an uphill struggle in the face of a conservative Islamic educational system. In 1580, for example, a highly sophisticated astronomical observatory was dismantled under pressure from conservative religious scholars and teachers, who interpreted an outbreak of the plague as God’s disapproval with those who sought to understand his secrets. As in Japan, the systematic embrace of Western science would have to await the nineteenth century, when the Ottoman Empire was under far more intense European pressure and reform seemed more necessary.