Requirement/Onboarding Form:
Approx time required: 5 min
Your Name: *
Title: *
ETA to "Go-Live" :
Clear selection
Email Address : *
Phone: *
Your Company Name: *
Website URL:
Company Address:
Type of your Firm: *
Required
MPID/Exchange ID/LEI/IMID:
Requirements:
Asset Class Support Required:
System Required:
Hosting type Required
Clear selection
Market Coverage:
OMS Functionality:
List of Routing Destinations Required:
ARCA,INET,UBSS, BATS, AMEX , SUSQ, ISE, NITE, Fidelity, TD Ameritrade, ThinkPipes, etc
Number of Clients sending electronic flow:
Your Buy side Clients, Firms sending orders to you
BackOffice Functionality:
Clearing and Reporting:
Clearing Firm Name/DTC Code/Number:
Example: JP Morgan Clearing Corporation / JPMC/ 0352
Clearing Firm Rep Name for your firm/Email/Phone:
Clearing Firm Rollout Schedule:
Clear selection
EOD trade upload Required to any other firm (Name):
Finra Reporting Requirement:
NYSE MRO Pillar Files Processing Required?
Clear selection
Reports Required (Monthly client invoices, daily recaps emails, Reg rep comm, co comm, exec fee)
Reports Required
Pre-Post Trade Vendors/TCA/606:
Market Data Vendors:
Estimated Load:
Number of Accounts:
Number of OMS Terminals Required:
Number of Backoffice & Compliance users required:
Average Daily Stock Orders Count:
For example 2,000 orders a day
Average Daily Stock Fills Count:
Average Daily Option Orders Count:
Average Daily Option Fills Count:
Average Daily Vol. Stock:
For example 2 mln shares
Average Daily Vol. Options:
Current OMS in use:
Example: Fidessa/SS&C/Flex/EZE
Reason to switch OMS/Backoffice System:
Would you like to see any other custom functionality?
Submit
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